A History of Muslim Philosophy Volume 1

A History of Muslim Philosophy4%

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A History of Muslim Philosophy

A History of Muslim Philosophy Volume 1

Author:
Publisher: www.muslimphilosophy.com
English

This book is corrected and edited by Al-Hassanain (p) Institue for Islamic Heritage and Thought


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Chapter 37: Political Theory Of The Shiites

The death of the Prophet of Islam ushered an era which is known as the period of the Orthodox Caliphate (11 - 41/632 - 661).

The supporters of ‘Ali the fourth Caliph in the chronological order 35 - 41/646 - 661), were known as the Shi’ah which literally means a faction, a supporting group in the sense that they supported ‘Ali’s claim to succession after the death of the Prophet, both as a temporal ruler and a religious leader.

It may be stated authoritatively that ‘Ali’s claim to the Caliphate was not regarded by his supporters and adherents as a political ambition. On the contrary, it was considered that he had been ordained by Providence to succeed the Prophet and the Prophet himself had placed the question of succession beyond any doubt by his testament, as it were, at Ghadir al-Khumm.1

During the Caliphate of ‘Uthman, ibn Saba’ of Yemen, who had settled ultimately in Egypt, openly preached that the first three Caliphs were usurpers as distinguished from ‘Ali who was divinely ordained to succeed the Prophet as his executor or plenipotentiary (wasi). The extreme Shi‘ites (Ghulah) believed that the Prophet himself was reincarnated in the form of ‘Ali and “that the divine spirit which dwells in every prophet was transferred at Mohammad’s death to ‘Ali and from ‘Ali to his descendants who succeeded him in the Imamate.”

It would be pointless, so far as we are concerned, to access and evaluate the truth of the claim made by the Shi‘ites that ‘Ali had been designated as the Prophet’s successor by the Prophet himself in accordance with the command of God, but it is necessary to point out that the Shi‘ites, whether holding moderate or extreme views, refused, as it were, from the beginning to concede with the ijma‘ has any authority to confer any person the right to govern a Muslim State. They maintained that at all times a living descendant of ‘Ali, whether concealed (mastur) or unconcealed, demands and receives allegiance from the Muslims and is in point of fact the only rightful Caliph (temporal ruler) and Imam (religious leader) of the Islamic peoples.

It may perhaps be added that the term Shi‘ah was invested with all its dogmatic connotations after the coming into power of the ‘Abbasids. In the Beginning the word only meant a group of people which were in favour of the succession of ‘Ali to the Caliphate.

With the rise of the Umayyads the pure Arabs found greater favour with the rulers than the clients of the subject races. This policy which, most probably, had been initiated by the third Caliph, no doubt, for justifiable reasons, would not have proved disastrous in itself if Yazid had not perpetrated the horrible deeds which are known as the tragedy of Karbala. The old rivalry of the Umayyads and the Hashimites, which had remained subdued during the life-time of the Prophet, now manifested itself in many ways.

All these factors led to what is known as the ‘Abbasids propaganda carried on in collaboration with the Shi‘ites in the name of Hashim who was acceptable both to the supporters of ‘Ali and the descendants of ‘Abbas as against the Umayyads who had taken possession of the State and were living in luxury, while their more celebrated Quraish brethren were forced to act merely as spectators of the splendour of the rival branch.

The relationship of the Hashimites and the ‘Alids with the Umayyads would appear from the following genealogical tables.

The ‘Abbasid propaganda ultimately bore fruit and the House of ‘Abbas, mainly with the help of the Iranians who had flocked to Abu Muslim, an Iranian leader of great courage and patriotic fervour, succeeded in their machinations. The Umayyads were over-thrown; Marwan, the last Caliph was slain on the 15th Dh. H. 132/August 5, 750, followed by a general massacre of the members of the Royal House of the Umayyads, and Saffah ascended the throne 132/750.

After the revolution had become an accomplished fact, the Shi‘ites who disillusioned and sadly disappointed, were under the impression that a member of the House of ‘Ali would be enthroned. The treacherous murder of Abu Muslim (138/755) further convinced the Shi‘ites, if such conviction was needed, that their ‘Abbasid cousins were no less hostile to them and their claim than the Umayyads and it was during this period of bitter frustration, disappointment, and stark disillusionment that the term “Shi‘ah” was invested with its basic political and religious connotations.

The Shi‘ites claimed that the House of ‘Abbas had usurped the Caliphate as the Umayyads and the three Orthodox Caliphs had done. They contended that, although de facto sovereignty vested in the ‘Abbasids, legal sovereignty remained with the descendants of ‘Ali who were divinely ordained to be the temporal and religious leaders of the Islamic peoples.

The Orthodox Shi‘ites (Ithna ‘Ashariyyah), as contra-distinguished from other sects who were either extremists in their beliefs or had made a drastic departure from the tenets of their orthodox brethren, believed that the Imamate had descended from Mohammad, the Prophet, to ‘Ali and his descendants according to the table given below.

According to the Shi‘ite traditions, the 12th Imam, namely, Mehdi (the expected one), was born in Samarra in 255 or 256/ 868 or 869. At the time of the death of his father, he would have been only four or five years of age. He was designated as Imam a few days before the death of his father and very soon after his death he disappeared or went into concealment which consists of two periods, short (sughra) and long (kubra). For a period of 70 years he was represented by four wakils (agents or advocates), namely, ‘Uthman ibn Sa‘id, Abu Ja‘far, Abu al-Qasima and Abu al-Hassan.

The last named refused to nominate an agent on his behalf and died saying, “Now the matter is with God.” Accordingly, the period when the hidden Imam was represented by the wakils is known as the lesser concealment and this period extended to 329/940. Since that time the Shi‘ite Mehdi or the hidden Imam has been in “the great concealment” and he is expected to return near the end of time.

The political theories of the Orthodox Shi‘ites depend on three fundamental precepts, namely, (1) the divine right of the descendants of ‘Ali to succeed to the Imamate, (2) the sinlessness of all the imams, and (3) the return of Mehdi, the 12th Imam.

The first precept means that democratic election, i.e., consent of the people or any other method of choosing a successor to Prophet Mohammad is manifestly and palpably wrong and, as a matter of fact, sinful. Sovereignty, with all responsibilities that it entails for its holder as a temporal ruler and duties that it entails for him as a religious chief, is a gift from God which is conferred only on those who have descended from Mohammad through ‘Ali and Fatima. (The descendants of ‘Ali not born of Fatima has no right to the Caliphate or the Imamate.) The Shi‘ite theologians obviously contend that the divine right of the Imam to become the Commander of the Faithful depends on the word of God as conveyed by the Prophet to ‘Ali and by ‘Ali to his descendants.

It has been conjectured, however, that the theory of the divine right of the Imams, which was analogous to the theory of the divine right of kings, was evolved and developed by the Persian supporters of the House of ‘Ali who had witnessed the rise and fall of great empires wherein the emperors more often than not laid claims to Godhead.

In all great Eastern empires of the remote past, the kings at some time or another claimed to be gods or semi-gods at least, perhaps in order to stabilize the State and to keep the subject races unified through the worship of the sovereign. When we consider that the Shi‘ite theologians and historians have accepted it as a fact that a daughter of the last Sassanian King of Persia was married to Hussain (all Imams being descendants from her), it becomes easy enough to appreciate the position of the Persian adherents of ‘Ali in relation to the Caliphate and the Imamate. The fact that many of the Shi‘ah sects believed in the Godhead of ‘Ali further lends support to the theory that the concept of the divine right of the Imams to succeed the Prophet and infiltrated into Arabia through Persian channels.

Once we accept that the Imams are divinely ordained to rule the Faithful, we must accept the fact that the State as envisaged by the Shi‘ite theologians is a theocracy in the most rigid sense of the word, in which the ruler - temporal head as well as a religious chief - cannot be deposed even if he palpably commits sins and crimes of a most serious nature.

This is the logical conclusion of the acceptance of the theory of divine right because the supporters of this theory would contend that “what our limited knowledge visualizes as a crime or as a sin is really virtue.” We, with our limited knowledge and understanding, cannot appreciate or assess the significance of an act of the Imam. This logical conclusion was accepted by the Isma‘ilites specifically and categorically, although the Orthodox Shi‘ites contented themselves with saying that it is not possible for the Imam to commit a sin or a crime.

The concept of sinlessness is a logical corollary of the acceptance of the first precept.

It would follow, therefore, that in theocracy as envisaged by the Shi‘ites, the Caliph who is also the Imam can neither be deposed nor interfered with in any matter of administrative or religious nature. From the purely political point of view, this theocratic State has elements of stability and strength which are peculiarly its own, but it may not appeal to those who believe that sovereignty vests really in the people ultimately and that the negation of the right to depose, irrespective of the fact whether the ruler is just or unjust and cruel, is contrary to all principles of equity and justice inherent in all constitution-making.

