An Introduction to 'Ilm al-Kalam

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An Introduction to 'Ilm al-Kalam Author:
Translator: Ali Quli Qara'i
Publisher: www.muslimphilosophy.com
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An Introduction to 'Ilm al-Kalam

An Introduction to 'Ilm al-Kalam

Author:
Publisher: www.muslimphilosophy.com
English

This book is corrected and edited by Al-Hassanain (p) Institue for Islamic Heritage and Thought

ASHA'IRAH:

From the preceding lecture it became clear that the ideas and notions which led to the emergence of the Mu'tazilite school took birth during the latter half of the first century of Hijrah. The approach of theMu'tazilah , in fact, consisted of the use of a kind of logical and rational method for understanding the basic doctrines of the Islamic faith. Obviously, the first condition for such an approach is belief in the freedom, independence, and validity of reason. It is also evident that the common people at large are not used to ratiocination and intellectual analysis, and always tend to equate "religiosity" with "credulity" and intellectual submission to the apparent meanings of the Qur'anic verses and in particular of the ahadith . They tend to consider every attempt at independent and original interpretation as a kind of rebellion against religion, specially if the dominant politics deem it in their interests to support this attitude, and more specially if some religious scholars propagate such an outlook, and particularly so when such scholars really believe in their literalist outlook and are inflexible and fanatical in practice. The attacks of the Akhbaris on the Usuliyyun and the mujtahidun, and the attacks of some fuqaha' and muhaddithun against philosophers in the Islamic world had their roots in such an approach.[13]

TheMu'tazilah had a deep-rooted interest in understanding Islam and its propagation and defence against the atheists, the Jews, the Christians, the Magians, the Sabaeans, the Manichaeans, and others. They even trained missionaries and dispatched them to various regions. Nevertheless, their existence was threatened by the literalists, who called themselves "Ahl al-Hadith " or "Ahl al-Sunnah ." They were ultimately stabbed in the back, weakened and gradually became extinct.

Despite it all, in the beginning, that is until the end of the 3rd/9th century and the beginning of the 4th/l0th, there existed no rival school of kalam - as was later to emerge - that could challenge theMu'tazilah . All opposition occurred under the claim that the views of theMu'tazilah were against the externals of thehadith and theSunnah . The leaders of the Ahl al-Hadith , such as Malik ibn Anas and Ahmad ibn Hanbal, basically considered any debate, inquiry or argument connected with the matters of faith as unlawful( haram ) . Therefore, the Ahl al-Sunnah not only did not have any system of kalam challenging theMu'tazilah , but also they were opposed to kalam itself.

About the late 3rd/9th century and the early 4th/l0th, a new phenomenon took place. That was the appearance of a distinguished thinker who had received instruction in Mu'tazilite teachings under Qadi 'Abd al-Jabbar, and had mastered them. He rejected Mu'tazilite tenets and inclined towards the doctrines of the Ahl al-Sunnah . Since, on the one hand, he was not a man devoid of genius, and on the other was equipped with the tools used by theMu'tazilah , he established all the doctrines of the Ahl al-Sunnah on a rational basis, and gave them the form of a relatively closely-knit intellectual system. That distinguished person was Abu al-Hasan al-'Ash'ari (d. circa 330/941-42). Al-'Ash'ari - as against the view of his predecessors among Ahl al-Hadith , like Abmad ibn Hanbal - considered debate and argument, and use of the tools of logic in the matter of the doctrines of the

faith as permissible, citing evidence from the Qur'an and theSunnah to support his claim. He wrote a treatise entitled "Risalah fi istihsan al-khawd fi'ilm al-kalam " ("A Treatise on Appropriateness of Inquiry in 'Ilm al-Kalam).[14]

It was at this point that the Ahl al-Hadith were divided into two groups: theAsha'irah , or the followers of Abu al-Hasan al-'Ash'ari, who considered kalam as permissible; and the Hanbalis, or the followers of Ahmad ibn Hanbal, who considered it unlawful. In our lectures on logic we have already mentioned that Ibn Taymiyyah, a Hanbali, wrote a book on unlawfulness of logic and kalam.[15] There was another reason why theMu'tazilah became detestable in the eyes of the people. It was the period of calamity or "mihnah ," and theMu'tazilah under the patronage of the caliph al-Ma'mun, wanted to coerce the people into accepting their belief in the createdness of the Qur'an. This regimentation brought in its wake bloodshed, imprisonment, torture and exile, which shook the Muslim society. The common people considered theMu'tazilah responsible for that havoc, and this earned them greater disfavour with the public.

