History Of The Caliphs

History Of The Caliphs12%

History Of The Caliphs Author:
Translator: Ali Ebrahimi
Publisher: Ansariyan Publications – Qum
Category: Various Books
ISBN: 964-438-457-1

History Of The Caliphs
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History Of The Caliphs

History Of The Caliphs

Author:
Publisher: Ansariyan Publications – Qum
ISBN: 964-438-457-1
English

CHAPTER II:‘UMAR’S CALIPHATE

About Caliph II

‘Umar was from the Banu ‘Adi tribe, one of the branches of the Quraysh. His mother, Hantama, was the daughter of Hashim Ibn Mughira from the Banu Makhzum clan. Banu Makhzum was another branch of the Quraysh and an ally of the Umayya in the Dark Age. Unlike Abu Bakr, ‘Umar converted to Islam years after the ordainment of Prophet Muhammad (s). Many sources say he converted in the sixth Hidjra year. Mas‘udi says he converted four years before Hidjra, i.e. the 9th Hidjra year.[199] ‘Umar was present in wars and events in Medina, although history has recorded no specific memory about him. When his daughter, Hafsa, became the Prophet’s wife, his relations with the Messenger of God were reinforced. In this connection, he was like Abu Bakr. We wrote that the Prophet (s) made them brothers by contract.[200] They were inseparable throughout the entire life of the Prophet (s). They held common stances in the developments of Saqifa and it was because of ‘Umar’s insistence on stabilizing Abu Bakr’s caliphate that Imam ‘Ali (a) accused him of working for his own future.[201] This was well justified for others.

When Abu Bakr handed over the oath of caliphate to him and asked him to read it for the people, someone asked him,“What is in this letter?”

He replied,“I do not know for sure, but I shall be the first one to obey it!” The person said,“But I know what it is.” أمّرته عام أوّل وأمّرك العام“The first year you appointed him caliph and the second year, he installed you as the caliph of Muslims.” [202]

The above quotation shows that people were aware of the political bond between these two. Apparently, people saw one way of thinking throughout the caliphate of Abu Bakr in these two persons. In other words, they believed that ‘Umar’s caliphate was the continuation of Abu Bakr’s and that their caliphate was a single administration.

Qays Ibn Abi Hazim says,“I saw ‘Umar in the mosque, with a stick of date branch in his hand trying to make people sit down. Abu Bakr’s servant, named Shudayd, came to the mosque and read a message from Abu Bakr and then, ‘Umar mounted the pulpit.” [203] “It is true to say that Abu Bakr would not be a caliph if it were not for ‘Umar. [204] When Abu Bakr wanted to appoint Khalid Ibn Sa‘id as commander of the army, ‘Umar managed to change his mind because Khalid swore allegiance to Abu Bakr only three months after the Saqifa gathering. [205] Abu Bakr used to say he loved ‘Umar more than others.” [206]

‘Umar addressed Ibn ‘Abbas and said,“Indeed, if Abu Bakr did not believe me, he would set aside your share of the government, and in that case, your tribesmen (Quraysh) would hate you.” [207] It was this belief in ‘Umar that made Abu Bakr write an accord appointing ‘Umar as his successor. Once he said,“I appointed ‘Umar to succeed me because I was afraid of eruption of any tension.” [208]

Before the appointment of ‘Umar, Abu Bakr consulted ‘Abd al-Rahman Ibn ‘Awf. He praised the caliph and said ‘Umar was a quick-tempered man. Abu Bakr said,“He shows to be so in contrast with my tender-heartedness. He will calm down when he takes power.” Abu Bakr consulted ‘Uthman, too.

He said,“‘Umar’s nature is better than his countenance.” [209] This is all the consultation Abu Bakr made with the nobles of the Quraysh before appointing ‘Umar.

‘Uthman was always present in the caliph’s bedside during his sickness. Abu Bakr asked him to write the contract of succession on his behalf. After the beginning of the contract was written, Abu Bakr fell into coma and ‘Uthman who knew his assignment, finished the oath and wrote the name of ‘Umar in it. After regaining consciousness, Abu Bakr asked ‘Uthman to read what he had written. He did so and Abu Bakr approved it.[210] Following this, Talha came to Abu Bakr and said,“You witnessed how ‘Umar behaves beside you and with your presence. Then, we do not know what he will do without you.” Abu Bakr was angered by his objection.[211] Another quotation says the people objected to Abu Bakr for appointing a bad-tempered man to rule them.[212] According to Ibn ‘Abd al-Barr, Abu Bakr asked Mu‘ayqab al-Rusi about the people’s opinion regarding the appointment of ‘Umar and he replied,“Some are satisfied, some are not.”

Abu Bakr said,“Which group is greater in number?”

He said,“Those who are dissatisfied.”

Abu Bakr said,“The truth always shows its ugly face first, but it is finally the winner.” [213] ‘Umar, himself, in his first sermon said he was aware of the fact that some people hated his caliphate.[214] Ibn Qutayba has said that after hearing the news of Abu Bakr’s death, Muslims in Damascus expressed their concern over ‘Umar’s likely coming to power and said,“If ‘Umar assumes power, he will not be our “master” and we will topple him.”[215] Abu Bakr did not make any serious consultations about ‘Umar’s caliphate.[216] He believed that many of the Muhadjirun were thinking about occupying the seat of caliphate. Once he told ‘Abd al-Rahman Ibn ‘Awf that many men of Muhadjirun were yearning for the seat of caliphate since the start of his caliphate.[217] In his deathbed, Abu Bakr warned ‘Umar about the Muhadjirun and their greed for ruling.[218]

Abu Bakr’s act of setting an age for caliphate, the principle of“succession” became legitimate in the political jurisprudence of the Sunnites sect. However, according to Sunnites sources, this had no background in the Prophet’s biography. The succession rule shares two pillars of hereditary government. In a hereditary government, the first pillar is succession and the second pillar is family and hereditary advantages. Its first pillar in the caliphate’s biography took on a legitimate form. Just as Muhammad Rashid Rida has noted, this brought about hereditary caliphate in the time of the Umayya.[219]

Abu Bakr’s written oath practically appointed ‘Umar as the caliph. Therefore, the people’s allegiance could not be influential in his reign. Finally, we should say that the people’s disagreement did not mean he could not be a caliph. This was indeed a sort of swearing obedience and loyalty to caliph. ‘Umar, himself, believed that Abu Bakr’s selection as the caliph of Muslims was impromptu and that the government had to be undertaken at the consultation of the believers, but he sat on the seat of caliphate based on an oath. He criticized the way of selecting Abu Bakr but did not say anything about his odd way of assuming power.

the Caliph’s Character

The caliph was a quick-tempered man[220] and an extremist[221] and both characteristics seriously affected his political and administrative career. Management to him was some kind of strictness by which he did his best to control the Bedouin Arabs. His inner being was easily detectable in his thoughts and deeds during the lifetime of the Prophet of Islam. We know that in the war of Badr, he asked the Prophet (s) to kill all captives. His harsh treatment with Suhayl Ibn ‘Amr, in the case of the Hudaybiyya peace deal, has been recorded in history. He also held extreme stances against the Hudaybiyya peace accord. On his first day of caliphate, he said,“O God! I am hot-tempered. Soften my behavior!” [222]

He knew he could not live without his lash. Therefore, he was the first one in Islam who took the lash of“Dirra” in his hand.[223] They have said his cane was more horrendous than the sword of Hadjdjadj.[224]

As said, Talha objected to Abu Bakr as to why he imposed ‘Umar upon them knowing that he is hot-tempered.[225]

According to Ibn Shubba, a man told ‘Umar,“People are mad at you; they hate you.”

‘Umar asked,“ why.”

He replied,“They complain of your tongue and cane!” [226] One day, Zubayr’s slave was standing in prayers after evening prayers when he saw ‘Umar approaching him with his Dirra (cane). The slave fled right then but ‘Umar caught him. The slave said,“I'll never do so again!” [227]

After the death of Yazid Ibn Abi Sufyan, ‘Umar proposed marrying his wife but she did not accept because she believed ‘Umar was bad-tempered when both leaving and entering the house.[228] Even ‘Ayisha who had close relations with the caliph, prevented his marriage with her sister for the same reason.[229] ‘Abd al-Razzāq San‘ani quoted Ibrahim Nakha‘i as saying that some day ‘Umar was passing near a group of women when he smelled a perfume.

He said,“If only I knew whose perfume this is. Then, I would know what to do with her. Women should wear perfume for their husbands only.” According to the same story, the woman who had worn perfume urinated out of fear[230] and another woman who saw her had a miscarriage.[231]

As a matter of fact, no one dared ask a question from ‘Umar and he preferred to do it through ‘Uthman or someone else.[232]

‘Umar considered the criterion of strictness in selecting his rulers for the states.[233] He did not show mercy to offenders, no matter what tribe they belonged to. This made Djabala Ibn ’Ayham, a ruler of Damascus, who had committed a fault flee from Mecca to Damascus and turn away from Islam.[234] Even governors and the caliph’s children were not immune to his wrath. One day, he beat up one of his sons for the exquisite garment he had put on and the son burst into tears. When Hafsa objected, ‘Umar said,“He was acting proudly and I punished him to belittle him.” [235] He beat one of his children to death for drinking wine.[236] Apparently, ‘Amr Ibn ‘As had lashed him in Egypt for the same reason and on his return to Medina, his father beat him to death. When he was about to die, he told his father,“You killed me!”

‘Umar said,“If you should see God, tell Him we observe his punishment (Hadd) on earth.” [237] His severe treatment raised public hatred and dissatisfaction. The people asked ‘Abd al-Rahman Ibn ‘Awf to talk to him in this regard and tell him that girls fear him even in their houses.

‘Umar replied,“People will not be reformed except with this method; otherwise, they will even strip me of my clothes.” [238] He, himself, admitted that people feared him because of his harshness.[239] In essence, the same treatments could stop public disagreement on his approach.[240] When the Prophet (s) ordered men not to beat their wives, ‘Umar asked the Prophet (s) to let men beat their wives like in the past but he did not accept.[241]

We said that ‘Umar’s concept of religion had made an extremist out of him. Punishing his son to death for drinking wine was one example. He was very strict towards women and did not let them attend morning and evening congregational prayers. He did not have sensible military courage but he attached special significance to Djihad.[242] This is why he omitted“Hayya ‘Ala Khayr al-‘Amal” (Rush to the best deed) from Adhan (the call to prayers, under the pretext that people would not go to the holy war. Of course, he added a good part to Adhan and that was saying,“Prayer is better than sleep” . Imam Sadjdjad and ‘Abd Allah Ibn ‘Umar considered“Hayya ‘Ala Khayr al-‘Amal” (hasten to good deed) obligatory in Adhan[243] and Abu Hanifa believed that“al-Salat Khayr min al-Nawm” (Prayer is better than sleep) should be told after Adhan because it is not part of it.[244]

At any rate, ‘Umar was harsh in his contacts with people. This was contrary to the fact that he tried to rule as a caliph, not as a Sultan. It is good to retell a part of ‘Utba Ibn Ghazwan’s speech who served as ruler of Basra for six months only, and who was indeed commander of Muslim forces in Basra. Pointing to the economic problems in the time of the Prophet of Islam and the poverty of his companions, he drew a comparison with the time of ‘Umar and said each one of the companions had become an emir of a city.“There is no prophethood not to be abolished by the “land” . I will take refuge in God when prophets turn to be“kings” and I will seek God’s shelter when I feel a great man in myself but be despicable in view of people. You will soon see emirs coming after us, and you will know them soon and will deny them.”[245] It was a general attitude that time and many people were sure that the caliphate would turn into kingdom. ‘Umar, himself, used to say he wondered whether he was a caliph or a king. Ka‘b al-Ahbar assured him he was a caliph and that he had found his name in the divine books![246] Apparently, Abu Bakr imagined himself a king.[247] Despite ‘Umar’s harsh behavior, many dared criticize him. When Bilal was getting ready to say the Adhan, ‘Umar objected to him, saying it was not time for prayers, but Bilal responded,“I knew the time when you were more astray than the ass of your tribe.” [248]

‘Umar used to say,“Guide me if you see a fault in me.”

A Bedouin Arab replied,“We will guide you with sword if we see a fault in you.” Hearing this, ‘Umar thanked God that there was somebody in the tribe to guide him by force.[249] On the contrary, ‘Ayisha, daughter of ‘Uthman, believed that ‘Umar’s roughness prevented ordinary people from criticizing him.[250] ‘Umar, himself, believed that the best policy for leading Muhammad’s nation was to act with power and not by force, to be soft but not lax, to bestow but not go to extremes, and to have abstinence but without stinginess.[251] We must admit that ruling Bedouin Arabs was not an easy task at all.