The Shi‘ite theologians may reply that the Imam, being divinely ordained, is capable of committing a sin or crime and will exercise his authority in a benevolent manner, and although he will be sovereign in every sense of the word, he will be bound by the restrictions imposed upon him by the Qur’an, the traditions of the Prophet as narrated by the Imams and the examples of the Imams’ lives.

The belief that the 12th Imam, Mehdi, is bound to return is most significant in the sense that the Shi‘ite theologians are in a position to encourage their adherents whenever they are passing through dangerous or chaotic periods and ask them to stand fast since the advent of the Mehdi will be the end of all tyranny, despotism, suffering, misery, wretchedness, and sinfulness and the beginning of a new era of prosperity, bliss, happiness, and ecstasy never experienced before by humanity.

It is obvious that temporal and religious problems are to be solved during the concealment of the 12th Imam. The ideal theocratic Shi‘ite State envisages the existence of righteous, erudite, competent, learned, and virtuous persons who administer the Law and solve all theological problems and juristic questions by ijtihad (effort). These competent persons are known as mujtahids and are supposed to derive their wisdom and acumen from the representatives of the hidden Imam who is in contact with them.

The mujtahids have always exercised very great influence in the Shi‘ite States and have been considered to be the Caliphs of the Imam. It is of course possible to visualize periods when wide powers are misused and unlimited authority is converted into tyranny. Human nature is frail and whenever human beings are vested with unlimited powers, they are apt to misuse them at some time or other.

It may be stated therefore, that Shi‘ite envisaged their ideal State as a rigidly theocratic one, with the concealed Imam as the arbiter of the destines of the Faithful working out a pattern of society through the mujtahids, who derived their power to adjudicate from the Imam himself or his representatives with whom they are in contact. All persons, sovereigns, rulers and pontiffs, wherever they may be are usurpers if they do not derive their right to rule from the commands of the Imam or from his representatives.

The chaotic conditions which prevail will be set right by the advent or emergence of the Mehdi who will establish this ideal theocratic State, holding away over the whole world and laying the law for all creatures who inhabit it.

Political Theory Of The Ismailites

The sixth Imam of the Shi‘ites, namely, Imam Ja‘far Sadiq (the Truthful) is justly considered to be one of the greatest authorities on Law and tradition. He is regarded as one of the most celebrated of the jurists. He instructed some of the greatest traditionists known to the Muslim peoples and also known as the originator or, at least, the greatest exponent of the occult science known as jafar.

Curiously enough, it was during his life-time that the Shi‘ite world was torn asunder and there emerged upon the scene a new group or sect of the Shi‘ites, known by many names, for example, the Isma‘ilites, as the latest research has established beyond any doubt. It is the term “Isma’ilites” which is indicative of the true origin of the sect, other appellations being either misleading or based on hostility to this sect in general and to Orthodox Shi‘ites in particular.

Form the tangle of conflicting evidence, contradictory claims and inconsistent theories, the basic facts relating to the origin of this sect appear as follows:

It is admitted by all concerned that Imam Ja‘far died in 148/765. Before his death he had designated his son Isma‘il to his successor and the rightful Imam. Now this Isma‘il died sometime between the year 136/753 and 146/763. It is clear that he could not have died before 136/754 - the year that the ‘Abbasid Caliph, Mansur, ascended the throne, because we find it stated on unimpeachable authority that the fact of his death was reported to the Caliph, who, obviously, watched the movements of the Shi‘ite Imams carefully and sometimes with great anxiety, because almost all the movements which aimed at the over-throw of the ‘Abbasid Caliphate used the name of the reigning Shi‘ite Imam as a cloak.

The ‘Abbasid Caliphs, therefore, even when convinced that the Imam themselves were not in any way associated with the movement in question, very carefully kept them under State observation. According to the Shi‘ites, they were, for all practical purposes, prisoners of the State and their movements were restricted by “political expediency,” the seriousness or the significance of which was determined by the corresponding seriousness of the revolt or the movement which gave birth to it.

Again, this is admitted by all concerned that before the death of Isma‘il, Imam Ja‘far had revoked the authority of succession of the case of Isma‘il and had in his place Imam Musa Kazim as the rightful successor and Imam of the Shi‘ites.

The reasons, which led the Imam to take this step which caused the Shi‘ite community to be torn asunder and divided into hostile groups, cannot be determined at this stage. The Orthodox Shi‘ites - and Sunni authorities are not lacking in support thereof - assert that Imam Isma‘il was, one unfortunate day, found drinking wine and thus committing an action which is admittedly a sin. Imam Ja‘far - so the story goes - thereupon repudiated Isma‘il and designated his brother as his successor.

This repudiation of sanction or authority, technically known as nass was not and could not be accepted by some of the Shi‘ites because it opposed and falsified the fundamental postulates of the Shi‘ites in general.

Those who would not accept this repudiation and revocation argue as follows:

The sinlessness of the Imam is an established fact. Isma‘il was declared to be the Imam-Designate by Ja‘far. He, therefore, was incapable of committing any sin or perpetrating any crime. The allegation that he was found drinking wine was either incorrect or related to one of those mysterious acts of the Imam-Designate the significance of which is known to him only. Since he was incapable of committing a sin, his drinking must have been a cloak for some other activity. In other words, drinking was an appearance (zahir), the reality (batin) of which was known only to the Imam or to those in whom he confided.

The supporters of Isma‘il also contend that he was appointed Imam-Designate by Imam Ja‘far in accordance with divine command. God is infallible. It is impossible to conceive that God was not aware that Isma‘il one day would be found drinking. If, therefore, he allowed Isma‘il to be declared as the successor of Imam Ja‘far, the story that Isma‘il was found drinking wine must either be untrue or must be considered and treated as an act innocent in itself, the significance of which is known only to God, the Imam, and his successor.

They contend that it was quite possible that the wine drinking of Isma‘il may have been considered expedient by God and since all actions of the Imam flow from God, no action of Isma‘il, however sinful it may have appeared, can be considered to be unjustified and condemned, since it is in fact an act performed as ordained by Providence.

During the lifetime of Imam Ja‘far, the controversy and the ferment consequent upon the revocation of authority remained subdued, but as soon as he died the supporters of Isma‘il came forward and contested the succession of Imam Musa Kazim. Since Isma‘il had died during the lifetime of his father, it was contended that the nass (sanction, authority) had been transferred from Isma‘il to his son Mohammad who had from then on become the rightful Imam, the spiritual and temporal leader of the Shi‘ites and the rightful ruler of all territorial possessions.

There are some who believed that Isma‘il had not really died and was the last rightful Imam, but they were in a minority. Slowly but steadily the supporters of Mohammad, the son of Isma‘il gained ascendance and laid the foundation of the Isma‘ili sect which culminated in the establishment of one of the greatest Muslim empires of the East - the Empire of the Fatimids of Egypt.

DeGoeje and Dozy have it “that a certain ‘Abd Allah b. Maimun, an occulist (qaddah) by profession and a Persian,” was inspired by religious fervour, political ambition, and inveterate hatred against the “Arabs and Islam,” to “bind together in one association the conquered and the conquerors, to combine in one secret society, wherein there should be several grades of indication, the free thinkers who saw in religion only a curb for the common people and the bigots of all sects, to make use of the believers to bring about the reign of the unbelievers and of the conquerors to overthrow the empire which they had themselves founded, to form for himself, in short, a party, numerous, compact, and schooled to obedience, which, when the moment was come, would give the throne, if not to himself, at least to his descendants. Such was the dominant idea of ‘Abd Allah b. Maimun, an idea which, grotesque and audacious though it was, he realized with astonishing tact, incomparable skill, and a profound knowledge of the human heart.”

There is a very significant old adage that if you fling sufficient mud some is bound to stick. This is exactly what happened in the case of Maimun and his son ‘Abd Allah. The Orientalists - nay even such an erudite Iranian scholar as Mohammad Qazwini, the editor of Tarikh-i Jahan-Gusha by ‘Ata Malik Juwaini - were misled by the voluminous ‘Abbasid propaganda, hostile commentary of the Orthodox Shi‘ites, and the specious argument of those opposed to the Isma‘ilites, into thinking that Maimun and his son ‘Abd Allah were opposed to the tenets of Islam or were inspired by the hatred for the Arabs. As a matter of fact, as the latest research has established beyond any doubt, Maimun was the name adopted by Imam Mohammad when he went into concealment (ghaibah). In other words, during the period of concealment those who were in his confidence knew Imam Mohammad to be Maimun.

No doubt, this is a daring postulate but, once we accept it, all conflicts are resolved, all inconsistencies removed, and all confusions laid to rest. It is quite evident that when the Orthodox Shi‘ites assert that Maimun was a narrator of traditions under Imam Baqir and Imam Ja‘far, they are speaking the literal truth. So are the Isma‘ilites when they say that Maimun and his ‘Abd Allah were the staunchest supporters of the Isma‘ilite cause.