These two causes contributed to the public welcome at the emergence of the school of Ash'arism. After Abu al-Hasan al-'Ash'ari, other distinguished personalities appeared in this school, who strengthened its foundations. Among them following can be mentioned: Qadi Abu Bakr al-Baqillani (a contemporary of al-Shaykh al-Mufid), who died in the year 403/1012-13 Abu Ishaq al-'Asfara'ini (who is considered as belonging to the generation after al-Baqillani and al-Sayyid al-Murtada 'Alam al-Huda); Imam al-Haramayn al-Juwayni, the teacher of al-Ghazali; Imam Muhammad al-Ghazali, the author of Ihya' 'ulum al-Din himself (d. 505/1111-12); and Imam Fakhr al-Din al-Razi.

Of course, the Ash'arite school underwent gradual changes, and particularly in the hands of al-Ghazali kalam somewhat lost its characteristic colour and took on the hue of'irfan (Sufism). Imam al-Razi brought it close to philosophy. After Khwajah Nasir al-Din al-Tusi wrote his book Tajrid al-'i'tiqad more than ninety per cent of kalam assumed the colour of philosophy. After the publication of the Tajrid, allmutakallimun - including theMu'tazilah and theAsha'irah - followed the same road which was trodden by that great philosopher and Shi'ah mutakallim.

For instance, the latter works of kalam such as al-Mawaqif and Maqasid and the commentaries written upon them - all took on the colour of the Tajrid. It may be said that, in fact, the more time has elapsed since Abu al-Hasan al-'Ash'ari, the more the leading Ash'arites have moved away from him, bringing his doctrines closer to the views of theMu'tazilah or those of the philosophers.

Now we shall list the main doctrines of al-Ash'ari, which are aimed at defending the basic principles of the Ahl al-Sunnah , or attempting a rational justification of their beliefs.

(i) The Divine Attributes, contrary to the belief of theMu'tazilah and the philosophers, are not identical with the Divine Essence.

(ii) The Divine Will is all-embracing. The Divine providence and predestination encompass all events (this belief, too, is contrary to the view held by theMu'tazilah , though in agreement with those of the philosophers).

(iii) All evil, like good, is from God (of course, this view is a logical corollary, in al-Ash'ari's view of the above belief).

(iv) Man is not free in his acts, which are created by God (this belief, too, in al-Ash'ari's view, necessarily follows from the doctrine of all-embracing nature of the Divine Will).

(v) Acts are not intrinsically good or evil, i.e. husn or qubh of deeds is not intrinsic, but determined by the Shari'ah. The same is true of justice. What is 'just', is determined by the Shari'ah not by reason (contrary to the belief of theMu'tazilah ).

(vi) Grace( lutf ) and selection of the best for creation (al-'aslah) are not incumbent upon God (contrary to the belief of theMu'tazilah ).

(vii) Man's power over his actions does not precede them [there is no istita'ah qabl al-fi'l], but is commensurate and concurrent with the acts themselves (contrary to the belief of the Muslim philosophers and theMu'tazilah ).

(viii) Absolute deanthropomorphism (tanzih mutlaq), or absolute absence of similarity between God and others, does not hold (contrary to the Mu'tazilite view).

(ix) Doctrine of acquisition: Man does not 'create' his own acts; rather he 'acquires' or 'earns' them (this is in justification of the Ahl al-Sunnah 's belief in the creation of human acts by God).

(x) Possibility of the beatific vision: God shall be visible to the eyes on the Day of Resurrection (contrary to the view of theMu'tazilah and the philosophers).

(xi) The fasiq is a believer (mu'min) (contrary to the view of the Khawarij, who consider him kafir, and contrary to the Mu'tazilite doctrine of manzilah bayna al-manzilatayn).

(xii) There is nothing wrong about God's pardoning someone without repentance. Similarly, nothing is wrong about God's subjecting a believer to chastisement (contrary to the Mu'tazilite position).

(xiii) Intercession (shafa'ah ) is justifiable (contrary to the Mu'tazilite position).

(xiv) To tell a lie or break a promise is not possible for God.

(xv) The world is created in time (hadith ) (contrary to the view of the philosophers).

(xvi) The Qur'an is pre-eternal( qadim ) ; however, this is true of al-kalam al-nafsi (meaning of the Qur'an), not al-kalam al-lafzi - the spoken word (this is in justification of the Ahl al-Sunnah 's belief in the pre-eternity of the Qur'an).

(xvii) The Divine Acts do not follow any purpose or aim (contrary to the view of the philosophers and theMu'tazilah )

(xviii) It is possible that God may saddle a person with a duty beyond his power (contrary to the belief of the philosophers and theMu'tazilah ).