His strictness showed its signs in economy as well. He preferred a simple life for himself and for his functionaries and family. It seems that the Prophet’s lifestyle was still common among people and some of the emirs. ‘Umar had an extremist pious understanding of religion. A sign of this was his understanding of the verses, “أَذْهَبْتُمْ طَيِّبَاتِكُمْ فِي حَيَاتِكُمْ الدُّنْيَا .”“You selfishly used your pure gifts in your worldly life,” that allows Muslims to be so. Of course, he was objected to for this and when he learned that the verse concerned infidels,[252] he accepted it. His pious life did not mean that he had no wealth during his caliphate; rather, it has been mentioned in sources that ‘Umar was among the wealthiest of the Quraysh.[253]

Someone asked Nafi‘,“Was ‘Umar in debt?”

Nafi‘ said, “How could he be in debt when one of his inheritors, alone, sold his inheritance at 100000 dhms (Dirham or Dinar?)?[254] ‘Umar had set his wife’s marriage portion at 4000 dhms.[255] Also once, he bestowed tens of thousands of dhms from his original wealth to his son-in-law.[256] More pious than ‘Umar was Salman who warned him against luxury life.[257]

‘Umar’s Functionaries

With the expansion of this period’s conquests, vast lands fell under the rule of the Medina government. Running these lands needed managers with new values who could open the way for more conquests. In fact, the most important point for the caliph and Muslims in those conditions was further enlarging the conquered lands. For running the affairs of border regions, mostly those people were chosen who had enough military capability and experience. Thus, one of the main criteria of the caliph for selecting a functionary was someone with such an ability who could properly run the city and the region under his control. A list of ‘Umar’s functionaries in the cities was as follows, Mecca, Muhriz Ibn Haritha Ibn ‘Abd Shams; Qunfudh Ibn ‘Umayr Taymi; Nafi‘ Ibn ‘Abd al-Harith Khuza‘i; Khalid Ibn ‘As Makhzumi;

Yemen, ‘Abd Allah Ibn Abi Rabi‘a Makhzumi

Bahrayn, ‘Ala’ Hadrami, Qudamat Ibn Ma¨‘un, ‘Uthman Ibn Abi l-‘As, Abu Hurayrah, Ayyash Ibn Abi Thawr

‘Amman, Someone from the Ansar and then ‘Uthman Ibn Abi l-‘As

Basra, Shurayh Ibn ‘Amir, ‘Utba Ibn Ghazwan, Mughira Ibn Shu‘ba, Abu Musa Ash‘ari

Yamama, Salama Ibn Sallama Ansari

Kufa, Sa‘d Ibn Abi Waqqas, ‘Ammar Ibn Yasir, Djubayr Ibn Mut‘im, Mughira Ibn Shu‘ba

Ta’if, ‘Uthman Ibn Abi l-‘As, Sufyan Ibn ‘Abd Allah Thaqafi

Greater Syria, Abu ‘Ubayda Djarrah, Mu‘adh Ibn Djabal, Yazid Ibn Abi Sufyan, Mu‘awiya Ibn Abi Sufyan[258]

Palestine, Yazid Ibn Abi Sufyan, ‘Amr Ibn ‘As

Egypt, ‘Amr Ibn ‘As

Hidjaz and Adharbaydjan, ‘Ayad Ibn Ghanam, Habib Ibn Maslama Fihri, ‘Umayr Ibn Sa‘d Ansari[259]

It is said that for some time, Salman used to rule Ctesiphon.[260]

As indicated by the above-mentioned names, ‘Umar chose fewer people from among the companions to run the affairs. This issue was evident even in those days. Once he was asked about it, ‘Umar answered he did not intend to corrupt them with executive affairs.[261] This has been quoted by several historians. Most answers are the same as mentioned.[262] But, Sha‘bi who is the reliable source of the Sunnis, says,“‘Umar did not allow the Muhadjir s to leave Medina and told them, “What I fear most is that you will become scattered in towns and cities.” He has added,“If any of them asked permission to go to war, ‘Umar would say, “As you have fought alongside the Prophet, that should suffice you.” [263]

Also, Hasan Basri says,“If any of the companions wanted to leave Medina, he had to seek ‘Umar’s permission.” [264] Preventing the companions’s exit, as some people have said, was not limited to the Quraysh; rather, he basically prevented the exit of those companions who could turn into a pivotal figure in any city and could somehow stand against the caliph. There was also another reason, ‘Umar wanted to prevent the spread of the Prophet’s hadiths in different towns and cities. Khatib Baghdadi has narrated that ‘Umar sent messages to Abu l-Darda‘ Abu Mas‘ud Ansari and ‘Abd Allah Ibn Mas‘ud, saying,“What are all these hadiths you are quoting from Prophet Muhammad?” Later, these people were not allowed to leave Medina[265] until ‘Umar was killed. According to the same quote, Qardat Ibn Ka‘b says,“When we were leaving Medina, ‘Umar saw us off. Then, he asked, “Do you know why I am seeing you off? I wanted to tell you not to narrate the hadiths of the Prophet for the people in the cities you go. I, too, am your partner.” Qardat says,“Afterwards, I did not narrate any more hadiths.” [266]

Preventing the exit of the companions and not employing them was a policy ‘Umar followed carefully. People such as Sha‘bi sought the problem of ‘Uthman in his policy which was exactly the opposite of ‘Umar’s. It is said that once, Zubayr asked ‘Umar to let him take part in wars.

‘Umar responded,“I will not allow the companions of the Prophet to go to different cities and mislead the people.” [267] Also, it was once protested to him, “Why do you give the affairs to people such as Yazid Ibn Abi Sufyan, Sa‘id Ibn ‘As, Mu‘awiya and the like who are from the ˝مؤلفة قلوبهم و طلقا ˝“Those whose hearts are captured as well as those who are the liberated ones.”

But you avoid using ‘Ali, ‘Abbas, Zubayr and Talha?” ‘Umar said he was afraid they would go stir trouble in cities.[268] Also, ‘Abd al-Rahman Ibn ‘Awf asked ‘Umar,“Why don’t you allow them to go to Djihad?” ‘Umar said,“If I remain silent and refrain from answering your question, it would be better.” [269] The unacceptable justification of Ahmad Amin is that it was due to the importance of Medina that ‘Umar kept the Ansar in the city.[270] This viewpoint is different from those of Sha‘bi and Hasan Basri!

Ibn Sa‘d says, “‘Umar appointed people such as ‘Amr Ibn ‘As, Mu‘awiya and Mughira, but not people like ‘Uthman, ‘Umar, Talha, Zubayr and ‘Abd al-Rahman Ibn ‘Awf because the formers were strong and well-informed in executive affairs. Moreover, ‘Umar dominated them and was an awful figure for them. When he was asked why he did not use the great companions of the Prophet, he would say,أكره أن أدنّسَهم بالعمل[271] “I please not to taint them with action.”

We previously referred to the caliph’s behavior. He preferred strict managers, even if they were not so virtuous. One of the problematic cities for ‘Umar was the newly established city of Kufa. For a period, it was ruled by Sa‘d Ibn Abi Waqqas who was removed following the people’s protests. After him, ‘Ammar Yasir came to power, but he, too, was accused of impotence and ‘Umar removed him. The next person was Djubayr Ibn Mut‘im who again failed to stay in office. At this time, when ‘Umar was greatly baffled, he asked Mughira who he saw suitable for ruling Kufa.

Mughira said,“Appoint me as the city’s governor.”

‘Umar answered,“You are a lewd man!”

Mughira said,“My efficiency is for you and my lewdness for myself.” ‘Umar liked his response and appointed him as governor of Kufa.[272] Before that, Mughira had ruled Basra for a while. There, he had illicit relations with a married woman named Umm Djamil. This affair was so explicit that four people saw him during adultery. But, only one of them gave false testimony and that saved Mughira from being stoned. Different sources are unanimous that ‘Umar had asked the fourth person to testify so.[273] ‘Umar’s policy of choosing such people caused Hudhayfa Ibn Yaman to protest to the caliph about his appointment of corrupt people.

‘Umar answered,“I use his power (in running the affairs).” [274] Also, once, someone ho was a governor of Abu Musa Ash‘ari in a region of Bahrayn, came to Medina.

He asked Yarfa’ Hadjib,“What character does ‘Umar like best?”

He answered,“Toughness.”

That man said,“When I attended the caliph’s court, I took on a serious expression. It was then that I realized ‘Umar paid more attention to me,” after a while, he asked me.

“Where are you working now?” I answered.

‘Umar said,“From now on, you are appointed in that region directly by me.” [275]

One important point about ‘Umar’s functionaries was his supervision over their way of treating people and the Bayt al-Mal or the public treasury. ‘Umar maintained a special control over them and recorded their wealth at the start of their term in office. In this concern, ‘Umar considered almost all his functionaries[276] to be guilty and halved their belongings when they returned from the region of service. He gave half of the wealth to them and gave the other half to the Bayt al-Mal. This act is called the dividing in two halves of the wealth. It was natural for ‘Umar to believe that his functionaries had gathered the wealth illegally, but as he did not know a particular way for separating the legal from the illegal, he had decided to divide the wealth as mentioned except in a few cases. One of these governors was Abu Hurayra who ruled Bahrayn. When he returned from his mission, ‘Umar divided his wealth and ordered him to be punished. Then, ‘Umar asked him to go back to work! Abu Hurayra said he would not accept to return because his money had been seized, he had been disgraced and he had been beaten as well![277]

‘Amr Ibn ‘As, too, saw his wealth divided.[278] Other people to have the same fate were Abu Musa Ash‘ari, Harith Ibn Ka‘b and ‘Utba Ibn Sufyan who were in charge of collecting alms in Ta’if.[279]

Abu Bakra was another governor whose wealth was divided. He protested to ‘Umar and said,“If all these riches belong to God, who don’t you take them all and if they are mine, why are you doing so, then?” [280] As we said earlier, after dividing the wealth of his functionaries, ‘Umar re-appointed them to their posts. Imam ‘Ali has been quoted as having the same protest of Abu Bakr about why the functionaries were returned to work. One such instance was that one of ‘Umar’s functionaries had returned from Yemen, wearing an exquisite robe. But, ‘Umar ordered his attire to be taken off and ordered him to go back to his post.[281] Also, ‘Umar once heard that his governor in the city of Hims had built a nice house and had set a door- keeper for it. ‘Umar sent someone to burn the door of his house, but after a while, sent him back to work.[282] This act even trapped people such as Sa‘d Ibn Abi Waqqas. Baladhuri has provided a list of those governors whose wealth was divided, Nafi‘ Ibn Harith, Nafi‘ Ibn Harith, Bushr Ibn Muhtafar, Djaz Ibn Mu‘awiya, Khalid Ibn Harith, Qays Ibn ‘Asim, Samura Ibn Djundab, Mudjashi‘ Ibn Mas‘ud, Shibl Ibn Ma‘bad and Abu Maryam Ibn Muhrash. These people, as said by Baladhuri, were mostly responsible for collecting alms in the cities.[283] Of course, the names of people such as Salman and ‘Ammar Ibn Yasir are included on the list.

Controlling his functionaries was a principle in ‘Umar’s policies. This supervision mostly focused on the financial aspect. When ‘Umar heard that ‘Amr Ibn ‘As had taken some money from the Bayt al-Mal, he wrote to him,“I knew people from the Muhadjirun who were much better than you, but I appointed you thinking that you had little need.” After that, ‘Umar sent Muhammad Ibn Maslama to divide the wealth of ‘Amr Ibn ‘As.[284] Another quotation says once ‘Umar heard that ‘Ayad Ibn Ghanam was living a luxurious life, wearing exquisite clothes and eating delicious meals. He sent Muhammad Ibn Maslama to fetch him. When ‘Ayad came, ‘Umar gave him a walking stick and a robe. Then, he tasked him with taking three hundred sheep to the pasture. He was looking after the sheep for two months. Once, ‘Ayad decided to get rid of his situation with the mediation of ‘Umar’s wife. When ‘Umar found out, he harshly told his wife,“This is not your business! You are a mere means of joy that is discarded after having fun. [285] Now, you are meddling in the affairs of me and Muslims?” Then, with ‘Uthman’s arbitration, ‘Umar sent ‘Ayad back to his post and committed him not to return to his previous situation.[286]

Sometimes, ‘Umar would go to the house of his agents, accompanied by someone. He would remain silent and his friend would ask permission for entry. Then, he entered the house unexpectedly and this way, he tried to supervise their way of life.[287] In one occasion, he heard that Sa‘d Ibn Abi Waqqas had built a palace and had set a portal for the building. ‘Umar sent someone to Kufa to set the gate on fire.[288] Of course, some of ‘Umar’s functionaries lived luxurious lives, but ‘Umar was not strict with them. two instances were ‘Amr Ibn ‘As and Yazid Ibn Abi Sufyan.[289] This could have been due to his trust in their management skills. In some cases, too, he had special interest in certain persons. For example, he was greatly fond of Zayd Ibn Thabit. Once, Abu Bakr asked ‘Umar to appoint Zayd, then a teenager, to a post in financial affairs. When ‘Umar came to power and Zayd returned to him with some money, ‘Umar bestowed on Zayd all the money he had brought with him.[290] One day, ‘Umar heard that Abu Musa Ash‘ari had lashed one of the fighters of the army and had shaved his head. He wrote to Abu Musa that if he had done this in public, he must receive Qisas or get retaliatory punishment in public. And, if he had done it secretly, again he would have to be punished in the same manner. When Abu Musa was getting ready for Qisas, the lashed man forgave him.[291]

At any rate, ‘Umar’s orders and letters to the governors of different lands, his questioning of the emirs of cities and his urging them to observe justice, have been mentioned in numerous occasions by various sources.[292] This situation, whatever reason it had, did not last after ‘Umar. ‘Uthman, during his years of caliphate, left his functionaries to themselves. This prevented a personality such as Imam ‘Ali from controlling the situation.