It is clear that the Orthodox Shi‘ites were not taken into confidence by the supporters of Imam Mohammad when he was in concealment and were, therefore, unable to appreciate that Maimun and Mohammad are one and the same person. By accepting this postulate we are also in a position to appreciate and understand the attitude adopted by the ‘Abbasid Caliphs in relation of both Maimun and his son ‘Abd Allah. It is quite likely that some of the spies of the ‘Abbasids might have brought to the notice of the Caliph that Maimun was the concealed Imam, and political expediency might have forbidden the broadcasting of this highly significant and equally dangerous information.

The stream of invectives poured upon the head of Maimun and his son ‘Abd Allah by the ‘Abbasid caliphs, the Orthodox Shi‘ites, and the Sunni historians in general, is in itself significant and tends to support the theory that both these persons were not only supporters of the Isma‘ilites’ cause but were the pivots and props thereof.

After the death of Ja‘far, Mohammad went into concealment adopting the name of Maimun. He spent some time at Kufah and Rayy. The ‘Abbasid Caliph being informed that Mohammad was laying the foundation of a powerful organization even in concealment and sending out preachers to different parts of Persia made some efforts to seize, but it would appear that either these efforts were half-hearted or they failed.

Ultimately, ‘Abd Allah al-Mehdi in direct line of descent from Mohammad, the son of Isma‘il succeeded in laying the foundation of an enviable empire in Egypt, the rulers of which are known to history as the Fatimids or the descendants of Fatima though ‘Ali.

At this juncture it is perhaps expedient to state in the most explicit terms that the Carmathians were not associated with the Isma‘ilites, nor were they identical with them as it is sometimes wrongly supposed.

Hollister has ascertained their position as follows. “We find the word Carmathian used, (1) as an equivalent for Isma‘ilis in general, (2) for the dissident groups of Isma‘ilites who joined in the invasion of Syria and came very close to capturing Damascus and establishing there a Fatimid Kingdom somewhat earlier than that established in North Africa, (3) for the followers of Hamdan Qarmat and ‘Abdan, his brother-in-law, who seceded from the Isma‘ilites, and (4) for the Qarmatians of Bahrain. The more recent studies, support by Isma‘ilite authorities, have made it clear that only this last group is really entitled to the name Qarmatian (Carmathian).”

The Fatimid Caliphs (297 - 567/909 - 1171), broadly speaking, tried to establish a theocratic State and were, on the whole, just rulers and efficient administrators. One of them, al-Hakam, however, claimed divinity for himself. In other words, he not only claimed to be the Imam, but further contended that the divine light had entered his body so that he had become identical with the Creator. His claim was laughed out of Egypt, but the Druze of Lebanon up to this day believe in his divinity and look forward to the return confident that he merely disappeared as an Imam often does, and would reappear in due course as the herald of a new era of prosperity, righteousness, and godliness on Earth.

Amazingly enough, the Isma’ilites were destined to be split again into two powerful groups. Al-Mustansir died in 428/1036 and the Imamate should have been transferred to his eldest son Nizar who, his supporters claimed, had been properly designated as Imam. However, he was not in Cairo when his father died, and before he could take effective steps, his brother al-Musta‘li, ascended the throne and Nizar was faced with a fait accompli.

Nizar never succeeded to the throne, but he found a very staunch supporter in Hassan Sabbah who had come to Persia during the reign of al-Mustansir. This Hassan Sabbah was really an amazing person, learned, erudite, ambitious, outwardly pious, wily, and blessed with administrative ability and infinite capacity to work.

In order to further his own ends, he supported the cause of Nizar as the rightful Imam and the ruler of the Islamic world, and in his name took possession of many fortresses in Persia, including the famous Alamut (the Eagle’s Nest), which, in due course of time became the centre of Hassan’s activities.

The movement initiated by Hassan is known as Da‘wat-i Jadid or New Propaganda. The Nizaari Imams of Alamut, beginning with Hassan Sabbah, held sway in certain parts of Persia until the last Imam Khurshah was killed by the Mongols in the seventh/13th century. The Nizari branch of the Isma‘ilites recognizes the Agha Khan as its head and their members are known in the Indo-Pakistan sub-continent as Khojas. The adherents of Must‘li are known as Bohras.

According to the Isma‘ilites as to the Orthodox Shi‘ites, the only rightful State is a theocratic one which has as its Head the Imam who, as we have already emphasized, is divinely ordained to hold his office.

The Imam of the Head of State never becomes functus officio in the sense that when he is concealed his representatives become operative and spread the light. As a matter of fact, both sects, the 12ers and the Isma‘ilites, believe in the continuity of the office of the Imam. There can be no vacuum so far as the performance of the functions pertaining to the Imamate is concerned. There may be and sometimes a long period between the death of one prophet and the birth of another, but during this period the Imam continues to perform his functions in the light of revelation.

It is believed that every Prophet had an Imam to whom he revealed the truth. Technically, the Prophet is called natiq and the Imam as sumit.

It is admitted that, although revelation is only vouchsafed to the prophet, it is interpreted and enforced by the Imam, since the esoteric meanings of the revelation are known to him alone. During the Fatimid period, ‘Ali, the fourth Caliph, was given the place of asas or the foundation of the Imamate and was, thus, raised to a position above all other Imams.

In the theocratic State envisaged by the Isma‘ilites every Imam has a chief minister who is termed Bab (the door, the gate). He is the intermediary between the Imam and the inner circle of preachers. All information sought to be conveyed to the Imam is conveyed through the Bab and all orders passed by the Imam are communicated to the persons concerned by the same Bab. It is on record that Hassan Sabbah claimed that he had been refused permission to see the Imam on account of the fact that Badr, the Bab, and the minister of Mustansir would not allow him to do so.

The Isma’ilite creed emphasizes the importance of cycles. Obviously, one source of revelation is not sufficient to lead humanity to the true path. Therefore, there have been cycles of revelations, each introduced by a prophet or natiq succeeded by six Imams. The seventh initiates a new cycle and really ranks as a prophet.

This is the reason why Isma‘il is held in such reverence by the Isma‘ilites: he completes the cycle which began with Prophet Mohammad and introduces a new one.

Salvation of mankind depends upon recognizing the basic principle that must identify the Imam and take the oath of allegiance (bai‘ah) to him. Those who do not recognize the Imam remain in a state of sin.

It has been mentioned that the Shi‘ites believe in the doctrine of the sinlessness of the Imam. It has also been stated that Isma‘ilites, more than any other Shi‘ite sect, accept unflinchingly the conclusions which are attendant upon this belief. In other words, if it be proved beyond any shadow of doubt by unimpeachable evidence that Isma‘il was observed drinking wine, the Isma‘ilites would argue that since the Imam is incapable of committing a sin his wine-drinking must be considered to be an act which is capable of an esoteric interpretation (ta’wil).

As a matter of fact, the basis of the Isma‘ilite creed, as it crystallized under Fatimids of Egypt, is the belief that there are two aspects of knowledge, namely, the apparent or manifest (zahir) and the esoteric or inner (batin). The zahir of the Qur’an is tanzil while the batin is the ta’wil. The exoteric meaning is known to the Prophet who imparts knowledge to his Imam. The Imam then spreads the light through his representatives, “Every person who wishes to belong to the Da‘wat enters into covenant with him (the Imam), on behalf of God. This is called bai‘ah. Man and woman must both take a like oath in a ceremony known as mithaq. They must quite justly oppose everything that is unlawful...and keep secret those things and the religious knowledge which are entrusted to them. Obedience to all the dictates of religion is the most important duty of the Faithful. Salvation can be attained only through obedience completed in word, action, desire and thought.”

Whereas the Sunnis and the 12ers (Ithna ‘Ashariyyah) have commentaries relating to the meaning of the Qur’an, the Isma‘ilites do not and cannot possess any such works.

Ivanow has it that in Isma‘ilism there is no such thing as a work of Tafsir (commentary on the Qur’an). It would appear that the passages which seem obscure or ambiguous can only be referred to the Imam and whoever has the good fortune to learn the esoteric meaning from the Imam or his representatives is bound to keep such information confidential and secret on account of the oath of allegiance taken by him.

All subjects of a theocratic State, as envisaged by the Isma‘ilites, therefore, are initiated in the mysteries of religion in accordance with their intelligence, capacity, integrity, and loyalty. It is needless to add that if a subject of this theocratic State breaks the oath of allegiance and becomes a convert to any other religion, he is severely punished (provided he is captured).

Until the Fatimid regime came into power the Isma‘ilites, like other Shi‘ite sects, were anxiously waiting for the advent of the Mehdi who would bring peace and prosperity to the world. After the establishment of the Fatimids, the conception of a personal Mehdi as al-qa’im was changed. Every Caliph of the Fatimid dynasty was named al-qa’im and thus “the idea of Mehdi became merged, so to speak, in the Imamate, in the dynasty whose mission comes to include the objects which Mehdi was to effect, if not under an Imam, then under one of his successors.”

The theocratic state of the Isma‘ilites enjoins upon all the subjects to wage a holy war (jihad) against the people “who turn away from religion.” The duty to wage war is obligatory, but it is restricted by an important condition: it can be justified only under the guidance either of the Imam or of his accredited representative.