Abu al-Hasan al-'Ash'ari was a prolific writer, and as reported had compiled more than two hundred books. As many as a hundred are

mentioned in his biographical accounts, though, apparently, most of those works have perished. The most famous of his works is Maqalat al-'Islamiyyin, which has been published. It is a very disorderly and confused work. Another one printed is al-Luma', and perhaps other of his works may have also appeared in print.

Abu al-Hasan al-'Ash'ari is one of those individuals whose ideas, regrettably, exercised a great influence on the Islamic world. Nevertheless, later, his works have been put to severe criticism by philosophers and theMu'tazilah . Ibn Sina, in al-Shifa; has refuted many of his ideas without mentioning his name. Even some of his followers, such as Qadi Abu Bakr al-Baqillani and Imam al-Haramayn al-Juwayni revised and modified his views about predestination and createdness of( human ) acts.

Imam Muhammad al-Ghazali, although an Ash'arite who has to a great extent established and strengthened the Ash'arite doctrines, has put them on a different foundation. Through al-Ghazali, kalam was brought closer to'irfan and Sufism. Mawlana Muhammad al-Rumi, the author of the Mathnawi, is, in his own way, an Ash'arite; but his deep Sufi inclinations gave a different colour to all the issues of kalam. Imam Fakhr al-Din al-Razi, who was familiar with philosophic thought, transformed al-'Ash'ari's kalam, further strengthening it.

The triumph of the Ash'arite school cost the Muslim world dearly. Its triumph was the victory of the forces of stagnation over freedom of thought. Despite the fact that the battle between Ash'arism and Mu'tazilism is related to the Sunni world, even the Shi'ite world could not remain unaffected from some of the stultifying effects of Ash'arism. This triumph has particular historical and social reasons behind it, and certain political events effectively contributed to it.

As mentioned earlier, during the 3rd/9th century, the caliph al-Ma'mun, himself an intellectual and a man of learning, rose to the support of theMu'tazilah . After him al-Mu'tasim and al-Wathiq also followed him - until al-Mutawakkil assumed caliphate. Al-Mutawakkil played a basic role in the victory of the Ahl al-Sunnah 's doctrines, which acquired dialectic foundations after one hundred years at the hands of al-'Ash'ari. To be sure, had al-Mutawakkil's way of thinking been similar to that of his predecessors, Mu'tazilism would have had a different fate.

The rise of the Seljuq Turks to power in Iran was another effective factor in the triumph and propagation of the Ash'arite ideas. The Seljuqs did not believe in the freedom of thought. They were the antithesis of the Buyids, some of whom were men of scholarship and literary merit. Shi'ism and Mu'tazilism flourished in the Buyid court. Ibn al-'Amid and al-Sahib ibn 'Abbad, the two learned ministers of the Buyids, were both anti-Ash'arites.

Here we do not intend to support Mu'tazilite doctrines, and later we shall expose the feebleness of many of their beliefs. However, that which deserves appreciation in theMu'tazilah is their rational approach - something which also became extinct with them. As we know, a religion so rich and resourceful as Islam needs a kalam which has an unshakeable faith in the freedom of reason.

THE SHI'ITE KALAM:

Now it is time to take up Shi'ite kalam, if only briefly. Kalam, in the sense of logical and rational argument about the principal doctrines of Islam, has a special and distinguished place in the Shi'ah tradition. The Shi'ite kalam, on the one hand, emerges from the core of Shi'itehadith , and, on the other, is mixed with Shi'ite philosophy. We have seen how, in the early centuries, kalam was considered to be inimical to theSunnah and thehadith by the Ahl al-Sunnah . But the Shi'ite kalam not only does not come into conflict with theSunnah and thehadith , it is firmly rooted in theSunnah and thehadith . The reason is that the Shi'itehadith , contrary to the Sunni corpus onhadith , consists of numerous traditions in which profound metaphysical or social problems have been dealt with logically and analysed rationally. But in the Sunni corpus such analytic treatment of these subjects is missing. For instance, if there is any mention of such problems as that of Divine providence and preordination, the all-embracing Will of the Almighty, the Divine Names, Attributes, or such topics as the soul, the life after death, the final reckoning, the Sirat, the Balance, or such issues asImamah ,khilafah , and the like, there is no argument or rational explanation of the topics mentioned. But in the Shi'ah corpus onhadith , all such issues have been dealt with in a rational and discursive manner. A comparison between the list of the chapters of the six Sihah and that of al-Kulayni's al-Kafi will make this quite clear.

Accordingly, "kalam", in the sense of rational and analytical treatment of problems, is found in the Shi'ahhadith . This is the reason why the Shi'ah were not divided into two groups like the Sunnis were into "Ahl al-Hadith " and "Ahl al-Kalam."