The narrator says,“Once, some money was brought to ‘Umar. His child took one dhm, put it in its mouth and went away. ‘Umar went after him and took the money.” The narrator adds,“I was sitting with ‘Uthman when some money was brought to him, His child took a coin and then, his servant took one, but he did not protest. I burst into tears. When ‘Uthman asked the reason, I told him the story.

‘Uthman said, “‘Umar did not give to his relatives for God’s sake, but I am giving to my folks for God’s sake.” [293]

Among his functionaries, ‘Umar did not question one particular person. He was Mu‘awiya, son of Abu Sufyan who had converted to Islam even later than his father. Appointing Mu‘awiya as the governor of Damascus during the last six years of ‘Umar’s caliphate was one of the sensitive issues of that time. The caliph was accused of playing a major role in stabilizing the status of the Umayya in Damascus.

‘Umar did not remove Mu‘awiya from office when he called him the Arab Caesar.[294] Once, ‘Umar told Mu‘awiya that he did not abide by enjoining to good and forbidding from evil.[295] During ‘Umar’s rule, the entire Damascus was under Mu‘awiya’s control.[296] Even at the time of death, ‘Umar told the six-man council,“Do not have differences with each other because Mu‘awiya is in Damascus! [297]

Also, Qadi ‘Abd al-Djabbar, a fanatic Sunnites, says, “Although ‘Umar strictly controlled his agents and sometimes changed them, he never had such a behavior towards Mu‘awiya.” [298]

Abu Bakr Asam said,“Mu‘awiya was rightful in his war against ‘Ali because ‘Umar had appointed him.” [299] Later, ‘Umar’s political and religious conduct turned into a tradition. Once, when there was a dispute between Talha and Imam ‘Ali over a pitcher at the presence of ‘Uthman.

Mu‘awiya asked,“Did it exist at the time of ‘Umar?”

They said,“Yes.”

He answered,“Can you change something which was fixed during ‘Umar’s period?” [300]

Before Mu‘awiya, his brother, Yazid, was the governor of parts of Damascus. This issue began at the time of Abu Bakr. When he appointed Khalid Ibn Sa‘id as the commander of an army in Damascus, ‘Umar insisted that he be replaced with Yazid Ibn Abi Sufyan because Khalid Ibn Sa‘id who was in Yemen on behalf of Prophet Muhammad, returned after the Prophet’s demise and complained to Imam ‘Ali about Abu Bakr’s coming to power. That was why ‘Umar preferred Yazid Ibn Sufyan to him.[301] After Yazid’s death, Mu‘awiya succeeded him and ruled Damascus during the last four years of ‘Umar’s caliphate.[302] Djahi¨ has interesting interpretations about the gradual reinforcement of Mu‘awiya’s position in Damascus from the time of Abu Bakr until ‘Uthman.[303]

Among the caliph’s agents, apart from Mughira, there were other lewd people, too. One of them was Qudama Ibn Ma¨‘un who was a drunkard and was lashed for this.[304] Another governor of ‘Umar, Nu‘man Ibn ‘Adi, wrote poems on wine and drunkenness.[305] It was reported to ‘Umar that Nu‘man ran the affairs in the best possible way, but did not say his prayers on time.[306]

At the end of this part, it would be suitable to mention some other points considered by the caliph in choosing his agents. During his early years in Iraq and Damascus, ‘Umar showed that if he did not choose his commanders from among the noble companions, he could not go beyond the limits of the Quraysh and their allies such as the Thaqif and sometimes, the Ansar who were trusted by the Quraysh. Therefore, despite the fact that Muthanna Ibn Haritha had grown his power in Iraq and was apparently trusted, ‘Umar did not appoint him as commander in the war against Iranians. Also, when ‘Utba Ibn Ghazwan, the founder of the city of Basra, complained to ‘Umar about the way Sa‘d Ibn Abi Waqqas was enjoining to good and forbidding from evil, ‘Umar told him why he was not willing to accept the rule of someone from the Quraysh. Moreover, ‘Umar tried to choose his agents from the cities not from nomadic tribes. Once ‘Umar heard from Utba that he had appointed Mudjashi‘ Ibn Mas‘ud as his successor in Basra and as Mudjashi‘ had not been available then, had appointed Mughira Ibn Shu‘ba.

In response, ‘Umar said,“It is better that Mughira rules Basra, not Mudjashi‘ because Mudjashi‘ is from nomads and Mughira is a city-dweller.” [307] Mughira was a Thaqafi residing in Ta’if.

Thoughts of the Second Caliph

The second caliph, more than any other personality, influenced the Sunnites thoughts and ideas. As his period of caliphate was a highly crucial juncture in the history of Islam, his thoughts and deeds, too, were of great significance for Sunnites Muslims. This is to the extent that he is considered as a role model who made no mistakes and every word or act of him can be trusted as a religious tradition. Therefore, it is necessary to talk about him here.

The high status of ‘Umar in Sunnites thinking, can not be compared to anyone else. In the narrations told about ‘Umar’s good traits, the ranking attributed to him is a little lower than prophethood! This status has been interpreted as“Muhaddath” . Muhaddath is said to be someone who receives“revelations” .

In a narration by Bukhari, Muslim and others, Abu Hurayra has been quoted as saying Prophet Muhammad said,“There were people among the Israelian tribe who received revelations without being a prophet. If there is anyone in my Umma who is such, that person is certainly ‘Umar.” According to Qastalani, the commentator of the book of Bukhari, the“if” in the above-mentioned sentence, does not mean“hesitation” but means“emphasis” .

Besides such quotations, there is, on the whole, a certain idea about the caliph’s measures at the Prophet’s time, indicating that before God revealed something, ‘Umar had ordered that and then, God had sent down some verses in that regard. These instances are known as“‘Umar’s Muwafiqat” , ‘Umar’s agreement. It is interesting that in some cases, the viewpoint of the Prophet was in conflict with ‘Umar’s, but God has sent down verses agreeing with ‘Umar’s idea! ‘Abd Allah Ibn ‘Umar has been quoted as saying that all the verses God sent down about something discussed by ‘Umar and others, were in accordance with ‘Umar’s idea. Some of such examples are saying prayers for Ibrahim, the verse of Hidjab, the Badr captives, banning drinking, not saying prayers for hypocrites and so on. It is evident, then, why ‘Umar’s status was close to prophethood and later, his way of behavior was regarded superior even to that of the Prophet.

Here, we must note the point that ‘Umar was as strong in practice as he was weak in thought. He, himself, had admitted this several times and had sought help from others in solving his problems. ‘Allama Amini has allocated almost half of the sixth volume of the book of al-Ghadir entitled, نوادر الاثر في علم عمر“Rare reports about knowledge of ‘Umar,” on these issues. It was due to this weakness in knowledge that ‘Umar did not like religious discussions and debates and once, when someone asked him the meaning of وَالذَّارِيَاتِ ذَرْوًا“I Swear to pollinating winds,” ‘Umar beat him up.[308]

One of the main features of the second caliph’s thinking was that he saw himself entitled to vast authorities as a ruler. He considered a special right for himself, not only in political and executive affairs, but also in divine legislation and making laws. Relying on the same authorities during his caliphate, ‘Umar made innovations and changes and did not deem himself obliged to anything except having a general knowledge of the Qur’an and the Shari‘a. In cases where he found himself incompetent, he would hold consultations and deliberations with the Companions to get things done. Narrating an interesting story told by Tabari is appropriate here to realize the caliph’s idea about his authorities,“‘Imran Ibn Sawad says, “I said the morning prayers with ‘Umar and then, followed him.”

He asked,“You have a request?”

I said,“Yes, advice!”

He said,“Bravo! Go on!”

I said,“People find faults with you in several things.”

Holding his lash under his chin, ‘Umar said,“Well?”

I said,“You have forbidden the lesser pilgrimage (the ‘Umra Hadjdj) during the months of Hadjdj while Prophet Muhammad said it was permitted; neither did Abu Bakr act like you.”

‘Umar said,“This was to show people that they were not exempt from the main Hadjdj by doing the ‘Umra.”

I asked,“You have banned the temporary marriage of women while the Prophet had allowed it?”

‘Umar said,“I am equal to Muhammad; I make them full and do so and so for them. If I do not do so (harsh behavior), I’ll abandon the truth (this is ironical of his having right to do so).” [309]

There are two basic points in this quotation containing plenty of proof for approving its inclusion, One is that ‘Umar, in response to ‘Imran, confirmed his disagreement with the Prophet (s) and also justified it. Second, his response to ‘Imran’s last objection started with this sentence, أنا زميل محمّد (ص)“I am equal to the Prophet.” “Zamil” commonly means“classmate” and its old usage is referred to two people who ride on camels each of whom takes seat on one side or two people ride on two camels separately.

In the above statement, there is an opposite sentence that says, وكان زامله في غزوة قرقرة الكدر“‘Umar has ‘Umar been equal to the Prophet in Qarqarat al-Kudr war.”

This sentence had no relation with ‘Umar’s response to the questions raised[310] but on the contrary, it was really misleading and was intentionally aimed at misleading the minds. ‘Umar says he is equal to the Prophet, meaning he could enjoin to or forbid from something or label things as lawful or unlawful just as the Prophet could. Thus, the caliph considered his authorities as vast as the Prophet and pretended to believe in nothing but the Qur’an.

What has been said about the caliph’s ban on narrating hadith and writing it[311] exactly conforms to this idea of the caliph. It seems the caliph believed that only the Qur’an could remain unchanged, but not hadith and the ruler can act at any time based on his expedience. In other words, what has been quoted from Prophet Muhammad, only refer to his authorities as a ruler and these are authorities ‘Umar, too, had as a ruler. It is unlikely to find any caliph other than ‘Umar and ‘Uthman who considered their authorities to include divine legislation and interference in religious affairs. Nasr Allah Munshi, in the preface to“Kelilih wa Dimnih” , quotes ‘Umar as saying,“What the “state” bans people from is prior to what the“Qur’an” prohibits.”[312] ‘Umar cut the share of المؤلفة قلوبهم“Those whose hearts are captured,” that God paid from the tax alms, saying, Islam has no fear of them any more.[313] He believed an unclean person who needs water should not say prayers if he cannot find water. When ‘Ammar Yasir taught him the Prophet’s tradition in Tayammum (making ablution with earth or sand), اتق الله يا عمار“O ‘Ammar! Fear God!”

‘Ammar answered,“If you please so, I will not tell you the hadith of the Prophet!” [314]

It is interesting that ‘Umar hated Tayammum even during the Prophet’s life. Once during a trip, someone from ‘Umar’s companions got impure at dawn and had to make Tayammum. ‘Umar objected to him.