All subjects of this theocratic State believed in the expediency of dissimulation (taqiyyah) although its necessity was reduced almost to nothingness during the regime of the Fatimids. Still taqiyyah is an accepted fact and whenever the Imam is in concealment, his disciples are obliged to practise it so that they may come to no harm. Before the Fatimid regime, even the Imams themselves, practiced taqiyyah, according to authentic evidence endorsed by the Isma‘ilites.

It has been mentioned that the sect of the 12 as well as the Isma‘ilites believe that the only rightful ruler of all territorial possessions of the world is the Imam. Since at a given moment a theocratic Isma‘ilite State may or may not exist, it is the duty of all Isma‘ilites to encourage the preaching of their creed.

The Fatimids paid great attention to the intellectual equipment of a preacher (da‘i). The da‘i was supposed to answer any question that a student or an opponent might ask. He was, therefore, made to study jurisprudence, all branches of Tradition, the philosophical interpretation of the Qur’an, ta’wil or allegorical meanings, and the art of controversy and dialectics.

The theocratic Stare of the Isma‘ilites established under the Fatimids encouraged the acquisition of knowledge. In a way, it aimed at rationalization of the precepts of religion. It was by arousing the curiosity of the people that the Isma‘ili preachers ultimately succeeded in winning them over. It is paradoxical, indeed, that the Isma‘ilites, who believed that mere knowledge is not sufficient for the achievement of salvation and that one has to recognize an Imam and follow unstinted in all matters, established seats of learning, schools and universities where the students were encouraged to think for themselves. The Azhar University of Cairo was built by the Fatimids and has continued since then to be regarded as the outstanding educational institution in the entire Muslim world.

The Fatimids also established observatories and libraries and these institutions were accessible to all peoples and classes irrespective of religion or creed. Public gatherings were addressed by learned men in robes which may be regarded as forerunners of the academic gowns worn by professors today. All costs pertaining to these institutions were borne by the Government and for the teaching of different sciences; learned professors were imported from Spain and from the farthest parts of Asia.

It may be said, therefore, that a theocratic State, rigid in its framework and immutable in its convictions, gave birth to rational movements aimed at the correlation of religious precepts with scientific and philosophic truths as known at the time. It became the harbinger of rational thinking, and by encouraging the pursuit of knowledge it gave to learning and letters a new impetus. If we believe Nasir Khusrau, and we have no reason to disbelieve him, the State which was established by the Fatimids had become the centre of all learning and knowledge and from it radiated waves and movements towards different parts of the Muslim world encouraging others to pursue knowledge, to think for themselves, and to ponder over religious matters in the light reason.

It is an amazing co-incidence of history that a theocratic State should give birth to rational thought and should encourage the study of philosophy even collective mental state which is opposed to the rigidity of a truly theocratic State. The Fatimids deserve all honour, therefore, for advancing the cause of their own State and sealing their own doom.

Bibliography

Maulavi Sayyid Ahmad ‘Ali Muhani, Sahifah-i Kamilah, or the Prayers of Imam Zain al-Abidin, two parts, Madresat al-Wa‘isin, Lucknow, 1931; Syed Amir Ali, Mohammaden Law, Thacker Spink & Co., Calcutta and Simla, 1929, two vols. fifth ed; The Spirit of Islam, Christophers, London, 1935; Sir Thomas W. Arnolde, The Caliphate, Clarendon Press, Oxford, 1913; Abu Mansur ‘Abd al-Qahir ibn Tahir al-Baghdadi, al-Farq bain al-Firaq, tr. Kate Chambers Seelye, Columbia University Press, New York, 1920; al-Farq bain al-Firaq (Characteristics of Muslim Sects), abr. ed. Philip K. Hitti, al-Hilal Printing Press, Cairo, 1924; Nail Baillie, A Digest of Mohammedan law, Vol. 2, London, 1875; C. H. Becker, The Cambridge Medieval History, Vol. 2, The Rise of the Saracens; Ahmad bin Yahya bin Jabir al-Baladhuri, Futuh al-Buldan, pp. 113 - 30; Lt. Col. M. H. Court, Malcolm’s History of Persia, Civil & Military Gazette, Lahore, 1888; Dwight M. Donaldson, The Shi‘ite Religion, Luzac & Co., Ltd., London, 1933; Israel Friedlander, The Heterodoxies of the Shi‘ites; William Loftus Hare, Ed., Religions of the Empire, Duckworth, London, 1925; Sir Mohammad Iqbal, The Reconstruction of Religious Though in Islam, Oxford University Press, London, 1934

Wildimir Ivanow, Ismailitica - Memoirs of the Asiatic Society of Bengal, The Baptist Mission Press, the Asiatic Society, Calcutta, 1932; A Guide to Isma‘ili Literature, Royal Asiatic Society, London, 1933; Two Early Isma‘ili Treatises: Haft-Babi Baba Sayyidna and matlub al-Mu’minin by Tusi, Islamic Research Association, Bombay, 1935; The Rise of the Fatimids, Oxford University Press, 1942; Major H. S. Jarrett, History of the Caliphs; Stanley Lane-Poole, A history of Egypt in the Middle Ages, Methuen & Co. Ltd., London, fourth ed. , 1925; Bernard Lewis, The Origin of Isma‘ilism, W. Heffer & Sons., Ltd., London 4th ed., 1940; Duncan B. Macdonald, Development of Muslim Theology, Jurisprudence and Constitutional Theory, Charles Scribners’ Sons, New York, 1926; Mulla Mohammad Baqir al-Majlisi, Hayat al-Qulub, tr. J. L. Merrick, Phillips Lampson & Co., Boston 1859; Sir John Malcolm, The History of Persia, two vols, John Murray, London, 1929; Prince P. H. Mamour, Polemics on the Origin of the Fatimid Caliphs, Luzac Co., London, 1934; Sayyid Maqbul Ahmad, Qur’an and Shi‘ah Tafsir, three vols., Munshi Sayyid Zafaryab ‘Ali, Delhi; D. S. Morgoliouth, The Early Development of Mohamonedanism, Williams & Norgate, London, 1914; Umayyads and ‘Abbasids, being a trans. of Part 4 of Zaydan’s History of Islamic Civilization, Gibb Memorial Series, vol. 4; James L. Merrick, The Life and Religion of Mohammad; William McElwee Miller, A Treatise on the Principles of Shi‘ite Theology;

Mirza Mohammad ibn ‘Abdul Wahhab Qazwini, The Tarikh-i Jahan-Gusha of ‘Ala al-Din ‘Àla Malik Juwaini, Part 3, Luzac & Co., London, 1937; Mubsin Fani, Dabistan al-Madhahib, translated from the original Persian by David Shea and Anthony Troyer, M. Walter Dunn, Washington and London, 1901; Sir William Muir, The Caliphate, Its Rise, Decline and Fall, Religious Tract Society, London, 1891; Abi Mohammad al-Hassan ibn Musa al-Naubakhti, Kitab Firaq al-Shi‘ah, tr. Helmut Ritter, Vol. 4 of the Bibliotheca Islamica, Istanbul, 1931; Simon Lacy O’Leary, History of the Fatimid Caliphate, Kegan Paul, Trench Trubner & Co., London, 1923; Canon Edward Sell, The Cult of ‘Ali, Christian Literature Society for India, Madras, 1910-;Ithna ‘Ashariyya, or the 12 Shi‘ah Imams, Madras, 1923; Studies in Islam, C. M. S., London, 1928, Bernhard H. Springett, Secret Sects of Syria and the Lebanon, George Allen & Unwin, London, 1922; Sir Percy Sykes, History of Persia, two vols., Macmillan & Co., London, 1930; and Ahmad Din Khan, The Glory of the Shi‘ah World, tr. and ed. from a Persian MS., Macmillan & Co., London, 1910; W. Cooke Taylor, The History of Mohammadanism and Its Sects, John W. Parker, London, 1841, third ed.; A. J. Wensinck, A Handbook of Early Mohammadan Tradtions, Leyden, 1927;

Mohammad ibn Ya‘qub Kulaini, Kafi fi ‘ilm al-Din (A Compendium of the Science of Religion), lithographed, two vols., Teheran, 1889; Abu al-Hassan Mohammad b. Musa Sayyid Radi, Nahj al-Balaghah: The Open Road of Eloquence (containing discourses attributed to ‘Ali), lithographed in Meshed, 1892; Koelle, Mohammad and Mohammadanism, 1889; Khuda Bukhsh, Contributions to the History of Islamic Civilizations, tr. from A. von Kremer’s Culture Geshichtliche Streifzuge aus dem Gebiete des Islam, Culcutta, 1905 and 1929; The Encyclopaedia Britannica, Cambridge, 11th edition with Supplementary vols. 30 - 32, 1922; The Encyclopaedia of Islam, Leiden, four vols. with Supplement, 1908 - 38; Carl Brockelmann, History of Islamic peoples, London; Arnold J. Toynbee, Study of History.