It was on the basis of the Sunni textual sources that we stated, in the former lectures, that the first doctrinal issue to become a subject of controversy was the issue of thekufr of a fasiq, brought up by the Khawarij during the first half of the first century. Then emerged the problem of freedom and fate, which was raised and argued by two individuals by the names of Ma'bad al-Juhani and Ghaylan al-Dimashqi. The belief they professed in this matter was contrary to the one held and propagated by the Umayyad rulers. Thereafter, during the first half of the second century, the notion of the unity of Divine Attributes and Essence was posed by Jahm ibn Safwan. Thereupon, Wasil ibn 'Ata' and 'Amr ibn 'Ubayd, the founders of the Mu'tazilite school, adopting the belief in free will from Ma'bad and Ghaylan and the doctrine of the unity of Divine Essence and Attributes from Jahm ibn Safwan, and themselves innovating the doctrine of manzilah bayna al-manzilatayn in the issue of the faith or infidelity of fasiq, initiated debates in some other issues, thus founding the first school in Islamic kalam.

This is how the Orientalists and the scholars of Islamic studies in the West and the East explain and interpret the origins of rational speculation and debates in the Islamic world. This group, advertently or mistakenly, ignores the profound rational and demonstrative arguments advanced for the first time by Amir al-Muminin 'Ali (A). The truth is that the rational approach in Islamic teachings was first initiated by 'Ali (A) in his sermons and discussions. It was he who for the first time initiated profound

discussion on the subjects of Divine Essence and Attributes, temporality( huduth ) and pre-eternity( qidam ) , simplicity (basatah) and compositeness( tarkib ) , unity( wahdah ) and plurality (kathrah), etc. These are recorded in the Nahj al-balaghah and other authentic texts of Shi'ahhadith . These discussions have a colour, perfume and spirit which are totally distinct from the approaches of theMu'tazilah and theAsha'irah to the controversies of kalam, or even from that of the Shi'ah scholars, who were influenced by their contemporary kalam.

In our Sayr dar Nahj al-balaghah ("A Journey Through the Nahj al-balaghah "), and in our preface to the Vol. V ofUsul-e falsafeh wa rawish-e riyalism , we have discussed this matter.

Sunni historians confess that from the earliest days the Shi'ite thinking was philosophical in approach. The Shi'ite intellectual and theoretical approach is opposed not only to the Hanbali thinking - which fundamentally rejects the idea of using discursive reasoning in religious belief - and the Ash'arite approach - which denies the independence of reason and subordinates it to literalist appearance - but also to the Mu'tazilite thinking with all its predilection for reason. Because, although the Mu'tazilite thought is rational, it is dialectical or polemical (jadali ), not discursive or demonstrative (burhani ).

In our lectures on the basics of Islamic philosophy, where we have clarified the difference between peripatetic (hikmat al-mashsha') and illuminationist (hikmat al-'ishraq) philosophies, we have also explained the difference between dialectical (Mu'tazilite and Ash'arite) kalam and mystical or intuitive approaches to philosophical issues.[16] That is the reason why the majority of Islamic philosophers have been Shi'ah. Only the Shi'ah have preserved and kept Islamic philosophy alive, since they acquired this spirit from their Imams (A), particularly from the first Imam, Amir al-Mu'minin 'Ali (A).

The Shi'ah philosophers, without having to mould philosophy into kalam and without transforming rational philosophy into dialectical philosophization, consolidated the doctrinal basis of Islam under the inspiration of the Qur'anic Revelation and the guiding principles of their spiritual leaders. If we wish to enumerate the Shi'ahmutakallimun , that is those who have applied rational thought to the doctrines of the Faith, we shall have to include a group of muhaddithun as well as a group of Shi'ah philosophers among them. Because, as said earlier, both the Shi'itehadith and the Shi'ite philosophy have accomplished the function of'ilm al-kalam to a greater extent than kalam itself.

But if by "mutakallimun " we mean only that group which under the Mu'tazilite or Ash'arite influence had resorted to the tools of dialectical reasoning, we are forced to select only a particular group of them. However, we see no reason to concentrate our attention on this particular group only.

If we leave the utterances of the infallible Imams (A) about doctrines, delivered in the forms of sermons, narratives, or prayers, the first Shi'ah writer to compile a book on doctrines of faith was 'Ali ibn Isma'il ibn Mitham al-Tammar. Mitham al-Tammar himself was an orator, expert in debating, and was one of the closest companions ofAmir al-Mu'minin 'Ali

(A). 'Ali ibn Isma'il was his grandson. He was a contemporary of 'Amr ibn 'Ubayd and Abu al-Hudhayl al-'Allaf, the famous figures of kalam during the first half of the second century, who were from the first generation of the founders of Mu'tazilite kalam.