When they got to Medina, ‘Umar complained about him to the Prophet, but the Prophet said,“I would have done the same if I were in his conditions.” [315] Of course, if nothing occurred to his mind, ‘Umar would follow the Prophet’s Sunna.[316]

Ibn ‘Abbas says,“During the time of the Prophet and Abu Bakr and in two years of ‘Umar’s caliphate, if someone divorced his wife three times, it would be considered once. But, ‘Umar considered it three divorces. [317] Malik Ibn Anas, Imam of Malikiyya, narrates, “‘Umar was afraid that a non-Arab would receive inheritance from an Arab unless he was born among Arabs!” [318]

These were the caliph’s personal Idjtihads which were mostly based on his favored“interests” . Temporary marriage during Hadjdj and temporary marriage of women are among the main religious affairs allowed by Prophet Muhammad, but banned by the caliph.[319] As we mentioned, ‘Umar believed these affairs were permissible at the time of the Prophet due to certain necessity. Another example is dropping the line“Hayya ‘Ala Khayr al-‘Amal” (Rush to the best deed) from the Adhan[320] whereas people such as ‘Abd Allah Ibn ‘Umar and Imam Sadjdjād always said this line in the call to prayers.[321] Word has it that ‘Umar was the first person to initiate the rising of Ramadan. He did it in the 14th year of Hidjra and ordered all towns and cities to do so.[322] This is the same nightly prayers of Ramadan still common among Sunnis. Because ‘Umar saw himself entitled to such authorities, he issued contradictory rulings in some cases. Such instances can be found in the issue of inheritance.[323]

Such freedom of action in religious affairs could entail more claim of authority in non-religious domains. The caliph did not avoid innovation. The Amir al-Mu’minin, too, had innovations in solving the mentioned issues but his faithfulness to the wording came first. The sudden expansion of Islamic countries at the time of ‘Umar brought him face to face with numerous problems, so he often tried to find a solution to his problems even if through consultation with the Companions. The collection of such solutions which were first based on the Prophet’s heritage, second on consultations with the Companions and third, on the caliph’s innovations, led to the enlargement of the state authority.

Comparing the successful policy of ‘Umar and Mu‘awiya with that of Imam ‘Ali, Ahmad Amin says the former two considered themselves free in interpreting religious texts while ‘Ali believed in them.[324] Also, Suhayl Zakkar has referred to the point that ‘Umar saw himself entitled to interpret new issues.[325] His instructions to Shurayh are also considerable for following the rules.[326]

As mentioned earlier, one principle of the caliph’s thoughts was that he tried to only rely on the Qur’an as proof, so he ignored hadiths. His remark which said, حسبنا كتاب الله[327] “We relied on the Book of Allah.”

This has been cited in many historical and hadith sources and implies nothing other than there is no need for hadith. Of course, this has no contradiction with ‘Umar’s use of the Prophet’s quotations if he could not think of a certain solution. However, in return, he would do something if it were to his interest even if Prophet Muhammad had a special belief in that regard.

One such clear example was a wording about the Imamate of Imam ‘Ali that was said by the Prophet. Not only ‘Umar, but other people from the companions, too, set aside the words due to some expediency they claimed.

Ibn Abi l-Hadid says,“I asked my master about texts on the Imamate of ‘Ali and said, “Is it really possible that they have set aside the Prophet’s words?”

He answered, “Those people do not consider caliphate among religious decrees such as daily prayers and fasting, but consider it a worldly affair and an issue like running the land, planning the war and ruling the subjects. In these cases, too, if they saw it to their benefit, they would oppose the word of the Prophet. For example, the Prophet ordered Abu Bakr and ‘Umar to join the army of Usama, but they refused to do so as they did not see it agreeable to the state interests. These happened during Prophet Muhammad’s lifetime, he saw them and did not deny them!... The companions, collectively and individually, neglected many words of Prophet Muhammad and this was due to the interests they saw in doing so such as the shares of ذوي القربى والمؤلفة قلوبهم“Relatives and those whose hearts are captured.”

They acted according to their own will in many issues not mentioned by the Qur’an and the Sunna such as the limit of drinking wine,…. They preferred their interests to the Prophet’s words, saying,“If you find it right, do it…”

As for the Prophet’s words about ‘Ali, they (in fact, Abu Bakr and ‘Umar) said that Arabs would not accept his rule due to several reasons. Therefore, they agreed not to give him the power because they saw that Arabs would not obey him. So, they interpreted the Prophet’s words; however, they did not deny the word. They just said someone present can see something which the absent person cannot. The Ansar’s act, too, helped them. So, they made allegiance with Abu Bakr to eliminate the Ansar’s conspiracy. And later, in the face of ‘Ali’s protests, they said that he was too young, Arabs would not accept him, …and that Abu Bakr was an old man, he was experienced, Arabs love him, etc. They said if they had chosen ‘Ali, Arabs would have turned apostate and …Which way was to their interests? Following the Prophet’s words and getting ready for Arabs’ apostasy and the return of the Dark Age or deviating from the Prophet’s words and safeguarding Islam…People, too, remained silent…

Ibn Abi l-Hadid says,“My master, Abu Dja‘far Naqib, did not believe in Imam and did not obey them. Neither did he accept the words of Shi‘ites fanatics. Yet, he had such an analysis. [328]

At any rate, this point must be taken into consideration that when ‘Umar took the reins of caliphate, it was necessary to expand the administrative organization of the new government. Further conquests and enlargement of the lands under his rule as well as wars and peace deals forced him to forge some laws in order to run his affairs. These measures are listed by Kattani in the book of “al-Taratib al-Idariyya “ (Administrative Arrangements). Many of his measures took on a jurisprudent aura and in later texts of Sunnis, were used as the basis of Sunnites jurisprudence. Most of his edicts have been collected in the book of “al-Musannaf” by ‘Abd al-Razzaq Sanani. Ibn Kathir, too, has gathered these edicts in a book entitled“Musnad ‘Umar” (‘Umar’s Throne).

It was during his period that for the first time, the title of“Amir al-Mu’minin” or“Commander of the Faithful” became a common term to refer to the caliph. Before that, he was called“Khalifa Rasul Allah” or the“Caliph of the Prophet” . But, according to quotations, he got the title of Amir al-Mu‘minin in the year 17 A.H. from either Mughira Ibn Shu‘ba, Abu Musa Ash‘ari or ‘Adi Ibn Hatim.[329]

One the caliph’s measures which had an important role in organizing the ruling system and establishing the government was the formation of“Diwans” in the year 20 A.H.[330] Prophet Muhammad was a pioneer in registering the names of Muslims, especially fighters.[331] ‘Umar ordered the registration of the Companions and classified them based on tribal origins and religious records.[332] Then, he divided the huge booties gained during conquests. ‘Umar began with the Hashimites and among them, with ‘Abd al-Muttalib.[333] The policy of the Prophet and Abu Bakr differed with ‘Umar’s policy[334] in that they divided the riches equally while ‘Umar’s division was based on different tribes and the people’s record in Islam. It is said that ‘Umar objected to Abu Bakr for observing equality.[335] This act of the caliph led to the reinforcement of tribal strata among Arabs based on which, some tribes claimed superiority over others. This remark of Maqdisi who has quoted ‘Umar as saying that he had learnt justice from Chosroe[336] gives strength to the probability that he had been somehow influenced by the Iranian system of social classification, though there is no other evidence to prove this claim. Word has said that towards the end of his life, ‘Umar doubted the rightfulness of this method and said if he lived more, he would act equally towards all people.[337]

Also, an accurate date that was necessary for administrative affair was set in ‘Umar’s time. We mentioned elsewhere that during consultations with the companions, he acted according to the opinion of Imam ‘Ali based on choosing the date of the Prophet’s Hidjra as the beginning date of Muslims’ history. This was a significant step towards creating administrative discipline.

About the sources of the second caliph’s religious and political thoughts, we must note another point. Besides what he had gained from Islamic teachings, ‘Umar tried to enrich his thoughts from other sources, too. One of these sources was the knowledge of the people of the book and Jews had plenty of such knowledge in Hidjaz. First of all, we must admit that among different Islamic sects, there is a common accusation about ‘Umar’s use of Jewish knowledge, mostly due to the reason that Jews were greatly despised by the Qur’an and naturally, by Muslims. We should know that the people of the book in general and Jews, in particular, have left some traces in the historical texts and hadiths of Muslims. This influence is more or less seen among almost all sects. Any way, there are some texts available that indicate the people of the book tried to grab a position for themselves in the new society by relying on the knowledge they already possessed and the cultural influence they had inherited from the era of ignorance. Their religious texts had many things in common with Islam and it was on this basis that they claimed to have some knowledge about the interpretation of the Qur’an. Moreover, they said that in the earlier texts, the Prophet’s ordainment had been announced. They went on as far as claiming that in divine books, there had a lot of information about the trend of developments in the Islamic society, the story of caliphs, events and wars. Muslims’ belief in this issue made it much easier for the people of the book. We had better set aside our general discussion in this regard, which has also been reiterated by Ibn Khadlun[338] and return to our main topic.

When the Muslim Muhadjir s came to Medina and Islam spread in the city, the ground was prepared for a cultural relation between Islam and Judaism due to their common origins.

A quotation says, كانت اليهود يحدثون اصحاب رسول الله“The Jews spoke with the companions of the Prophet (s).” When Prophet Muhammad heard of that, he said,“Do not confirm or deny them.” [339] But, it seems that gradually, things got more serious until the Prophet banned the companions from listening to Jews or copying their works.

When he came to Medina, the second caliph decided to use the people of the book to increase his religious and historical knowledge.

He says,“I copied one of the works of the people of the book so as to add to my knowledge.” The Prophet was really angered to the extent that the Ansar shouted,“al-Silah! al-Silah!” , meaning“Weapon! Weapon!”

Then, the Prophet said,“I have brought everything for you.” [340] Elsewhere, ‘Umar has been quoted as telling Prophet Muhammad,“I came across a “brother from Quray¨a” who copied the Torah for me. Shall I offer it to you?” This question angered the Prophet.[341]

Zuhri says,“Hafsa, ‘Umar’s daughter and the Prophet’s wife, brought to the Prophet a book of stories about Joseph and read out the book. At the same moment, the Prophet’s face turned red with anger and he said, “I swear by God that if Joseph and I were among you and you followed him and abandoned me, you would be mistaken.” [342] The fact that ‘Umar and his daughter tried at the time of the Prophet to read the texts of other religions could not have been a mere incidence. This issue is clarified with the point told by Ibn Shahab Zuhri about ‘Umar’s naming as Faruq, the distinguisher.

He says,“The first people to call ‘Umar as Faruq were the people of the book while no news has reached us to indicate that the Prophet called him so.” [343]

When ‘Umar came to power, he pondered in this regard with more peace of mind and right at the time when he encountered a Muslim-turned Jew from Yemen, he could benefit from him more. This person was Ka‘b Ibn Mati‘ Himyari known as Ka‘b al-Ahbar.[344] He converted to Islam after the Prophet’s demise at the time of Abu Bakr or ‘Umar and then came to Medina. Later, he took permission from the caliph and headed to Damascus. It seems that his departure to Damascus and at the time of the second caliph, to Bayt al-Muqaddas, was to sign a peace deal with Christians and Ka‘b accompanied him. Ka‘b al-Ahbar died during ‘Uthman’s caliphate in the year 32 or 33 A.H in the town of Hims.[345] This is while a tomb with a high dome was built for him in Egypt. Ka‘b al-Ahbar was a trusted and reliable source for centuries and his quotations have filled books of history and interpretation.[346] But currently, given the new researches carried out, the image of Ka‘b al-Ahbar has been shrouded in mystery and has made decision-making difficult for Sunnites scholars and religious men.

Ka‘b al-Ahbar, on the one hand, received the second caliph’s attention and on the other, is an important source for texts known as Israelite in the Islamic culture. These are quotations about the Torah and other Jewish scriptures that have a determining presence in Muslims’ books of history, interpretation, Gnosticism and literature. Ka‘b al-Ahbar and Wahb Ibn Munabba are two main sources of the spread of Israelite in the Islamic culture. Since the anti-Israelite current gained force among Sunnis, the task of deciding about Ka‘b has been made difficult.[347] We should not forget here that twice as much what Ka‘b has quoted from earlier books, has been falsely attributed to him by others and he has been exaggerated.

Dhahabi says about him,“He had knowledge of Jewish books and had a special talent in recognizing false and true texts.” [348] Here, the second caliph’s trust in him, despite sufficient evidence, has not been trusted by those who did not believe the Israelites in general and Ka‘b, in particular. Ibn Kathir says Ka‘b al-Ahbar was the best of them (Muslim-turned Jews) who are quoted. He embraced Islam at the time of ‘Umar and quoted the people of the book. ‘Umar approved some of his quotations because they were truthful.[349] Moreover, ‘Umar tried to absorb him. Afterwards, the people quoted many things from him in so far as there were exaggerations and he, too, quoted much falsehood while some of his words were true. Ibn Kathir has implicitly admitted that ‘Umar helped Ka‘b find a place among the people who turned to him. Due to the cultural power of the people of the book, as soon as Ka‘b arrived in Medina, people gathered around him and asked him to read them some news about the future events from the books of the predecessors.[350] What made people trust him was that he claimed his words were all based on“the Revealed Book of God” . Here, book means the Torah about which Ka‘b had told Qays Ibn Kharasha,“The Torah says there is no inch of land other than what happens on it until the Day of Judgment.” [351]

Ka‘b spread his words among the people by underlining that he was quoting from the“Book of God” . Above all, the second caliph benefited from him and his knowledge. There are several instances to prove this. Hisham Kalbi says,“There was famine at the time of ‘Umar. Ka‘b al-Ahbar told him, “When the same situation occurred for the Israelian tribe, they resorted to their prophet’s Household and said the prayer for rain.