Note

1. “A spring between Mecca and al-Medina where the Shi‘ite tradition asserts the Prophet declared, ‘Whomsoever I am lord of, his lod is ‘Ali also.’” Ibn Sa‘ad, Vol. 5, p 235; Mas‘udi, Tanbit, pp. 225 - 56; Philip K. Hitti, History of the Arabs, p. 471, note 1.

Part 3: The Philosophers

(Those who were mainly interested in philosophy and science and were greatly influenced by Greek thought)

Chapter 21: Al-Kindi

Chapter 22 : Muhammad Ibn Zakariya Al-Razi

Chapter 23: Al-Farabi

Chapter 24: Miskawaih

Chapter 25: Ibn Sina

Chapter 26: Ibn Bajjah

Chapter 27: Ibn Tufail

Chapter 28: Ibn Rushd

Chapter 29: Nasir Al-Din Tusi

Chapter 21: Al-Kindi

By Ahmed Fouad El-Ehwany

Life

Al-Kindi (c. 185/801- c. 260/873) was the first Muslim philosopher. Philo­sophical studies in the second/eighth century were in the hands of Christian Syriacs, who were primarily physicians. They started, through encourage­ment by the Caliph, to translate Greek writings into Arabic. Being the first Arab Muslim to study science and philosophy, al-Kindi was rightly called “the Philosopher of the Arabs.”

His full name is: Abu Yusuf Ya`qub ibn Ishaq ibn al-Sabbah ibn `Imran ibn Isma`il ibn al-Ash`ath ibn Qais al-Kindi. Kindah was one of the great Arab tribes before Islam. His grandfather al-Ash`ath ibn Qais adopted Islam and was considered one of the Companions (Sahabah) of the Prophet. Al-Ash`ath went with some of the pioneer Muslims to al-Kufah, where he and his descend­ants lived. Ishaq ibn al-Sabbah, al-Kindi's father, was Governor of al-Kufah during the reign of the `Abbasid Caliphs al-Mahdi and al-Rashid. Most probably al-Kindi was born in the year 185/801,1 a decade before the death of al-Rashid.

Al-Kufah and al-Basrah, in the second/eighth and third/ninth centuries, were the two rivalling centres of Islamic culture. Al-Kufah was more inclined to rational studies; and in this intellectual atmosphere, al-Kindi passed his early boyhood. He learnt the Qur'an by heart, the Arabic grammar, literature, and elementary arithmetic, all of which formed the curriculum for all Muslim children. He, then, studied Fiqh and the new-born discipline called Kalam. But it seems that he was more interested in sciences and philo­sophy, to which he consecrated the rest of his life, especially after he went to Baghdad.

A complete knowledge of Greek science and philosophy required proficiency in Greek and Syriac languages into which latter many Greek works had already been translated. It seems that al-Kindi learnt Greek, but certainly he mastered the Syriac language from which he translated several works. He also revised some of the Arabic translations, such as al-Himsi's translation of Plotinus' Enneads, which passed to the Arabs as one of the writings of Aristotle. Al-Qifti, the biographer, says that “al-Kindi translated many philosophical books, clarified their difficulties, and summarized their deep theories.”2

In Baghdad he was connected with al-Ma'mun, al-Mu'tasim, and the latter's son Ahmad. He was nominated tutor of Ahmad ibn al-Mu'tasim, to whom he dedicated some of his important writings. Ibn Nabatah says: “Al-Kindi and his writings embellished the empire of al-Mu`tasim.”3 He flourished also under the reign of al-Mutawakkil (r. 232-247/847-861). A story related by Ibn Abi Usaibi'ah indicates the great fame of al-Kindi at that time, his advanced knowledge, and his famous private library.

This is the full account: “Muham­mad and Ahmad, the sons of Musa ibn Shakir, who lived during the reign of al-Mutawakkil, were conspiring against everyone who was advanced in know­ledge. They sent a certain Sanad ibn 'Ali to Baghdad so that he might get al-Kindi away from al-Mutawakkil. Their conspiracies succeeded to the point that al-Mutawakkil ordered al-Kindi to be beaten. His whole library was confiscated and put in a separate place, labelled as the 'Kindian Library.”4 '

Al-Kindi's notoriety for avarice was equal to his fame for knowledge. This bad repute was due to al-Jahiz's caricature of him in his Kitab al-Bukhala'. However, al-Kindi lived a luxurious life in a house, in the garden of which he bred many curious animals. It seems that he lived aloof from society, even from his neighbours.

An interesting story related by al-Qifti shows that al­-Kindi lived in the neighborhood of a wealthy merchant, who never knew that al-Kindi was an excellent physician. Once the merchant's son was attacked by sudden paralysis and no physician in Baghdad was able to cure him. Some­one told the merchant that he lived in the neighborhood of the most brilliant philosopher, who was very clever in curing that particular illness. Al-Kindi cured the paralyzed boy by music.

Works

Most of his numerous works (numbering about 270) are lost. Ibn al-Nadim and following him al-Qifti classified his writings, most of which are short treatises, into seventeen groups: (1) philosophical, (2) logical, (3) arithmetical, (4) globular, (5) musical, (6) astronomical, (7) geometrical, (8) spherical, (9), medical, (10) astrological, (11) dialectical, (12) psychological, (13) political, (14) causal (meteorological), (15) dimensional, (16) on first things, (17) on the species of some metals, chemicals, etc.

This account shows to what extent al-Kindi's knowledge was encyclopedic. Some of his scientific works were translated by Gerard of Cremona into Latin and influenced very much the thought of medieval Europe. Cardano considered him to be one of the twelve greatest minds.

Scholars studied al-Kindi, until his Arabic treatises were discovered and edited, merely on the basis of the extant Latin translations. His De Medici­narum Compositarum Gradibus was published in 938/1531. Albino Nagy5 in 1315/1897 edited the medieval translations of these treatises: De intellectu; De Somno et visione; De quinque essentiis; Liber introductorius in artem logicae demonstrationis.

Since the discovery of some of his Arabic manuscripts, a new light has been thrown on al-Kindi's philosophy. A compendium containing about 25 treatises was found by Ritter in Istanbul. Now they have all been edited by different scholars, Walzer, Rosenthal, Abu Ridah, and Ahmed Fouad El-Ehwany.6 There are other short treatises discovered in Aleppo, but they have not yet been edited. It has become possible, to a certain extent, to analyse al-Kindi's philo­sophy on more or less sure grounds.

Philosophy

It was due to al-Kindi that philosophy came to be acknowledged as a part of Islamic culture. The early Arab historians called him “the Philosopher of the Arabs” for this reason. It is true that he borrowed his ideas from Neo­-Platonic Aristotelianism, but it is also true that he put those ideas in a new context. By conciliating Hellenistic heritage with Islam he laid the foundations of a new philosophy. Indeed, this conciliation remained for a long time the chief feature of this philosophy. Furthermore, al-Kindi, specializing in all the sciences known at his time - of which his writings give sufficient evidence - ­made philosophy a comprehensive study embracing all sciences.

Al-Farabi, Ibn Sina, and Ibn Rushd were first scientists and then philosophers. For this reason Ibn al-Nadim placed al-Kindi in the class of natural philosophers. This is his full account: “Al-Kindi is the best man of his time, unique in his knowledge of all the ancient sciences. He is called the Philosopher of the Arabs. His books deal with different sciences, such as logic, philosophy, geometry, arithmetic, astronomy, etc. We have connected him with the natural philosophers because of his prominence in science.”7

Philosophy is the knowledge of truth. Muslim philosophers, like the Greek, believed that truth is something over and above experience; that it lies immutable and eternal in a supernatural world. The definition of philosophy in al-Kindi's treatise on “First Philosophy” runs like this: “Philosophy is the knowledge of the reality of things within man's possibility, because the philosopher's end in his theoretical knowledge is to gain truth and in his practical knowledge to behave in accordance with truth.”

At the end of the treatise, God is qualified by the term “truth,” which is the objective of philo­sophy. “The True One (al-Wahid al-Haq) is, then, the First, the Creator, the Sustainer of all that He has created. ...” This view is borrowed from Aristotle's metaphysics, but the Unmovable Mover of Aristotle is substituted by the Creator. This difference constitutes the core of the Kindian system.

Philosophy is classified into two main divisions: theoretical studies, which are physics, mathematics, and metaphysics; and practical studies which are ethics, economics, and politics. A later writer, quoting al-Kindi, gives the classification as follows: “Theory and practice are the beginning of the virtues. Each one of the two is divided into the physical, mathematical, and theological parts. Practice is divided into the guidance of one's self, that of one's house, and that of one's city.”8

Ibn Nabata, quoting also al-Kindi, mentions only the theoretical divisions. “The philosophical sciences are of three kinds: the first in teaching (ta`lim) is mathematics which is intermediate in nature; the second is physics, which is the last in nature; the third is theology which is the highest in nature.”9 The priority of mathematics goes back to Aristotle, but the final sequence of the three sciences beginning with physics came from the later Peripatetics. Most probably al-Kindi was following Ptolemy, who gave a division of sciences in the beginning of Almagest.10 Mathematics was known to the Arabs from that time on as the “first study.”