Among the companions of al-Imam al-Sadiq (A), there is a group of individuals, referred to as "mutakallim" by the Imam (A) himself, such as Hisham ibn al-Hakam, Hisham ibn Salim, Humran ibn A'yan, Abu Ja'far al-'Ahwal - known as "Mu'min al-Taq" - Qays ibn Masar, and others.

Al-Kafi relates the story of a debate between this group and an opponent in the presence of al-Imam al-Sadiq (A), which pleased him. This group lived during the first half of the second century, and was trained in the school of al-Imam al-Sadiq (A). This shows that the Imams of the Ahl al-Bayt (A), not only themselves engaged in discussion and analysis of the problems of kalam, they also trained a group of their pupils for the sake of conducting such debates and arguments. Among them Hisham ibn al-Hakam distinguished himself only in'ilm al-kalam , not in tafsir,fiqh , orhadith . Al-Imam al-Sadiq (A) used to treat him with more respect than others even when he was a raw youth, and used to offer him a preferred seat. All are in agreement that the Imam paid him so much respect just because of his expertise in kalam.

By showing preference for Hisham the mutakallim over other pupils, experts inhadith andfiqh , al-Imam al-Sadiq (A), in fact, wanted to raise the status of kalam as againsthadith andfiqh . Obviously, such an attitude of the Imams (A) played a decisive role in the promotion of'ilm al-kalam , and as a result, gave the Shi'i thought a dialectical and philosophical character.

Al-Imam al-Rida (A) personally participated in debates in which al-Ma'mun invitedmutakallimun of various schools to take part. The records of such meetings are preserved in the Shi'i texts.

It is indeed very amazing that the Orientalists should be completely silent about all such events pertaining to the efforts of Amir al-Mu'minin 'Ali (A) and ignore the role of the Infallible Imams (A) in the revival of rational inquiry in matters of religious doctrine.

Fadl ibn Shadhan al-Nishaburi, a companion of al-Imam al-Rida (A), al-Imam al-Jawad (A), and al-Imam al-Hadi (A), whose tomb is in Nishabur, apart from being a faqih and a muhaddith, was also a mutakallim. He is reported to have written a large number of books.

The Nawbakht family produced many illustrious personalities, most of whom weremutakallimun . Fadl ibn Abi Sahl ibn al-Nawbakht, a contemporary of Harun, was attached with the famous Bayt al-Hikmah library, and well-known as a translator from Persian into Arabic; Ishaq ibn Abi Sahl ibn al-Nawbakht; his son, Isma'il ibn Ishaq ibn Sahl ibn al-Nawbakht; his another son, 'Ali ibn Ishaq; his grandson, Abu Sahl Isma'il ibn 'Ali ibn Ishaq ibn Abi Sahl ibn al-Nawbakht, (called "shaykh al-mutakallimin" of the Shi'ah), Hasan ibn Musa al-Nawbakht, a nephew of Isma'il ibn 'Ali, and several others of this family - all are Shi'imutakallimun .

Ibn Qubbah al-Razi in the 3rd/9th century, and Abu 'Ali ibn Miskawayh, the famous doctor of medicine and the author ofTahdhib al-'akhlaq wa

tathir al-'a'raq , during the early 5th/11th century, are also Shi'imutakallimun .

The Shi'imutakallimun are many. Khwajah Nasir al-Din al-Tusi, the famous philosopher, mathematician, and the author of the Tajrid al-'I'tiqad, and al-'Allamah al-Hilli, the well-known faqih and commentator of the Tajrid al-'I'tiqad, are well-knownmutakallimun of the 7th/13th century.

Khwajah Nasir al-Din al-Tusi, himself a learned philosopher, created the most solid work of kalam through his writing of the Tajrid al-'I'tiqad. Since its compilation, the Tajrid has attracted the attention of allmutakallimun , whether Shi'ah or Sunni. Al-Tusi has, to a great extent, brought kalam out of dialectical labyrinth and made it closer to discursive (rational) philosphy. During the latter ages, kalam almost completely lost its dialectical form. All thinkers became followers of discursive (rational) philosophy, and, in fact, left the camp of dialectical philosophy to join philosophy proper.

The Shi'ite philosophers after al-Tusi brought the essential problems of kalam into philosophy, and applied the philosophical methods of enquiry to the study and analysis of these problems with greater success than attained by themutakallimun who employed the older methods. For example, Mulla Sadra or Mulla Hadi Sabzawari, though they are not usually counted amongmutakallimun , have been far more influential in Islamic thought than any of themutakallimun .

It is a fact that if we compare their approach to that of the basic Islamic texts, such as the Qur'an, the Nahj al-balaghah, and the prayers and traditions transmitted from the Ahl al-Bayt (A), we shall find this approach and style of reasoning to be closer to that of the original teachers of the faith. Here we are compelled to be content with these brief references only.