This advice led ‘Umar to ask ‘Abbas to say this prayer.” [352] Another quotation says ‘Umar asked Ka‘b to talk about“death” for him. While Ka‘b was elaborating on death, tears rolled down the caliph’s cheeks.[353] In another case, ‘Umar asked him, which of Adam’s sons had offspring and he talked in this regard in detail.[354]

When ‘Umar wanted to travel to Iraq, Ka‘b told him,“Do not go to Iraq because the genies are there, as are their men and nine-tenth of sorcery, too.” [355]

The quotation of Sayf Ibn ‘Umar says that during the outbreak of plague, ‘Umar called on his courtiers to guide him about different cities. Ka‘b said the following about Iraq in response to ‘Umar’s seeking consultation.[356]

According to ‘Abd Allah Ibn Mas‘ud who met ‘Umar with Ka‘b, Ka‘b said,“Allow me to tell you the sweetest thing which I have read in “The Books of Prophets” . With ‘Umar’s approval, Ka‘b al-Ahbar quoted parts of the book which is more than a page.[357] ‘Umar asked Ka‘b to tell him about Ka‘ba and he said,“God sent down to earth a hollow sapphire [358] and …” In another occasion, Ka‘b was sitting in the mosque when ‘Umar entered and asked him to intimidate him and others.

He said,“O Ka‘b! Frighten us!” [359]

‘Umar said,“Prophet Muhammad told me, “My greatest fear for my Umma is from the side of misleading Imam.”

Ka‘b said,“I swear by God that fear for the Umma is from no one other than them.” [360] Another quotation says once at the time of ‘Umar, Ka‘b stood up and asked,“What was the last word of your Prophet?”

‘Umar said,“Ask ‘Ali.”

And ‘Ali answered,“While his blessed head was resting on my shoulder, he said, “Prayers, prayers.”

Ka‘b said,“This is the last oath of all prophets to which they have been obliged and ordained.” [361]

Ka‘b wanted to show himself well-versed in all books of prophets and in other cases, to make people accept what he said. Apparently later, some people noticed the problem that they could not rely on the distorted Torah. Therefore, how could they accept the words of Ka‘b? To solve this issue, it was made up that Ka‘b used a Torah which had not been distorted. In the final hours of his life, Ka‘b ordered someone to throw that book of Torah into the sea. His justification was that he was afraid some people would use that book as a base for their reasoning. After narrating this story, Dhahabi says,“Now, this Torah is not in our hands and after that, we cannot rely on the existing book of Torah.” [362] However at the same time, Ibn ‘Abbas rejected the Torah as distorted and cautioned people against asking questions from the people of the book.[363]

Another narration says ‘Umar had ordered someone to be lashed as punishment. When he was being lashed, he said,“Subhan Allah” or“Praise be to God” . ‘Umar told the executioner to stop the lashing. Ka‘b al-Ahbar burst into laughter.

‘Umar said,“Why do you laugh?”

Ka‘b answered,“I swear by God that Subhan Allah is a mitigation of divine punishment.” [364] In another case, ‘Umar and Ka‘b were standing.

Hutay’a, the poet, recited a poem which said,“Someone who does a good deed, his reward will never be wasted because “the good deed” is ever lasting between God and his people.”

Ka‘b said,“By God that it says the same thing in the Torah.” [365]

Once, ‘Umar asked Ka‘b al-Ahbar about different cities.

He said,“When God created the word and what is in it, Wisdom said, “I shall go to Iraq.” Knowledge said,“I shall be with you.” Wealth said,“I go to Damascus.” Trouble said,“I am with you.” [366]

In another occasion, Ka‘b al-Ahbar entered the court of ‘Umar and sat down at some distance from him. ‘Umar asked him why he had done so. Ka‘b pointed to the wisdom of Luqman and said,“One should not sit close to a person of power because someone else may enter the assembly who is more endeared; then, you will have to sit back a little. This way, you will be belittled.” [367]

‘Umar asked Ka‘b,“How does knowledge leave the mind of someone who has learnt it?”

Ka‘b responded,“Through greed and stretching one’s hand out to the people.” [368]

Once again, Ka‘b told ‘Umar,“Woe unto the “Sultan of the Earth” from the“Sultan of the Heaven” ?”

‘Umar said,“Unless for someone who checks himself.”

Ka‘b said,“I swear by God that this has been mentioned in the Torah exactly.” [369] In another occasion, ‘Umar asked Ka‘b al-Ahbar to tell him about virtue.[370] Once ‘Umar told Ka‘b who was seeking permission to go to Damascus,“Do not leave Medina which is the place of the Prophet’s Hidjra and his city of burial.” Ka‘b said he had read in the Revealed Book of Allah that Damascus was God’s treasure upon the earth.[371] In another case, a verse was discussed, كُلَّمَا نَضِجَتْ جُلُودُهُمْ بَدَّلْنَاهُمْ جُلُودًا غَيْرَهَا[372] “Whatsoever their skin is fried, it is replaced with a new one to taste the pain.”

Ka‘b said,“I have an interpretation about this verse which dates back to the period before the advent of Islam.”

‘Umar said,“Say it, but we will confirm your words only when they conform to those of the Prophet (s).”

Ka‘b said,“It means I will change their skin a hundred times each hour.”

‘Umar said,“I heard the same thing from the Prophet (s)!” [373]

In Bayt al-Muqaddas, ‘Umar asked Ka‘b about the location of the“Sakhra” and he talked in this regard in detail.[374]

Despite these examples, only Abu Zur‘a Dimashqi has quoted ‘Umar as telling Ka‘b,“Quit the narration of “Hadith al-Uwal” )the first hadith( or I shall banish you to the land of apes!”[375] In another case, in continuation of a report from a follower of another religion talking about the traits of the caliphs in the Torah, ‘Umar has been quoted as having cautioned people against quoting the people of the book.[376] Also, once ‘Umar heard that someone in Kufa had the book of Daniel. ‘Umar called him to Medina and afterwards, that person agreed to burn whatever he had.[377] Such a position, even if existed, was not so firm towards Ka‘b and the instances mentioned earlier, are proofs to our opinion. Once Ka‘b came to ‘Umar and asked permission to read the Torah. ‘Umar answered,“If you know that this is the same Torah sent down by God upon Moses in Mount Sinai, then read it day and night.” [378]

During these consultations, once ‘Umar noticed that Ka‘b had not given up his Jewish thoughts yet. In the year that ‘Umar went to Bayt al-Muqaddas, Ka‘b accompanied him. On this journey when there were talks with others including a monk,[379] ‘Umar asked Ka‘b to determine the place of the mosque of Bayt al-Muqaddas. So, he asked Ka‘b,“In your opinion, in which direction should we place the altar?”

Ka‘b said,“Towards the Sakhra (Jewish Qibla).”

‘Umar said,“You speak in favor of Jews! I also saw that upon entering the mosque, you took off your shoes.” [380] However, even after that, Ka‘b’s position remained the same to the caliph.

One interesting point here is the claim of Ka‘b al-Ahbar and the people of the book about finding the name and characteristics of the second caliph in previous divine books. ‘Abd Allah Ibn Mas‘ud has been quoted as saying,“‘Umar was riding a horse when it suddenly threw him off. At that moment, ‘Umar’s thigh was revealed. The people of Nadjran who saw a black mole on his thigh said, “This is the same person who, our books say, drives us out of our homeland.” [381] Later, Wahb Ibn Munabba claimed that ‘Umar’s description had been mentioned in the Torah.[382] Aqra‘ who was ‘Umar’s Mu’adhdhin, says,“The caliph sent me to fetch the bishop. I brought him so that he sat under the same shade with ‘Umar.

‘Umar asked the bishop, “Have you seen my name in your books?”

The bishop replied,“Yes.”

‘Umar inquired,“How?”

The bishop answered,“Like a horn!”

‘Umar lifted his lash and said,“What is on my horn?”

The bishop said,“An iron horn, reliable and strong.”

‘Umar asked,“Who succeeds to caliphate after me?”

The bishop answered,“A righteous caliph who sacrifices his life for his relatives.”

‘Umar asked,“Who is next after him?”

The bishop said,“A righteous caliph who has drawn out his sword has shed blood!” [383] Although this narration is unknown, first of all, it is likely that its beginning part is correct and the bishop said these things only about ‘Umar. Second, even despite being an entire fabrication, those people have been mentioned by other bishops and those familiar with the pre-Islamic books.

Ibn Shubba say s,“During ‘Umar’s journey to Damascus, an old man approached the army on the way and complained about heavy taxes. He asked to talk to the caliph.

Talha asked him, “Have you found the news of the caliph’s descent in your books?”

He said,“Yes, we know the descriptions of your chief and the one before him as well as your prophet.” Then, he mentioned those traits one by one![384] Amali Muhammad Ibn Habib has been quoted as saying that Ibn ‘Abbas said,“Towards the end of his caliphate, ‘Umar wished death for himself.

One day when I was with him, he asked Ka‘b al-Ahbar, “I see my death close. First, what is your opinion about ‘Ali Ibn Abi Talib and second, what do you find in this regard in your books, because you believe that our affairs have been written in your books?”

Ka‘b said,“In my opinion, ‘Ali is not suitable for his job because he is a strictly religious man. He does not overlook any mistake, does not act to his Idjtihad and this way, he cannot control his subjects. But, what we find in our books is that the government does not fall to him or his sons.”

‘Umar said,“Then, who gets the rule?”

Ka‘b al-Ahbar said,“We find it so that after the believer in Shari‘a and two of his companions, the government will reach those people with whom the Prophet (s) has fought over the principle of religion, [385] that is the Umayya.” Also in another occasion, someone from the people of the book came to ‘Umar and said,“ Oh, King of Arab, greetings upon you.”

‘Umar asked,“Has such a thing been mentioned in your books? Has it not been said that the “Prophet” comes, then the“caliph” and then“Amir al-Mu’minin” ?”

He said,“Yes.” [386] This quotation is evidently a mere lie. At the time of ‘Uthman, Ka‘b al-Ahbar responded to someone who had said in a poem that after ‘Uthman, ‘Ali would come to power.

He said,“You are lying. The caliphate will go to Mu‘awiya.” [387]

According to historians, Ka‘b deviated from Imam ‘Ali (a) and Imam, too, introduced him as a“Liar.” [388] Ka‘b said he had read the news of the cities’ conquests in the Torah and that these conquests would take place at the hands of a righteous man.[389]

‘Umar’s familiarity with the people of the book, especially his friendship with Ka‘b, caused him to sometimes say something or take an action by relying on what the people of the book said.

One of the companions says,“Prophet Muhammad (s) had said the afternoon prayers. After that, a man stood up to say prayers. ‘Umar grasped him by his clothes and said, “Sit down.” The people of the book were lost because there was no rest between their prayers.”[390] Also, the caliph’s important decision in preventing the Prophet’s hadiths from being written down was made under the influence of the people of the book.[391]

Zuhri quotes ‘Urwa Ibn Zubayr as saying,“‘Umar decided to write down the hadiths and Sunna of the Prophet (s). He consulted the companions in this regard. They all agreed. ‘Umar thought about the decision for a month and then said, “I have thought about it. I saw that before you, the people of the book had written books on the book of God and relied on them. As a result, they abandoned the book of God. But, I will not cover the book of God with anything else.” [392]

Another quotation says ‘Umar gathered what others had written and set them all on fire and said,أمنية كأمنية أهل الكتاب He aspires as people of the Book do.[393] And in another quotation, مثناة كمثناة أهل الكتاب his deviation resembles that of people’s of the Book.[394]

At any rate, despite the Prophet’s clear ban on reading the works of the people of the book - obvious example of which was addressed to ‘Umar, himself[395] - unfortunately some people freely spread these ideas. It is interesting that besides spreading these thoughts, the writing and narration of the hadiths was prevented.[396] In order to complete this plan one side of which was the permission for spreading Jewish thoughts and the other one was blocking the narration of the hadith, a hadith was narrated, or in better words, was fabricated which quoted Prophet Muhammad as saying,“Do not write any of my words and instead, narrate anything you want from the people of Israel.” [397] This is while people such as Ibn ‘Abbas and Ibn Mas‘ud openly voiced concern over the accessibility of the works of the people of the book for Muslims and rejected them.[398]

One of the phenomena which was created in this period and whose origin should be considered as a consequence of the spread of the Israelite, was story telling. Certain people known as“Qas” , the story- tellers quoted the historical-religious stories of Jews and used them as the interpretation of the historical verses of the Qur’an. Their main source for these stories was the Torah and the verbal quotations common among Jewish and Christian scribes. These people made speeches for the people before and after the public prayers. This phenomenon did not exist at the time of the Prophet (s) and Abu Bakr, but became common at the time of the second caliph, with his permission and continued later on. The phenomenon of story-telling raised positive and negative reactions among the companions (Sahaba) and the followers (Tabi‘in) which we have elaborated on in a special book.[399] What is concerned here is that for the first time, Tamim al-Dari began story-telling with the permission of the second caliph.[400] ‘Umar allowed him to preach through story-telling before the Friday prayers sermons. Later, ‘Uthman allowed him to do so twice a week.[401] Tamim al-Dari was a Christian-turned-Muslim and many stories have been narrated about his virtue. This became the basis of a kind of Christian-style piety later greatly spread in the Islamic society.