The definition of philosophy and its classification, as mentioned above, remained traditional in Muslim philosophy. As Mustafa 'Abd al-Raziq puts it: “This attitude in understanding the meaning of philosophy and its classification according to subject-matter directed Muslim philosophy from its very outset.”11

First philosophy or metaphysics is the knowledge of the First Cause, be­cause all the rest of philosophy is included in this knowledge.12 The method followed in the study of first philosophy is the logic of demonstration. From now on, logic will be the instrument of the philosophers in their quest for truth.

Al-Kindi's value as a philosopher was debated in ancient times because of the lack of logical theory in his system. Sa'id al-Andalusi says: “Al-Kindi wrote on logic many books which never became popular, and which people never read or used in the sciences, because these books missed the art of analysis which is the only way to distinguish between right and wrong in every study. By the art of synthesis, which is what Ya`qub meant by his writings, no one can profit, unless he has sure premises from which he can make the synthesis.”

It is difficult for us to give an exact idea concerning this charge until his logical treatises are discovered. But the fact that al-Farabi was called the “Second Master” because of his introducing logic as the method of thinking in Islamic philosophy13 seems to corroborate the judgment of Sa'id just mentioned.

Harmony Between Philosophy And Religion

Al-Kindi directed Muslim philosophy towards an accord between philosophy and religion.14 Philosophy depends on reason, and religion relies on revelation. Logic is the method of philosophy; faith, which is belief in the realities mention­ed in the Qur'an as revealed by God to His Prophet, is the way of religion. From the very outset, men of religion mistrusted philosophy and the philo­sophers. Philosophers were attacked for being heretics.

Al-Kindi was obliged to defend himself against the accusation of religious spokesmen that “the acquisition of the knowledge of the reality of things is atheism (kufr).”15 In his turn, al-Kindi accused those religious spokesmen for being irreligious and traders with religion. “They disputed with good men in defence of the untrue position which they had founded and occupied without any merit only to gain power and to trade with religion. “16

The accord between philosophy and religion is laid down on the basis of three arguments: (1) that theology is part of philosophy; (2) that the pro­phet's revelation and philosophical truth are in accord with each other, and (3) that the pursuit of theology is logically ordained.

Philosophy is the knowledge of the reality of things, and this knowledge comprises theology (al-rububiyyah), the science of monotheism, ethics, and all useful sciences.

Furthermore, the prophets have ordained the pursuit of truth and practice of virtue. “The totality of every useful science and the way to attain it, the getting away from anything harmful and taking care against it - the acquisition of all this is what the true prophets have proclaimed in the name of God ....

The prophets have proclaimed the unique divinity of God, the practice of the virtues accepted by Him, and the avoidance of the vices which are contrary to virtues-in-themselves.”

Again, the pursuit of philosophy is necessary for it “is either necessary or it is not necessary. If theologians (those who oppose its pursuit) say that it is necessary, they should study it; if they say that it is not necessary, they have to give the reason for this, and present a demonstration. Giving the reason and demonstration is part of the acquisition of the knowledge of reality. It is necessary then that they should have this knowledge and realize that they must obtain it.”17

In his treatise on “The Number of the Works of Aristotle,” al-Kindi makes a sharp distinction between religion and philosophy. The fact that he discussed this point in this particular treatise proves that he was comparing the religion of Islam with Aristotle's philosophy. The divine science, which he distinguished from philosophy, is Islam as revealed to the Prophet and recorded in the Qur'an.

Contrary to his general view that theology is a part of philosophy, here we find (1) that theology occupies a rank higher than philosophy; (2) that religion is a divine science and philosophy is a human one; (3) that the way of religion is faith and that of philosophy is reason; (4) that the knowledge of the prophet is immediate and through inspiration and that of the philosopher is by way of logic and demonstration. We quote in full this interesting and very important passage:

“If, then, a person does not obtain the knowledge of quantity and quality, he will lack knowledge of the primary and secondary substances, so that one cannot expect him to have any knowledge of the human sciences which are acquired by man through research, effort, and industry. These sciences fall short in rank of the divine science (al-'ilm al-ilahi)18 which is obtained without research, effort, and industry, and in no time.

This latter knowledge is like the knowledge of the prophets, a knowledge bestowed by God; unlike mathematics and logic, it is received without research, effort, study, and industry, and requires no period of time. It is distinct in being obtained by the will of God, through the purification and illumination of souls, so that they turn towards truth, through God's support, assistance, inspiration, and His messages.

This knowledge is not a prerogative of all men, but only of the prophets. This is one of their miraculous peculiarities, the distinctive sign which differentiates them from other human beings. Men who are not prophets have no way of attaining knowledge of the secondary substances or that of the primary sensible substances and their accidents without research and industry through logic and mathematics, and without any period of time.

“Hence, men of intelligence draw the evident conclusion that since this19 (knowledge) exists, it comes from God; whereas (ordinary) men are unable by their very nature to attain to a similar knowledge, because it is above and beyond their nature and the devices they use. Thus, they submit themselves in obedience and docility to it and faithfully believe in the truth of the message of the prophets.”20

The Muslims follow the Word of God stated in the Qur'an and are convinced by its sure arguments. Philosophers refer to logical demonstration, i, e., their reason. Philosophical arguments depend on the self-evident first principles of demonstration. In al-Kindi's view, the Qur'anic arguments, being divine, are more sure, certain, and convincing than the philosophical arguments which are human. The Qur'an gives solutions of some very important problems, such as the creation of the world from nothing, and resurrection.

Al-Kindi holds that the Qur'anic arguments are “beliefs, clear and comprehensive.” Thus, they lead to certainty and conviction. Hence, they are superior to the philosopher's arguments. An example of such sure arguments is to be found in the answer to the infidels who asked, “Who will be able to give life to bones when they have been reduced to dust?” The answer is: “He who produced them originally will give life to them.”

Thus, al-Kindi opened the door for the philosophical interpretation of the Qur'an, and thereby brought about an accord between religion and philosophy. In his treatise “The Worship (sujud) of the Primum Mobile,” the verse: “Stars and trees are worshipping” is interpreted by reference to the different meanings of the word “sajdah.” It means: (1) prostration in praying; (2) obedience; (3) change from imperfection to perfection; (4) following by will the order of a person. It is this last meaning that applies to the worship of the stars. The heavenly sphere is animated and is the cause of life in the world of generation and corruption. The movement of the primum mobile is called worship (sujud) in the sense that it obeys God.

To sum up, al-Kindi was the first philosopher in Islam to effect an accord between religion and philosophy. He paved the way for al-Farabi, Ibn Sina, and Ibn Rushd. Two quite different views are given by him. The first follows the way of the logicians and reduces religion to philosophy. The second, considering religion a divine science, raises it above philosophy. This divine science can be known by a prophetic faculty. However, through philosophic interpretation religion becomes conciliated with philosophy.

God

An adequate and sure knowledge of God is the final objective of philosophy. Philosophy by its very name was a Greek study. For this. reason, al-Kindi made a great effort to transmit Greek philosophy to the Arabs. As Rosenthal rightly puts it: “Al-Kindi himself states that he considered it his task to serve as an Arab transmitter and interpreter of the ancient heritage.”21 In Theon's commentary on the Almagest of Ptolemy, we find God described as immutable, simple, of invisible nature, and the true cause of motion.

Al-Kindi in his treatise al-Sina'at al-'Uzma22 paraphrases the same idea. He says: “For God, great is His praise, is the reason and agent of this motion, being eternal (qadim), He cannot be seen and does not move, but in fact causes motion without. moving Himself. This is His description for those who understand Him in plain words: He is simple in that He cannot be dissolved into something simpler; and He is indivisible because He is not composed and composition has no hold on Him, but in fact He is separate from the visible bodies, since He is the reason of the motion of the visible bodies.”23

Simplicity, indivisibility, invisibility, and causality of motion are the divine attributes stated by Theon. When al-Kindi mentions them he is simply a transmitter of the Hellenistic conception of God. The originality of al-Kindi lies in his conciliation of the Islamic concept of God with the philosophical ideas which were current in the later Neo-Platonism.

The basic Islamic notions concerning God are His unicity, His act of creation from nothing, and the dependence of all creatures on Him. These attributes are stated in the Qur'an in a manner which is neither philosophical nor dialectical. Al-Kindi qualifies God in new terms. God is the true one. He is transcendent and can be qualified only by negative attributes. “He has no matter, no form, no quantity, no quality, no relation; nor is He qualified by any of the remaining categories (al-maqulat).24 He has no genus, no differentia, no species, no proprium, no accident. He is immutable.... He is, therefore, absolute oneness, nothing but oneness (wahdah). Everything else is multiple.”25

To understand the position of al-Kindi, we must refer to the Traditionalists and the Mu'tazilites. The Traditionalists - Ibn Hanbal was one of their chief representatives - refused to interpret the attributes of God. They simply called them “the names of God.” When, for example, Ibn Hanbal was asked whether the Qur'an, being the Word of God, is eternal (qadim) or created (makhluq), he gave no answer. His only answer was that the Qur'an is the Word (kalam) of God. The Traditionalists accepted the literal meaning of the Scripture, i. e. without any further interpretation.