THE SHI'I STANDPOINT:

In this lecture it is necessary to briefly explain the Shi'ite views on the issues current among the Muslimmutakallimun . Earlier, while explaining the Mu'tazilite viewpoint, we stated that theMu'tazilah considered their five doctrines, viz., tawhid,'adl , al-wa'd wa al-wa'id, manzilah bayna al-manzilatayn, and al-'amr bi al-ma'ruf wa al-nahy 'an al-munkar, as being fundamental to their school of thought. We have also said that the reason for giving prominence to these doctrines above all other Mu'tazilite beliefs lies in the fact that they characterize their school and distinguish it from the schools of their opponents. It should not be construed that these five principles constitute the basic doctrines of the faith (usul al-Din ) in the eyes of theMu'tazilah , and that all the remaining beliefs are regarded as subsidiary.

The Shi'ite scholars - not the Shi'ite Imams (A) - from the earliest days, have also introduced five doctrines as being characteristic of Shi'ism. They are: tawhid,'adl , nubuwwah,imamah , andma'ad (Resurrection). It is generally said that these five are the basic tenets of the faith (usul al-Din ) and the rest have a subordinate significance, or are "furu' al-Din". Here, inevitably, the question arises that if by "usul al-Din " we mean the doctrines belief in which is essential for being a Muslim, they are not more than two: tawhid and nubuwwah. Only these are the two beliefs contained in the Shahadatayn ("'ashhadu 'an la ilaha illallahu wa 'ashhadu 'anna Muhammadan rasulullah") Moreover, the second testimony is related in particular to the prophethood of Muhammad (S), not to prophethood in general, and the prophethood of other prophets is not covered by it. However, belief in the prophethood of all the other prophets (A) is a part of theusul al-Din , and faith in it is compulsory for all believers.

If byusul al-Din we mean the doctrines faith in which is an essential part of the faith from the Islamic viewpoint, then belief in other matters, such as the existence of the angels - as explicitly stated by the Qur'an - is also essential for faith.[17] Furthermore, what is special about the Attribute of'adl (justice) that only this Divine Attribute should be included in the essential doctrine, to the exclusion of all other attributes, such as Knowledge, Life, Power, Hearing or Vision? If the belief in the Divine Attributes is necessary, all of them should be believed in; if not, none ought to be made the basis of the faith.

Actually, the fivefold principles were selected in such a manner so as, on the one hand, to determine certain tenets essential to the Islamic faith,and on the other to specify the particular identity of the school. The doctrines of tawhid, nubuwwah, andma'ad are the three which are essential for every Muslim to believe in. That is, these three are part of the objectives of Islam; the doctrine of'adl being the specific mark of the Shi'ite school.

The doctrine of'adl , although it is not a part of the main objectives of the Islamic faith - in the sense that it does not differ from the other articles of faith pertaining to Knowledge, Life, Power, etc -, but is one of those doctrines which represent the specific Shi'i outlook with regard to Islam.

The article onimamah , from the Shi'ite viewpoint, covers both these aspects, i.e. it is both a part of the essential doctrines and also characterizes the identity of the Shi'ite school.

If faith in the existence of the angels is also, on the authority of the Qur'an, essential and obligatory, then why was it not stated as a sixth article of the faith? The answer is that the above-mentioned articles are part of the objectives of Islam. That is, the Holy Prophet (S) called the people to believe in them. This means that the mission of the Prophet (S) prepared the ground for the establishment of these beliefs. But the belief in the angels or in the obligatory duties, such as prayer and fasting, is not a part of the objectives of the prophethood; it rather forms an essential accessory of it. In other words, such beliefs are essential accessories of faith in prophethood, but are not the objectives of prophethood.

The issue ofimamah , if viewed from a socio-political standpoint or from the viewpoint of government and leadership, is similar to that of'adl . That is, in that case, it is not an essential part of the faith. However, if viewed from a spiritual viewpoint - that is from the viewpoint that the Imam, to use the terminology ofhadith , is thehujjah (proof) of God and His khalifah (vicegerent), who in all periods of time serves as a spiritual link between every individual Muslim and the perfect human being - then it is to be considered as one of the articles of faith.

Now we shall take separately each of the particular doctrines of Shi'ite kalam, including the above-mentioned fivefold doctrines:

(i) Tawhid:

Tawhid is also one of the fivefold doctrines of theMu'tazilah , as it is also one of theAsha'irah 's, with the difference that in the case of theMu'tazilah it specifically meansal-tawhid al-sifati , which is denied by theAsha'irah . On the other hand, the specific sense of this term as affirmed by theAsha'irah isal-tawhid al-'af'ali , which is rejected by theMu'tazilah .