Examples of these pious people who constantly quoted news from Jews and Christian monks, are abundant in the book of“Hiliyat al-Awliya” by Abu Na‘im Isfahani. It has been said that Tamim al-Dari had learnt his stories in the synagogues of Damascus and from the preachers of that land.[402] Also, another person named ‘Ubayd Ibn ‘Umayr was permitted to tell stories at the time of ‘Umar.[403] We will see later that Imam ‘Ali (a) was seriously opposed to story-telling.

‘Umar’s Murder

According to some quotations, especially what has been narrated by Tabari, some people have claimed that ‘Umar was murdered with the plot of Ka‘b al-Ahbar. This news has been raised in different forms and it seems that anyone has changed it in a particular way. Historians and narrators of Sunnites hadiths brought this news in their books for centuries, but they believed so much in the predictions and reports of Ka‘b and people like him that they did not have the least suspicion about Ka‘b’s role in the caliph’s murder. Djahi¨ who is a rationalist critic, has this opinion about what Ka‘b has narrated from the Torah (although there is no such thing in the Torah), I believe that many of these reports which have been quoted with phrases such as“We find them in the books” or“written in the Torah” , have in fact been taken from the“Book of prophets” and works from the books of Solomon and Isaiah, the prophet. If the stories quoted from him about the characteristics of ‘Umar, are from him (because he, himself, did not fabricate news), the problem cannot be solved unless with our justification.[404] Therefore, Djahi¨ Mu‘tazili, too, has not been able to have any doubts about Ka‘b al-Ahbar. At any rate, forecasting ‘Umar’s murder before the actual incident and the opinion that Ka‘b had seen the news in previous books did not attract the attention of the Prophet’s companions and other Muslims and it is only in recent years that something has been said in this regard.

In our opinion, there is doubt about the truthfulness of what has been said by Ka‘b. What has led to the linking of this fabricated news to Ka‘b was nothing but the interest of some simple-minded people in the point that the caliph’s martyrdom has been mentioned in the Torah or other books, especially that the title of“martyr” has been particularly emphasized. Moreover, many stories have been quoted in different sources saying that others had reported on ‘Umar’s murder. Some of them have been collected by Ibn Sa‘d and most of them have been related to“the invisible voice” or“genie” . They said, for example, a voice could be heard reading a poem and saying the news but no one could be seen.[405] What has come in certain texts is that Ka‘b had told the caliph before his murder that he had found him a just and martyred Imam in the Torah.

‘Umar had said,“How will he be martyred in Medina?” [406]

After ‘Umar received a deadly blow at the mosque, Ka‘b came to him and said,“Didn’t I tell you that you are a martyr?” [407]

If the news ended here, there would be no problem, but Ibn Sa‘d has another quotation from Sa‘d al-Djari, ‘Umar’s freed slave, Umm Kulthum told ‘Umar,“Ka‘b, the Jew, says, “‘Umar is standing at one of the doors of hell.” ‘Umar sent for Ka‘b. Ka‘b came to him and said,“I swear by God that Dhi l-Hadjdja will not pass unless you are in heaven.”

‘Umar said,“How is it that once I am standing at the gate of hell and the other time, I’m in heaven?”

Ka‘b said,“We have found in the Book of God that you are standing at the door of hell and do not let anyone in, but after you die, people will again go to hell!” [408]

We think what reveals the importance of the matter is a narration by Ibn Sa‘d. He has quoted Ka‘b as telling ‘Umar,“In the tribe of Israel, there was a king who reminds us of you when we think of him. There was a prophet at the time of the king.

Once he told the king, “Write down your will. You will die three days later.”

The king said,“God! If you see that I am doing justice in my rule and obey you in the affairs, increase my life until my son grows up and my Umma increases in number.”

God conveyed these words to his prophet and said,“I added fifteen years to his life.”

After ‘Umar was wounded, Ka‘b told him,“If you ask, God will keep you alive.”

The news reached ‘Umar but ‘Umar said,“God, take my life at a time when I am not blamed and disabled.” [409]

In our opinion, this news has been distorted and it seems as if three days before ‘Umar’s murder (which in fact was three days before ‘Umar’s death and after his being wounded), Ka‘b had told him,“You will die within three days, so ask God not to die.” Interestingly, it has been said that Ka‘b came on the second day and said,“One day is left.” This news seems to be right.

Now, let’s go to Tabari’s report which is the distorted form of the original news and has been quoted from Miswar Ibn Makhrama. He says,“After Abu Lu’lu’’s negotiations with ‘Umar over his taxes and ‘Umar’s request from him for building a mill, Abu Lu’lu’ threatened him sarcastically.

The day after that, Ka‘b al-Ahbar went to the caliph and said, “Make your will; you will die three days from now.”

‘Umar asked,“Have you seen my name in the Torah?”

Ka‘b said,“No, but I’ve seen your description and that your life has come to its end.”

‘Umar did not feel any pain.

The next day, Ka‘b came and said,“One day of the three days has passed and two days remain.” Again, Ka‘b came the other day and said,“Two days are gone and one day and one day are left.” The next morning, Abu Lu’lu’ attacked ‘Umar at the mosque and dealt six blows on him.[410]

The above news is evident in that Ka‘b knew of ‘Umar’s murder beforehand, but when this news is compared with that of Ibn Sa‘d, we realize that the story was such, Having adopted the news of the Israelian king and the prophet of his time, Ka‘b came to ‘Umar after he had been wounded and told him that story from the Torah and the three days. Incidentally, ‘Umar passed away on the third day after being injured. However later, the news underwent some changes to sound unnatural. This could have been intentional to gain some credit for the caliph by relying on Muslims’ fascination with the divine news of the people of scriptures. The quotation that after ‘Umar’s injury, Ka‘b had told him if he called on God to delay his death, He would do so[411] , is a proof to the comparison made by Ka‘b between ‘Umar and the Israelian king. Out of his interests in the caliph, Ka‘b advised him to ask God to delay his death so that he could live for fifteen more years.

As said earlier, despite the existence of quotations from Tabari and others, historians did not have any suspicions about Ka‘b al-Ahbar. We believe that the true story was something else but the reason for the historian’s belief in Ka‘b was their real trust in him and the caliph’s virtues. Meanwhile, some of the new Sunnites researchers who are influenced by anti-Israelism have ignored ‘Umar’s trust in Ka‘b and have interpreted the above-mentioned news as a Jewish plot to murder ‘Umar.[412] One of these writers has named Ka‘b al-Ahbar as the mastermind of ‘Umar’s murder, saying he had instigated Abu Lu’lu’ to kill ‘Umar. His sources are the news of Tabari and the quotation mentioned by Ibn Athir from Tabari.[413]

About the caliph’s murder, what has been clearly reported in history indicates that this issue was solely related to ‘Umar and Abu Lu’lu’ and the motive behind the act was, at least it appears so, that the murderer felt some injustice had been done to him and he had been overcharged. He complained to ‘Umar in this regard. But, the caliph said that the money taken from him was not so much compared to his abilities and skills and naturally, his income. Some time later, the assassination occurred and it could be natural that the incident was totally related to the argument which had taken place earlier between the murderer and the caliph.

Mas‘udi reports the incident as such, ‘Umar did not allow non-Arabs to arrive in Medina.[414]

Mughira wrote to him,“I have a servant who has been a painter, blacksmith and carpenter and can be useful for the people of Medina. If you agree, I shall send him to you.” ‘Umar agreed and Abu Lu’lu’ came to Medina. Mughira got two dhms from him per day. Once, Abu Lu’lu’ went to ‘Umar and complained about the heavy tax.

‘Umar said,“What works do you do?”

Abu Lu’lu’ explained his works as a painter, ironsmith and carpenter.

‘Umar said,“Considering the jobs you do, your tax is not so much.”

After a few days, ‘Umar asked Abu Lu’lu’ to build a windmill for him. Abu Lu’lu’ said he would build such a windmill for ‘Umar that all people would talk about it! ‘Umar smelled threat from these words but said nothing. It was after this encounter that Abu Lu’lu’ murdered ‘Umar at dawn in a mosque. He injured twelve others six of whom died later. Then, he killed himself with a sword.[415] Mas‘udi said Abu Lu’lu’ was a Jew but some sources have termed him as a Christian.[416] This story shows that the murder was personally motivated.[417]

Abu Lu’lu’ has been quoted as saying that apparently, after ‘Umar did not respond to his protest, he said,“How is it that the caliph’s justice covers everyone except me?” [418] Among his motives, one can also notice the point that Abu Lu’lu’ wanted to take revenge in this way because Iranians felt defeated at the hands of Muslims. However, there is no proof for this claim.

There are several possibilities about who had incited Abu Lu’lu’. One is ‘Ubayd Allah, the son of ‘Umar. Claiming that Hurmuzan was Abu Lu’lu’ accomplice in the incident and he had seen them together the previous day, ‘Ubayd Allah killed Hurmuzan as well as Abu Lu’lu’’s wife and daughter. He had no reason for this act and naturally, had to be killed as Qisas, retaliation for the murder of three people for whose blood there was no supporter but the government. Even Ya‘qubi says ‘Umar had recommended that ‘Ubayd Allah receive the Qisas![419] But ‘Uthman did not agree and said, “People will say, yesterday they killed the father and today, the son.[420]

The second guess coming from the caliph, himself, was that maybe some of the Muhadjirun were involved in the murder. So, he sent Ibn ‘Abbas to them and asked, أعن ملأ منكم؟“Did you order my murder?” And they said, معاذ الله! ما علمنا وما اطلعنا[421] “God forbid! We did not know and were not aware of it.”

The date of the caliph’s passing has been reported as the 26th or 27th of Dhi l-Hadjdja in the year 23 A.H whereas, he was only 55 years old.[422] Although elsewhere, Mu‘awiya! has been quoted as saying that he was 63 years old.[423] This forging may have been done to show that he died at the same age of Prophet Muhammad (s).

In his last days when he had been wounded, ‘Umar seemed not be so satisfied with his worldly life. He repeatedly said, يا ليتني لم أك شيئاً، ليت لم تلدني أمي، ليتني كنت نسياً، يا ليتني كنت حائكاً اعيش من عمل يدي[424] “I wish I were nothing. I wish my mother had not given birth to me. I wish I had been forsaken. I wish I were a weaver and would earn my own living.”

Continued Conquests in Damascus and Egypt

After conquering Damascus, the conquests continued in Damascus. The consecutive victories of Muslim Arabs forced many cities to ask for peace beforehand as they could gain more concessions. The city of Ba‘labakk was peacefully conquered in the year 15th A.H. After that, in the month of Rabi‘ al-Thani the same year, the city of Hims which was considered one of the biggest cities of Damascus, was invaded by Muslims. According to Baladhuri, the people of Hims who witnessed the escape of Heraclitos from their city and were aware of the repeated victories of Muslims and their patience and perseverance, took refuge inside the city after a brief encounter outside the town and called for mercy from Muslims. In the peace deal concluded, in addition to guarantees for their life and properties, it was agreed that the city wall and churches would remain intact. Only a quarter of the Johannes church was excluded for the construction of a mosque. Muslims, too, settled down in deserted areas and in houses abandoned by their owners.[425]

At that time, Abu ‘Ubayda divided the governorship of different regions among army commanders. Yazid Abi Sufyan was chosen for ruling Damascus, Shurahbil Ibn Hasana for Jordan, ‘Amr Ibn ‘As for Palestine and ‘Ubayda Ibn Samit for Hims. Abu ‘Ubayda, himself, set off towards Humat and Shayzar for expanding the conquests. Heraclitos who had now lost key centers in Damascus, once again tried to organize a huge army of Romans, Damascus people, the people of Hidjaz and Armenians besides the Arab tribes of Djudham, Lakhm and others to fight Muslims. In historical sources, these tribes have been named as“al-Musta‘raba” .[426] This big war took place at the Yarmuk region which was the name of a river. Muslims are said to have numbered at 24000 and the Roman army and its allies at 200000. But, one should not forget that Heraclitos did a last-ditch effort to keep Damascus. This war was so tough for Muslims that even Muslim women had to fight.[427]

The Yarmuk battle ended in Muslims’ victory and following his defeat, Heraclitos left for Constantinople. In this war, Djabala Ibn ’Ayham commanded the frontline army of Rome. There are different stories in various sources about whether he had converted to Islam or not, why he had taken offence from ‘Umar and why ‘Umar had repented from his treatment of him.[428]

One year after the Yarmuk battle, Muslims succeeded in surrounding Bayt al-Muqaddas. Abu ‘Ubayda first invited them to either accept Islam or pay Djaziyya (poll tax paid in lieu of conversion to Islam). But, when they refused, they had to lay a siege on the city. The Nazarene community of the city, who found the situation critical, gave in to a compromise, provided that the caliph would come to al-Quds and sign the contract personally.[429] ‘Umar was doubtful about going to Quds. So, he consulted some of the Companions. ‘Uthman was opposed to the idea, but in the presence of Imam ‘Ali (a), he encouraged ‘Umar to go, saying it was to the benefit of Islam and Muslims. ‘Umar accepted his idea. After appointing ‘Uthman as his vicegerent in Medina, he headed for Quds.[430] He moved towards Damascus arguably in the year 16th or 17th A.H.[431]

A variety of agreements were mentioned in the peace accord ‘Umar signed with Damascus’s Nazarene community. They received assurances that their lives would be spared. They were also assured that no church would be damaged nor any swastika broken. One of the key conditions of the accord was that Muslims should not allow Jews to live in Quds, nor should there any obligation in faith. The residents of al-Quds also pledged to pay toll like the people of Ctesiphon. Additionally, the Romans had to leave the city. The people were also free to move their belongings to Rome or anywhere else.[432] It was on this trip that ‘Umar entered the mosque and inquired Ka‘b al-Ahbar about the site of the altar.