The Mu'tazilites, such as were the contemporaries of al-Kindi, rationally interpreted the attributes of God to establish His absolute unicity. They solved the problem on the basis of the relation between the essence (dhat) of God and His attributes (sifat). The main attributes in their view amount to three: knowledge, power, and will. These they negate, for, if affirmed of God, they would entail plurality in His essence. The Mu'tazilites and the philosophers shared this denial of the divine attributes. Al-Ghazali rightly says in the Tahafut al-Falasifah that “the philosophers agree exactly as do the Mu'tazilites that it is impossible to ascribe to the First Principle knowledge, power, and will.”26

Al-Kindi, the first philosopher in Islam, followed the Mu'tazilites in their denial of the attributes. But his approach to the solution of the problem is quite different. First, it is not the essence of God and His attributes with which he is concerned; it is rather the predicability of the categories - as we have seen above - to the substance of God. Secondly, all things can be defined, hence known, by giving their genera and differentiae, except God who has neither genus nor differentia. In other terms, al-Kindi follows in his quest the “way of the logicians.”

The Kindian arguments for the existence of God depend on the belief in causality. Everything that comes to be must have a cause for its existence. The series of causes are finite, and consequently there is a prime cause, or the true cause, which is God. Causes, enumerated by Aristotle, are the material, the formal, the efficient, and the final. In al-Kindi's philosophy, as repeated in many of his treatises, God is the efficient cause.

There are two kinds of efficient causes; the first is the true efficient cause and its action is creation from nothing (ibda'). All the other efficient causes are intermediate, i.e., they are produced by other causes, and are themselves the causes of other effects. They are called so by analogy; in fact, they are not true causes at all. Only God is the true efficient cause. He acts and is never acted upon.

Given that the world is created by the action of ibda' in no time, it must be in need of a creator, i.e., God. Nothing which is created is eternal; God alone is eternal. Beings come to be and pass away. This is clear in the case of corporeal sensibles which are in perpetual flux and change. Also the world as a whole, the celestial bodies, and the universals, such as genera and species, are not eternal, because they are finite and composed. Everything which is finite in space and time is not eternal. The notion of infinity occupies an important place in the philosophy of al-Kindi, and will be discussed later in detail.

Another proof for the existence of God is the order observed in all natural beings. The regularity inherent in the world, the hierarchical degrees of its parts, their interactions, the most perfect state in every being realizing its highest goodness - all this is a proof that there is a Perfect Being who manages everything according to the greatest wisdom27

Beings are in continuous need of God. This is so because God, the Creator ex nihilo, is the sustainer of all that He has created, so that if anything lacks His sustainment and power, it perishes.28

Infinity

The world in Aristotle's system is finite in space but infinite in time, be­cause the movement of the world is co-eternal with the Unmovable Mover. Eternity of the world was refuted in Islamic thought, since Islam holds that the world is created. Muslim philosophers, facing this problem, tried to find a solution in accord with religion. Ibn Sina, and Ibn Rushd were accused of atheism because of their pro-Aristotelianism; they assumed that the world is eternal. In fact, this problem remained one of the important features of Islamic philosophy, and al-Ghazali mentioned it at the beginning of his twenty points against the philosophers in the Tahafut al-Falasifah.

Al-Kindi, contrary to his great successors, maintained that the world is not eternal. Of this problem he gave a radical solution by discussing the notion of infinity on mathematical grounds.

Physical bodies are composed of matter and form, and move in space and time. Matter, form, space, movement, and time are the five substances in every physical body. (Res autem quae sunt in omnibus substantiis sunt quin­que, quarum una est hyle, et secunda est forma, et tertia est locus, et quarta est motes, et quinta est tempus.)29

Being so connected with corporeal bodies, time and space are finite, given that corporeal bodies are finite; and these latter are finite because they cannot exist except within limits.

Time is not movement; it is the number which measures the motion (Tempus ergo est numerus numerans motum) for it is nothing other than the prior and posterior. Number is of two kinds: discrete and continuous. Time is not of the discrete kind but of the continuous kind. Hence, time is definable as the supposed instants which continue from the past to the future. In other words, time is the sum of anterior and posterior instants. It is the continuum of instants.

Time is part of the knowledge of quantity. Space, movement, and time are quantities. The knowledge of these three substances and also the other two is subordinate to the knowledge of quantity and quality. As mentioned above, he who lacks the knowledge of quantity and quality will lack knowledge of the primary and secondary substances. Quality is the capacity of being similar and dissimilar; quantity, of being equal and unequal. Hence, the three notions of equality, greater, and less are basic in demonstrating the concepts of finitude and infinity.

The arguments against infinity are repeated in a number of al-Kindi's treatises. We give from his treatise “On the Finitude of the Body of the World” the four theorems given as proofs for finitude: -

(1) Two magnitudes30 of the same kind are called equal if one is not greater than the other.31

(2) If a magnitude of the same kind is added to one of the two magnitudes of the kind, they will be unequal.

(3) Two magnitudes of the kind cannot be infinite, if one is less than the other, because the less measures the greater or a part of it.

(4) The sum of two magnitudes of the kind, each of which is finite, is finite.

Given these axioms, every body, being composed of matter and form, limited in space, and moving in time, is finite, even if it is the body of the world. And, being finite it is not eternal. God alone is eternal.

Soul And Intellect

Al-Kindi was confused by the doctrines of Plato, Aristotle, and Plotinus concerning the soul, especially because he revised the parts translated from Plotinus' Enneads, a book which was wrongly ascribed to Aristotle. He borrowed from Plotinus the doctrine of the soul, and followed the model of Aristotle in his theory of the intellect. In a short treatise “On the Soul,” he summarizes, as he says, the views of “Aristotle, Plato, and other philo­sophers.” In fact, the idea expounded is borrowed from the Enneads.

The soul is a simple entity and its substance emanates from the Creator just as the rays emanate from the sun. It is spiritual and of divine substance and is separate and distinct from the body. When it is separated from the body, it obtains the knowledge of everything in the world and has vision of the supernatural. After its separation from the body, it goes to the world of the intellect, returns to the light of the Creator, and sees Him.

The soul never sleeps; only while the body is asleep, it does not use the senses. And, if purified, the soul can see wonderful dreams in sleep and can speak to the other souls which have been separated from their bodies. The same idea is expounded in al-Kindi's treatise: “On Sleep and Dreams,” which was translated into Latin. To sleep is to give up the use of the senses. When the soul gives up the use of the senses and uses only reason, it dreams.

The three faculties of the soul are the rational, the irascible, and the appetiti­ve. He who gets away from the pleasures of the body and lives most of his life in contemplation to attain to the reality of things, is the good man who is very similar to the Creator.

Another treatise on the intellect played an important role in medieval philosophy, both Eastern and Western. It was translated into Latin under the title De Intellectu. The purpose of this treatise is to clarify the different meanings of the intellect (`aql) and to show how knowledge is obtained.

Aristotle in his De Anima distinguished between two kinds of intellect, the possible and the agent. The possible intellect receives intellection and the agent intellect produces intelligible objects. The latter intellect is described by Aristotle as separate, unmixed, always in actuality, eternal, and uncorrupted.

Alexander of Aphrodisias in his De Intellectu holds that there are three kinds of intellect : the material, the habitual, and the agent, thus adding a new intellect which is the intellectus habitus or adeptus. The intellectus materialis is pure potentiality and is perishable. It is the capacity in man to receive the forms. The intellect in habitu is a possession, which means that the intellect has acquired knowledge and possessed it, i, e., has passed from potentiality into actuality. To bring a thing from potentiality to actuality needs something else to act as an agent. This is the third intellect, the agent intellect, also called the intelligencia agens and considered by some interpreters to be the divine intelligence which flows into our individual souls.

When we come to al-Kindi we find not three intellects but four. He divided the intellect in habitu into two intellects, one is the possession of knowledge without practising it and the other is the practising of knowledge. The first is similar to a writer who has learnt handwriting and is in possession of this art; the other is similar to the person who practises writing in actuality.

We quote the opening paragraph of his treatise:

“The opinion of Aristotle concerning the intellect is that it is of four kinds:

(1) The first is the intellect which is always in act.

(2) The second is the intellect which is potentially in the soul.

(3) The third is the intellect which has passed in the soul from potentiality to actuality.

(4) The fourth is the intellect which we call the second.”32

What he means by the “second” is the second degree of actuality as shown above in the distinction between mere possession of knowledge and practising it.

A complete theory of knowledge is expounded in the rest of the treatise. There are two kinds of forms, the material and the immaterial. The first is the sensuous, because the sensibles are composed of matter and form. When the soul acquires the material form, it becomes one with it, i. e., the material form and the soul become one and the same. Similarly, when the soul acquires the rational forms which are immaterial, they are united with the soul. In this way, the soul becomes actually rational. Before that it was rational in potentiality. What we call the intellect is nothing other than the genera and species of things.