As mentioned above,al-tawhid al-dhati and al-tawhid al-'ibadi, since they are admitted by all, are outside the scope of our discussion. The conception of tawhid upheld by the Shi'ah, in addition toal-tawhid al-dhati and al-tawhid al-'ibadi, also includesal-tawhid al-sifati andal-tawhid al-'af'ali . That is, in the controversy regarding the Attributes, the Shi'ah are on the side ofal-tawhid al-sifati , and in the debate on human acts, are on the side ofal-tawhid al-'af'ali . Nevertheless, the conception ofal-tawhid al-sifati held by the Shi'ah is different from the same held by theMu'tazilah . Also, their notion ofal-tawhid al-'af'ali differs from the notion of the same held by theAsha'irah .

The conception ofal-tawhid al-sifati of theMu'tazilah is synonymous with the idea of the absence of all Attributes from the Divine Essence, or is equivalent to the conception of the Divine Essence being devoid of all qualities. But the Shi'i notion ofal-tawhid al-sifati means identity of the Attributes with the Divine Essence.[18] For an elaborate discussion of this issue one should study works on Shi'ite kalam and philosophy.

The Shi'i conception ofal-tawhid al-'af'ali differs from the one held by theAsha'irah . The Ash'arite notion ofal-tawhid al-'af'ali means that no creature is of any consequence in the scheme of things, and everything is

directly ordained by God. Accordingly, He is also the direct creator of the deeds of the human beings, and they are not creators of their own acts. Such a belief is similar to the idea of absolute predestination and has been refuted through many an argument. However, the notion ofal-tawhid al-'af'ali upheld by the Shi'ah means that the system of causes and effects is real, and every effect, while being dependent on its proximate cause, is also dependent on God. These two modes of dependence do not operate in parallel but in series. For further clarification of this subject see my book Insan wa sarnewisht ("Man and Destiny").

(ii) 'Adl:

The doctrine of'adl is common between the Shi'ah and theMu'tazilah .'Adl means that God bestows His mercy and blessings and so also His trials and chastisement according to prior and intrinsic deservedness of beings, and that Divine mercy and trial, reward and punishment are determined in accordance with a particular order or law (which is also of Divine origin).

TheAsha'irah deny this notion of'adl and such an order. In their view, the belief in'adl in the sense of a just order, as outlined above, necessitates God's subjection and subordination to something else and thus contradicts His Absolute Power.'Adl in itself implies several corollaries which shall be referred to while explaining other doctrines.

(iii) Free Will and Freedom:

The Shi'ah doctrine of free will is to some extent similar to that ofMu'tazilah . But the two differ with regard to its meaning. Human freedom or free will for theMu'tazilah is equivalent to Divine resignation( tafwid ) , i.e. leaving man to himself and suspension of the Divine Will from any effective role. Of course, this, as proved in its proper place, is impossible.

Freedom and free will, as believed by the Shi'ah, mean that men are created as free beings. But they, like any other creature, are entirely dependent on the Divine Essence for their existence and all its multifarious modes, including the mode of action, all of which are derived from and are dependent on God's merciful care, and seek help from His Will.

Accordingly, free will and freedom in Shi'ism occupy an intermediate position between theAsh'arite (absolute) predestination (jabr ) and the Mu'tazilite doctrine of freedom( tafwid ) . This is the meaning of the famous dictum of the Infallible Imams (A:): "lajabr a wa la tafwida bal 'amrun bayna 'amrayn":

Neither Jabr nor tafwid; but something intermediate between the two (extreme) alternatives.

The doctrine of free will is a corollary to the doctrine of Divine Justice.

(iv) Inherent Morality or Immorality of Deeds (Husn wa Qubh Dhati ):

TheMu'tazilah believe that all deeds are inherently and intrinsically either good or evil. For example, justice is intrinsically good and oppression is inherently evil. The wise man selects the good works and abstains from bad deeds. And since God the Almighty is Wise His Wisdom necessitates that He should do good and abstain from 'evil. Thus the inherent goodness or badness of acts on the one hand, and the Wisdom of God on the other, necessitate that some acts are "obligatory" for God and some "undesirable."

TheAsha'irah are severely opposed to this belief. They deny both the inherent goodness or badness of acts and the applicability of such judgements as "obligatory" or "undesirable" to God.

Some Shi'ah thinkers, under the influence of the Mu'tazilite kalam, accepted the Mu'tazilite view in its above-mentioned form, but others, with greater insight, while accepting the doctrine of inherent morality or immorality of acts, rejected the view that the judgements of permissibility or undesirability are applicable to the Divine realm.[19]

(v) Grace( lutf ) and Choice of the Best (intikhab al-'aslah ):

There is a controversy between theAsha'irah and theMu'tazilah whether or not Grace or 'choice of the best' for the good of human beings is a principle which governs the universe. TheMu'tazilah considered grace as a duty and obligation incumbent upon God. TheAsha'irah denied Grace and 'Choice of the best.'