“The altar should be built towards the cliff which used to be the Qibla of Jews,” said he.

‘Umar was infuriated at the response, saying,“Your response resembles the words of Jews.” [433]

Some time after the return of ‘Umar from Damascus, a dreadful epidemic of plague dubbed“‘Amwas” swept Damascus in 18 A.H. The plague claimed the lives of several Muslims including the top governor of Damascus. Chief among the victims were Abu ‘Ubayda Ibn Djarrah, Mu‘adh Ibn Djabal, Yazid Ibn Abi Sufyan, Shurahbil Ibn Hasana, Fadl Ibn ‘Abbas and Suhayl Ibn ‘Amr. Yazid died a few while after Abu ‘Ubayda as he had replaced him. After his death, ‘Umar appointed Mu‘awiya. Abu Sufyan, who had lost his eyesight at that time, appreciated ‘Umar for visiting him.[434] In the last few years of ‘Umar’s caliphate, Mu‘awiya was the governor of the Greater Syria.[435]

One of the key towns conquered in the reign of Mu‘awiya was Caesarea. It was arguably conquered in 18 or 19 A.H.[436] The Arab troops were conquering further territories in the Greater Syria. In the meantime, the small towns accepted the peace treaty on their own. Many Arabs and Nazarenes adopted Islam.[437]

When ‘Umar was in Damascus, ‘Amr Ibn ‘As asked for his permission to expedite towards Egypt to conquer it. It is said that in the Dark Age, he had gone to Egypt for business. So, he was somewhat familiar with it.[438] ‘Umar was afraid of launching such a bid. As a result of ‘Amr’s insistence and his efforts in playing down the risk of the attack, he eventually gave in. Amro, headed by a troop of between 3500 to 4000 men, headed for Egypt. It has been narrated that after the expedition of ‘Amr, ‘Umar withdrew his support and told ‘Amr that if he had not yet entered Egypt, eh should return. However, ‘Amr had entered Egypt. It seems ‘Uthman had accused ‘Amr of expansionism, and had magnified the danger of the elimination of Arab troops before ‘Umar.[439]

Egypt’s governor whom Arabs called“Muqawqis” had been appointed by Romans to rule the country. He was Coptic. Hence, Prophet Muhammad (s), in a letter to him, had called him the“Chief Coptic” . The war between Muslims and the Muqawqis army lasted two years. In the meantime, Muslims conquered many areas and towns. The main reason behind the conquest of Egypt was the difference between Egyptian Coptics and Romans. So, the Coptics were not so willing to defend the Romans. Muqawqis, himself, was doubtful over this matter and waited to see what would happen. His brother, Benjamin, was the bishop of Alexandria. In the meantime, Cyrus, the envoy of the Roman emperor, had arrived in Egypt to reform the affairs. The stringent behavior further distanced the Coptics from the Romans.[440] The news of the consecutive conquests of the Arab troops in the Greater Syria encouraged further people to surrender.[441]

The prolonged conquest of Alexandria, which dragged on for four months, necessitated the dispatch of auxiliary forces to Egypt.[442] The town eventually fell to Muslims in 20 A.H. There is debate as to whether Egypt gave in through force or peace. The same doubt exists for many other towns. After the deployment of Muslims, they turned the town of Fustat, which was their military base, to their administration center and left Alexandria. This was interesting from political and militarily viewpoints.

Among the troops of ‘Amr Ibn ‘As, there were some non-Arab fighters, some of whom were ethnic Romans and were called“Hamra’” . The other group was the Yemeni-based Persians, who had moved, along with the Arab tribes, to these regions. Following the conquest of Egypt, Iranians were accommodated in a certain place. According to Ibn ‘Abd al-Hakam, the mosque raised by Muslims at the site was famous until his age in the 3rd century A.H.[443]

A variety of matters have been mentioned over the reasons for the escalation of Arab conquests. The conquest of every region had certain reasons. The conquest of Iran, for instance, had a totally different reason from that of Damascus. These conquests were entirely achieved by Arab Muslims. So, it is evident that their will was the first reason for these conquests. This will stemmed, on the one hand, from their faith, and on the other from their leadership and the Muslims’ administrative and legal systems over war booties. Islam allocated a large portion for the warriors and it was natural for the needy and the hungry Arabs to go the battlefield to earn something for their families, provided that they would emerge alive from the battlefield. As a matter of fact, Muslims had no concern whatsoever of being killed, because they saw martyrdom in the path of Allah as a great achievement.

The staggering point about their will and determination was that Muslims had a high sense of self-confidence. Prophet Muhammad (s) promised Muslims victory over the Roman Empire and Iran, saying,“The treasures of Caesar and Chosroe will fall to you” . Therefore, Muslims moved towards the battlefield with an iron will and full confidence in the forecast of the Prophet. Initial gains made them stronger, livelier and more confident for later conquests. Another point is that the power of Muslims did no depend on a particular caliph, because a survey of these conquests from their start to the end of the first century A.H indicates that every caliph who had the chance of conquest, managed to capture several lands. The people’s belief in the administration was a driving force of these conquests. No opposition was raised from the side of Medina rulers. The rulers under the caliph were totally obedient. It should be noted that the caliphs picked their appointees from among the people of the second generation of the Companions who were totally submissive to them. Yet, the significance of the conquests crated an atmosphere in which even potential opponents abandoned their dream of a political rebellion. Under these circumstances, the masses of troops pressed ahead with their conquests more comfortably.

The success of Arabs in Damascus had several reasons, one of which was that the majority of the Damascus residents were Arabs, and in spite of being Christians, they were racially linked to Hidjaz. Meantime, they maintained their distance from the Romans. In the early years of the conquests, some tribes including Lakhm and Djudham joined Muslims, but when they found out that the war was serious, they fled to the nearby villages and left Muslims alone.[444] According to Djabala Ibn ’Ayham, the relationship of the Ansar, who originally came from the southern tribes, to him was, أنتم اخوتنا وبنو أبينا“You are our brethren and children of our fathers.”

During the conquest of Qinnasrin, the residents of the town hinted that they were also Arabs and did not want to fight against the conquerors. So, Khalid accepted their peace overture.[445] The Taghlab tribe, who had teamed up with the Romans and fought along with them, said in the 13th century A.H that they would fight along with their tribe.[446] There were, however, a number of other tribes who remained allied with the Romans till the end, and immigrated to the Roman territories after the conquest of the Greater Syria by Muslims. Apart from the Arab residents of Damascus disassociated themselves from the Romans, others including Jews, the Nibti community and the Egyptian Coptics, had the same situation. Faced with the mild dealing of Muslims, they felt they could live up with Muslims and see their rights met. As soon as Muslims captured Hims, they found themselves involved elsewhere in the Yarmuk war. As they thought they might not emerge victorious out of the Yarmuk battle, they decided to return the money received from the people of Hims to provide for their security. Faced with such a conduct, the people of Hims said,“Your friendship and justice is more likeable to us than the oppression which we are living under. We will defend our town along with you.” [447]

It has been said that the Nibtis aggressively cooperated with Muslims, and as the Romans did not suspect them, they spied for Muslims.[448]

The other point is that the there were religious differences between Damascus and Rome. Considering the fact that the Romans did not treat these people properly from both economic and political viewpoints, the remarks of Will Durant will come true,“As the conqueror Arabs invaded Egypt and the Far East, half the people of those regions welcomed their arrival, because they viewed them as their liberator from the clutches of religious, political and economic oppression of the Byzantine capital.” [449] At any rate, after the expansion of conquests, several towns followed the line of surrender.[450]

Continued Conquests in Iraq and the Conquest of Iran

‘Umar’s caliphate was accompanied with several conquests of Muslim troops in Syria, which started with the conquest of Damascus. In these circumstances, some measures had to be adopted in Iraq, firstly, to stabilize its situation in favor of Muslims and, secondly, to expand the conquests. In the meantime, the town of Hira was freed from the Iranian control. Hence, Iranians were waiting for an opportunity to repel the new threat. Arab troops were led by Muthanna Ibn Haritha. Yet, Medina’s caliph, like the era of Abu Bakr, was determined to dispatch a commander from the known Saudi clans to Iraq. The nominee was Abu ‘Ubayd Ibn Mas‘ud Thaqafi, the father of Mukhtar, from the Thaqafi clan, which used to be an ally of the Quraysh. Heading a 5000-strong troop[451] , Abu ‘Ubayd encouraged many tribes on his way to conduct Djihad and win booties. A large number of people joined him.[452] It was decided that Muthanna work under the command of Abu ‘Ubayd. Iranians amassed a troop headed by Bahman Djadiwayh (Men of Shah Hadjib) east of the Euphrates, whereas Abu ‘Ubayd’s forces lined up on the western side of the Euphrates. The Arabs crossed the bridge and launched the battle.

According to sources, despite the bravery of Muslims, the mammoth elephants existing in the Iranian army frightened the horses of Arab forces. As the Arabs had damaged the bridge, they had no way back. So, they sustained heavy losses and casualties. At any rate, a temporary bridge was built over the river and the Arabs lost out the war to Iran, which was dubbed“Yawm al-Djisr” or the Day of the Bridge, with a death toll of 4000 people.[453] Ibn A‘tham, however, has narrated this event in a manner that it seems Muslims could defeat the Iranians and return to their army base.[454] Yet, the fact that the Iranians did not chase the Muslims indicates that they lacked the necessary readiness to do so. This even probably occurred in Sha‘ban or Ramadan 13 A.H.[455]

Abu Mikhnaf and others say ‘Umar was upset even until one year after the Djisr event. In the meantime, Muthanna Ibn Haritha called the Arabs to Djihad. ‘Umar gradually thought of continuing the operation. Afterwards, around 700 people headed by Mikhnaf Ibn Salim, thousands headed by ‘Adi Ibn Hatim, and a number of people from the Banu Tamim tribe joined the Arab troops in Iraq.[456] The Budjayla tribe also joined the Arab force, under the condition that one-fourth of the booties would be given to them.[457] The Arabs clashed with the 12000-strong Iranian troops, headed by Mihran Ibn Mihrbandad (Mihrwayh Hamadani)[458] at the Buwayb, a river branching out from the Euphrates River. Mihran was killed in the battle and the Iranian army suffered a crushing defeat. Several Iranians were captured and Muslims earned large amounts of booties. Muthanna displayed noticeable bravery in the battle. The poems of ‘Urwa Ibn Zayd al-khayl about the command of Muthanna are notably exaggerating,“Among the commanders of Iraq, we have not seen anybody like Muthanna who belongs to al-Shayban.” [459] Some time after the event, Muthanna Ibn Haritha died from the wounds he had sustained in the Djisr battle.

The battle occurred arguably in the 13th or 14th A.H. As ‘Umar did not take any action for battle until a year later, this event should have not taken place sooner than 14 A.H. The victory boosted the morale and courage of Muslims and they constantly invaded the Iraqi lands which were still under the control of the Iranians. They also invaded a large market place set up near Baghdad. This issue indicated that Iran was not capable of providing the security of Iraq and had to think of a solution as soon as possible.