This intellectual operation is again illustrated in al-Kindi's treatise on “First Philosophy.” He says: “When the genera and species are united with the soul, they become intellectibles. The soul becomes actually rational after its unity with the species. Before this unity the soul was potentially rational. Now, everything which exists in potentiality does not pass to actuality save by something which brings it from potentiality to actuality. It is the genera and species of things, i. e., the universals... which make the soul which is potentially rational to be actually rational, I mean, which get united with it.”33

Al-Kindi abruptly passes from the above epistemological discussion to an ontological one concerning the oneness of the universals and their origin. The universals are the intellect in so far as they are united with the soul. Thus the question arises whether the intellect is one or many. It is one in one respect and many in another.

This is his full account: “And as universals are many, as shown above, so is the intellect. It seems to us that the intellect is the first plurality. But it is also one, because it is a whole, as shown above and oneness is applied to the whole. But the true oneness (wahdah)34 is not of the intellect.”

Following the doctrine of Plotinus, al-Kindi passed on to the metaphysical plane of the One. As mentioned above, he confused Aristotle's metaphysics of Being with that of Plotinus.' For this reason he was unable to elaborate a coherent system of his own. This was what al-Farabi, the Second Master, was able to do.

Bibliography

Mustafa `Abd al-Raziq, Failasuf al-'Arab w-al-Mu'allim al-Thani, Cairo, 1945;

Ahmed Fouad El-Ehwany, “Al-Kindi, Treatise on First Philosophy,” Cairo, 1948; Islamic Philosophy, Cairo, 1957;

Abu Ridah, Rasa'il al-Kindi, Cairo, 2 Vols., 1950, 1953;

Al-Qifti, Tarikh al-Hukama.', Cairo;

Ibn Nabatah, Sharh Risalah Ibn Zaidun, Cairo;

Ibn Abi Usaibi'ah, Tabaqat al-Atibba', Cairo;

Madkour, La Place d'Al-Farabi dans l'Ecole Philosophique Musulmane;

G. Furlani, “Una risala di Al-Kindi sull'anima,” Rivista trimestrale di Studi Filosofici e Religiosi, Vol. III, 1922;

M. Guidi and R. Walzer, “Studi su al-Kindi, 1. Uno scritto introduttivo allo studio di Aristotele,” Memorie R.. Accademia dei Lincei, ser. 2, Vol. IV, fasc. 5, Roma, 1940; “Studi su Al-Kindi, 2. Uno scritto morale inedito di Al-Kindi,” ibid., ser. 6, Vol. VIII, fasc. I, Roma, 1938;

L. Gauthier, Antecedents Grieo-Arabes de la Psychophy­sique (Al Kindi De rerum gradibus), Beyrouth, 1939; Die philosophischen Abhand­lungen des al-Kindi, first published by von Albino Nagy, Beitr. zur Gesch. d. Philos. des Mittelalters, Vol. II, Munster, 1897. This contains the following medieval translations (some at least by Gerard of Cremona): De intellectu; De somno et uisione; De quinque essentiis; Liber introductorius in arten logicae demonstrationis; and also a study of the original texts and the translations and elaborate notes;

G. Flugel, Al-Kindi genannt “der Philosoph der Araber,” Abhdl. f. die Kunde des Morgenlandes, Leipzig, 1857.

Notes

1. Mustafa 'Abd al-Raziq, following de Boer, gives this date. On the biography of al-Kindi the best article is that of Mustafa 'Abd al-Raziq in Failasuf al-`Arab w-al-Mu`allim al-Thani, Cairo, 1945, pp. 7-50. See also Ahmed Fouad El-Ehwany's “Introduction” to the edition of al-Kindi's treatise on “First Philosophy,” Cairo, 1948, pp. 3-49, and Abu Ridah's “Introduction” to Rasa'il al-Kindi, Cairo, 1950, pp. 1-80.

2. Al-Qifti, Tarikh al-Hukama', Cairo ed., p. 241

3. Ibn Nabatah, Sharh Risalah Ibn Zaidun, Cairo, p. 113.

4. Ibn Abi Usaibi'ah, Tabaqat al-Atibba', Cairo, Vol. I, p. 207.

5. Albino Nagy, Die philosophischen Abhandlungen des al-Kindi, 1897

6. Ahmed Fouad El-Ehwany edited his important and long treatise on “First Philosophy” in 1948; his De Intellectu with Kitab al-Nafs of Ibn Rushd in 1950; his treatise “On the Soul” in al-Kitab, 1949. Abu Ridah edited all the treatises in two volumes in Cairo, the first in 1950, the second in 1953. M. Guidi and R. Walzer edited in 1940 his treatise “On the Num­ber of Aristotle's Books,” and translated it into the Italian, in Real Academia Nazionale dei Lincei, ser. VI, Vol. VI, fasc. 5. Rosenthal in 1956 edited in the Journal of the American Oriental Society, Vol. LXXVI, No. 1, pp. 27-31, his treatise “On Atmospheric Phenomena” (Risalah fi Ahdath al-Jaww).

7. Ibn Nadim, al-Fihrist, Cairo, p.255.

8. Rosenthal, op.cit, p.27.

9. Ibn Nabatah, op. cit., p. 125

10. A full discussion of this question is found in the article of Rosenthal referred to above.

11. Mustafa 'Abd al-Raziq, op. cit., p. 47.

12. El-Ehwany. Ed..”First Philosophy,” Cairo, 1948, p. 79

13. El-Ehwany, Islamic Philosophy, Cairo, 1957, pp. 35-36

14. Mustafa 'Abd al-Raziq, op. cit., p. 47

15. “First Philosophy,” p. 82.

16. Ibid.

17. Ibid.

18. In Oriens, Vol. X, No. 2, 1957, “New Studies on al-Kindi,” Walzer translates this term by “divine knowledge.” We guess what is meant in this context is the divine science as compared with human science. Guidi and Walzer edited this manuscript and translated it into Italian: Il Numero dei Libri di Aristotle. In the Italian translation the term is scienza divina which corresponds to divine science.

19. “This” either refers to the divine science, the divine knowledge of the prophet, or the prophetic faculty. Walzer in his translation of this passage gives the latter interpretation. Cf. Oriens, p. 206.

20. M. Guidi and R. Walzer, op. cit., p. 395. Except at some places, we follow in the main the translation given by Walzer in Oriens, p. 206.

21. Rosenthal, “Al-Kindi and Ptolemy,” Studi Orientalistsci, Vol. II, Roma, 1956, p. 455. The view that al-Kindi was not a true philosopher, but simply a translator, was held by some ancient writers. Madkour, in his book La Place d'Al-Farabii dans l'Ecole Philosophique Musulmane, considers him rather a mathe­matician. Abu Ridah, in his “Introduction” to al-Rasa'il, considers him to be a true philosopher in the full sense of the term. We rather adhere to Rosenthal's view. Cf. Ahmed Fouad El-Ehwany's “Introduction” to al-Kindi's “First Philosophy.”

22. This treatise is not yet edited.. Rosenthal, in the above article on “Al-Kindi and Ptolemy,” gave some excerpts and analysed it.

23. Rosenthal, “Al.Kindi and Ptolemy,” Studi Orientalistici, p. 449. The author has compared Ptolemy's text with both Theon's commentary and al-Kindi's text

24. With Abu Ridah we understand this term to be intelligibles or concepts (al­-ma'qulat), but categories is more suitable in this .context.

25. “First Philosophy,” p. 141; in Abu Ridah's edition, p. 160. The term wahdah means either unity or oneness, but in this context it is oneness.

26. Van den Bergh, The Incoherence of the Incoherence, London, 1954, Vol. I, p. 186.

27. Abu Ridah, Rasa'il, “On the Efficient Cause of Generation and Corruption,” p. 215.

28. “First Philosophy”, p.143.

29. Liber de Quinque Essentiis. This treatise was translated into Latin in the Medieval Ages.

30. Magnitudes apply to lines, surfaces, or bodies. A magnitude of the same kind means one applying solely to one of the three kinds mentioned. Cf. Abu Ridah, Rasa'il, Vol. I, “Treatise on the Finitude of the Body of the World,” p. 187.

31. We quote the example given by al-Kindi and the proof of this theorem as a specimen of his mathematical method. “Example: Given A and B are magnitudes of the same kind, and the one is not greater than the other, we say that they are equal. Proof: If they are unequal, then one is greater than the other, say A is greater than B. But since A is not greater than B, as mentioned above, this leads to a contradiction. It follows that they are equal.” Ibid., p. 188.

32. El-Ehwany, Islamic Philosophy, Cairo, 1951, pp. 51-52

33. “First Philosophy.” p. 134

34. The term wahdah means here oneness, not unity. At the beginning of this same paragraph he speaks about “the true one,” and says it is not soul.


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