However, the principle of grace is a corollary to the doctrine of justice and the doctrine of the innate goodness or badness of deeds. Some Shi'itemutakallimun have accepted the doctrine of grace in its Mu'tazilite form, but others who consider it absolutely wrong to apply the notion of "duty" and "obligation" to God, advance another version of the doctrine of the "choice of the best," which it is not possible to elaborate here.

(vi) Independence and Validity of Reason:

Shi'ism affirms a greater independence, authority and validity for reason than theMu'tazilah .

According to certain indisputable traditions of the Ma'sumun (A), reason is the internalized prophetic voice in the same way as a prophet is reason externalized. In the Shi'itefiqh , reason ('aql ) is considered as one of the four valid primary sources of the Law.

(v) 'Aim' and 'Purpose' of Divine Acts:

TheAsha'irah reject the notion that the Divine Acts may be for one or several purposes or aims. They state that possession of a purpose or goal is solely applicable to man and other similar creatures. But God is above such matters, since having a purpose and aim implies subjection of a doer to that purpose or aim. God is free from and above every kind of limit, restriction, and subordination be as it may the limit imposed by a purpose.

The Shi'ah affirm the Mu'tazilite belief with regard to purposiveness of Divine Acts. They believe that there is a difference between the purpose of the act and the purpose of the doer. That which is impossible is that God may seek to satisfy some purpose of His own through His Acts; however, a purpose or aim which is directed to the benefit of a creature is not at all incompatible with Divine perfection and the supremacy of His self-sufficing Essence.

(vi) The Possibility of Bada' (Divine abrogation of predestiny):

Bada' is possible in Divine Acts, in the same way as it occurs in the abrogation of the Divinely decreed laws. An elaborate and satisfactory study

of the issue of bada' may be found in such profound philosophical books as al-'Asfar.

(ix) Vision (ru'yah) of God:

TheMu'tazilah vehemently deny the possibility of seeing God with the eyes. They believe that one may only have faith in God, a faith which is rooted in the mind and the intellect. That is, one can acquire a firm conviction in the depth of one's soul and mind in the existence of God, and this is the highest kind of faith one may attain. God can by no means be seen or observed. This is testified by the Qur'an when it says:

The sights do not perceive Him, and He perceives the sights, and He is All-subtle (incapable of being perceived) and All-knowing (i.e. perceives the eyes and the rest of things). (6:103).

TheAsha'irah , with equal vehemence, assert that God can be seen with the eyes, but only on the Day of Resurrection. They also cite as evidence certain Qur'anic verses and prophetic traditions to support their claim. One of the verses they cite is:

(Some) faces on that Day shall be bright, looking towards their Lord. (75:22-23)

The Shi'ah believe that God can never be seen with the eyes, neither in this life nor in the Hereafter. Nevertheless, the highest kind of faith is not an intellectual one. The intellectual faith is 'ilm al-yaqin. A higher level of faith than that of the intellect is 'ayn al-yaqin - certitude of the heart. 'Ayn al-yaqin (lit. certitude by sight) means witnessing God with the heart, not with the eyes. Thus, though God cannot be seen with the eyes, He is 'visible' to the heart. 'Ali (A) was once asked, "Have you seen God?" He replied, "I have not worshipped a god whom I have not seen. But He is visible to the hearts, not to the eyes." The Imams (A) were asked whether the Prophet (S) saw God during his Ascension (mi'raj). Their reply was: "With the eyes? No. With the heart? Yes." In this matter only the Sufis have a viewpoint resembling the Shi'ah position.

(x) The Faith or Infidelity of the Fasiq:

On this issue, which has often been referred to earlier, the Shi'ah position is in agreement with that of theAsha'irah , but is different from the views of the Khawarij (who believe that a fasiq is kafir) and theMu'tazilah (who believe in manzilah bayna al-manzilatayn).

(xi) The Infallibility ('ismah) of the Prophets and the Imams:

This belief is characteristic of the Shi'ah who hold that the prophets (A) and the Imams (A) are infallible and do not commit any major or minor sin whatsoever.

(xii) Forgiveness (maghfirah) and Intercession (shafa'ah):

On this issue, also, the Shi'ah differ from the cut-and-dry Mu'tazilite position that anybody who dies without repentance cannot possibly get the benefit of Divine forgiveness or (the Prophet's) intercession. Similarly, their position is also at variance with the indulgent and extravagant notion ofshafa'ah held by theAsha'irah .[20]