According to Dinwari, when Suwayd Ibn Qutba (who had some power around Basra) heard the news of these wars from Muthanna Ibn Haritha, he demanded ‘Umar to strengthen the weak situation of southern Iraq and dispatch some forces to the region. ‘Umar who seemingly did not have much trust in Suwayd to transfer the military command to him, sent a contingent of 1000 people, headed by ‘Utba Ibn Ghazwan, to the region. ‘Umar accompanied ‘Utba out of Medina. Referring to the passage of Muslims forces from the Euphrates through Hira to Ctesiphon, he told him to move towards Ahwaz and dissuade its residents from helping the Iranian army. ‘Utba reached the place nowadays called Basra where there were only a number of ruined houses. It was the residence of Iranian border guards, who were commissioned with preventing the aggression of Bedouin Arabs.

The first region attacked was Ubulla, on the outskirts of Baghdad. ‘Utba wrote the news of this victory to the caliph, describing the town as a harbor of ships coming from ‘Umman, Bahrayn, Fars, India and China.[460] When the news of the victory reached Medina, the people asked ‘Utba’s envoy about the situation of the region. He told them about the amounts of gold and silver which Muslims had obtained. The news triggered an influx of Arabs towards the region.[461] Ubulla was located four leagues from Basra. It apparently existed until the 7th century A.H.[462] With the development of Basra, Ubulla lost its grandeur. Ubulla and other towns like Khurayba which was conquered shortly later, were said to be the concentration center of Iranian border guards.

Yaqut says,“Basra was built beside an ancient Iranian city named Vahishtabad Ardishir. This city was ruined in the attacks of Muthanna Ibn Haritha, so when Muslims went to that region to build Basra, they called the city “Khurayba” (ruin).[463] Afterwards, Khurayba became a district of Basra.

According to Dinwari, the conquest and establishment of Basra took place before the Qadisiyya war. The fact that Basra was constructed before Kufa indicates that ‘Utba had reached southern Iraq before reaching Qadisiyya. Noting this issue, Yaqut has mentioned that after reaching Qadisiyya, ‘Utba moved to southern Iraq and to Basra.[464] What is important is that around 15 and 16 A.H, two war fronts were opened against Iran, one in Kufa where some troops were advancing towards Ctesiphon, and the other in Basra from where the Arabs were moving to capture the southern Iranian lands in Khuzistan. The two fronts led to the establishment of the two important towns of Basra and Kufa in Iraq, which later laid the cornerstone of the Islamic Iraq, in addition to Baghdad which was built in the 2nd century A.H. It is said Basra refers to a land which has black pebbles.[465] Quoting Hamza Isfahani, Yaqut says that according to Mubadh Ibn Asawhasht, Basra is the Arabic form of“Bas Rah” , meaning so many roads, because several routed led to this town.[466]

After the conquest of Ubulla, ‘Utba Ibn Ghazwan asked the caliph to set up a town for Arab immigrants. After studying the regional situation, ‘Umar authorized the construction of the town. Thus, Basra was founded. After a while, ‘Utba felt that Sa‘d Ibn Abi Waqqas was exceeding his limits in giving him unrelated orders. ‘Utba, who considered himself an appointee of ‘Umar, protested to Sa‘d and left for Medina.

As soon as ‘Umar heard the news, he asked,“Why is he not ready to accept the rule of a man from the Quraysh who has been a Sahabi, too?” ‘Utba protested that he, too, was a ruler from the Quraysh and that Prophet Muhammad (s) had said, مولى القوم منهم“Lord of people is from Ahl al-Bayt.”

It seems that ‘Umar had asked ‘Utba him to return to Basra, but ‘Utba died shortly.[467]

In an address to the people of Basra, ‘Utba said in 17 A.H that, إنه لم تكن النبوة إلا تناسخها مُلك، فأعوذ بالله أن يُدركنا ذلك الزمان الذي يكون فيه السلطان مُلكاً“There is no prophethood not to have been rejected by a king. I seek refuge in that the Allah from the day Sultan becomes the king.” [468]

We said that the Buwayb event frightened the Iranians. This time, the Iranians mobilized a larger army led by Rustam Farrukhzad - the commander of Iranian forces in Adharbaydjan - to prevent Arabs’ invasion. Ibn A‘tham has described the way Bahram, the governor of Hamadan; Shirzad, the governor of Qum and Kashan; Banduwan, the provincial governor of Isfahan and Khurshid, the governor of Riy, dispatched their forces to the battlefield.[469] In return, the caliph had to find a powerful commander for his troops. ‘Umar initially thought he would travel to Iraq, but the Medina notables advised him against it. A number of people were nominated for the command, one of them Imam ‘Ali (a). Advised by ‘Umar, ‘Uthman talked with Imam ‘Ali (a). Yet, Imam shunned accepting the responsibility. The next choice was Sa‘d Ibn Abi Waqqas who was suffering from a thigh injury.[470] He could not even mount on the horseback.[471] So, he did not attend the battle. The battle ever marked the worst defeat of the Iranians was called the“Qadisiyya war” . Qadisiyya was the name of a small border town located amid the Taff Desert, 50 miles from Kufa. The town had a fortress and some palm groves and plantations. Around 4-6 miles from Qadisiyya, there was a resort named ‘Udhayb which had a spring, and was virtually the end of the desert. Sa‘d set up his camp at ‘Udhayb, whereas Rustam camped outside Qadisiyya.[472]

Wild conjectures have been given over the number of Iranian and Arab forces. Yet, it can be guessed that that the Arab forces numbered between 20 to 30 thousand[473] and the Iranians were between 3 to 4 thousand more. Meanwhile, Ibn A‘tham has put the number of Arab forces at 60 thousand.[474] Rustam remained at Diyr A‘war[475] for four months to settle the matter peacefully. Rustam tried to satisfy the Arabs, whom he thought, were fighting for food.[476] Additionally, the four months of stay at the camp could weaken the power of Arab forces. On the other hand, Muslims did not abandon their condition that the Iranians should accept Islam and pay toll or engage in war. Acceptance of the first two proposals of the Arabs was impossible, because Iran was a superpower. So, Rustam had to give in to war.

Ibn A‘tham writes,“At the request of Yazdgard, Sa‘d sent some envoys including Mughira h to Ctesiphon to Yazdgard’s court. As they entered the court, they sat on the ground except Mughira h who sat by the king on his seat.

The king asked him, “What are these clothes? What are you wearing?”

Mughirah replied,“It is Yemeni silk.”

Yazdgard took this as bad omen and said in Persian,“Burdand Djahan ra,” meaning“They plundered the world” .[477] So, he ordered the start of the war. The Qadisiyya battle lasted only four days, with each day having a specific name. They were called Armath, Aghwath, ‘Ammas and Qadisiyya.[478] The battle ended in favor of Arabs and Rustam was killed during the war. The Iranian forces withdrew as far as Diyr Ka‘b where new forces under the command of Nukharidjan helped them. Therefore, the Iranians refurbished their army and made a new onslaught. Dinwari says as Nukharidjan entered the battlefield, he began crying out“any man, any man” to invite a contender.[479] Nukharidjan was, however, killed by Zuhayr Ibn Sulaym (Mikhnaf Ibn Sulaym’s brother). This time, too, the Iranians were defeated and withdrew as far as Ctesiphon. The Arabs achieved the win very hard, because they suffered huge losses. It is said that a group of Iranians gathered around Iran’s black flag, saying,“We will not abandon our place unless we are killed.” and they did so.[480] The bravery of the Iranians made it difficult for the Arabs to defeat them. Abu Radja’ Farsi quoted his grandfather, who had been in the Iranian army at the Qadisiyya war, as saying that the Arabs had to spray many arrows on the Iranians and the battle had become so tough for them.[481]

There are differences of opinion on the year of this war. Waqidi has conceded that it took place in 16 A.H.[482] Armenian historian, Ilyas Nusaybini, has cited Djamadi al-Awwal 16 A.H as the date of the war. Meanwhile, Ibn Ishaq has mentioned 15 A.H as the year of the war.[483] A researcher has said that the war occurred in the month of Sha‘ban, 15 A.H.[484] During the war, the emblem of the Sassanids troops fell to Muslims;[485] an issue which indicates the crushing blow that the Iranian government suffered in the war.

In the aftermath of the war, Sa‘d found out the necessity for establishing a town named“Dar al-Hidjra” for the tribes who had immigrated to the region from Hidjaz for war. Had Basra been established by then, it could have been a model for Kufa. Yaqut has cited ten reasons for the naming of Kufa.[486] It is said that a number of places were surveyed. As the site was suitable for the raising of sheep, horses and camels, ‘Umar preferred Kufa[487] , which was previously called Surastan.[488] After the site of the mosque and the palace of administration were determined, the nearby regions were divided between the northern and southern tribes.

The town initially seemed transient because the tribes set up their houses from reed. So, at times of Djihad, they removed the reed framework and ceded them to others. As they took their wives with themselves to the war, they had to build new quarters after their return. It was only at the time of Mughira that people began to build clay structures. Yet, they did not build any rooms inside. Under the reign of Ziyad Ibn Abih, brick houses became popular. Yaqut writes that the caliph wrote to Sa‘d, saying the mosque should have enough space to accommodate the participants in the war. So, it was built with a capacity of 40 thousand people.[489] Hence, Kufa became one of the most important Islamic towns. At the same time, ‘Umar sent a letter to the people of Kufa, writing,“To the people of Kufa, to the center of Islam.” He also said of Kufa that it was, إلى أهل الكوفة، إلى رأس الإسلام“To Kufiyans, to center of Islam.” And saying about that, هم رمح الله وكنـز الإيمان وجمجمة العرب“They are divine spear, treasure of faith and renowned among Arabs.”

Salman has also called Kufa as the place“where there is Islam” .[490]

After the Qadisiyya war, Muslims chased the Iranians and set up a military camp on the western rim of the Euphrates n front of Ctesiphon. According to Dinwari, they stayed there for 28 months, so long that they could eat dates of the palm trees twice![491] By that time, Muslims had dominated parts of Ctesiphon or Ctesiphon - meaning towns in Arabic. Ctesiphon consisted of seven nearby towns, protected by barracks. Entry into the greater town was possible through symmetrical gates designed around the city. On the Western side of the Tigris, were the cities of Bih Ardishir (Arabic, Bihrasir), Seleucids (Sulukiyya), Darzidjan, Sabat and Mahuza while on the river’s eastern side were the cities of Ctesiphon, Asbanbar and Rumiyya which was called Wiya Andyu Khusraw. The king resided at Ctesiphon’s white palace and the palace of Mada’in where the banquets and parties were held, was located in Asbanbar.[492]

Muslims captured the Western area after a brief clash and were stationed in Bihrasir. The destruction of bridges by Iranians[493] kept Arabs behind the Tigris for a long time but they finally managed to cross the river and enter the town. When Iranians saw the Arabs, they cried out,“The devils came! The devils came!” [494] Kharihzad was initially supposed to stay in Mada’in as long as possible. However, when Arab crossed the Tigris and reached behind the city gates, fled from the town’s eastern side and retreated towards western Iran.[495] The Arab’s entry into the city was as a big victory for them. Now, the capital of the Sassanids kingdom had been conquered and numerous booties were available to Arabs. Among them, were things Arab had never seen until then. For instance, they poured camphor into their food, thinking it was salt![496]

Before that, Yazdgard had taken the royal family along with the treasures and other portable belongings and had fled to Qasr Shirin[497] in Iran’s western mountains. From there, he went to the town of Hulwan near the present-day town of Sar Pul Dhahab. Kharihzad, too, who had failed to keep Ctesiphon, set off in the same direction and settled in Djalula. In order to keep Ctesiphon, Arabs had no way but to chase this army. Therefore, Sa‘d Ibn Abi Waqqas sent an army led by Hashim Ibn ‘Utba to follow them. Iranians dug a ditch around them in Djalula, waiting for the arrival of backup forces from Yazdgard, Djibal and Isfahan. But, Muslims did not wait for these forces and launched the offensive. In this battle, Hudjr Ibn ‘Adi commanded the left wing of the army of Islam. Iranian forces were defeated in the war and had to retreat to Hulwan. After that, Yazdgard did not see it right to stay any longer in Hulwan, so he fled towards the region of Djibal in Qum and Kashan. A 4000-strong force of Muslim Arabs was tasked with protecting Iraq against the infiltration of Iranians in Djalula.[498] Now, Muslims were on the eastern side of the Tigris as well and were conquering those regions. Mihrud and Khaniqayn were in that part. Finally, Muslims dominated all regions around the Tigris.[499]

Sa‘d Ibn Abi Waqqas was no longer interested in extending the war towards Hulwan and this annoyed some of his troops. So, he ordered an advance as far as Hulwan.[500] Then, he returned to Kufa and ruled the city for more than three years until he was replaced with ‘Ammar Ibn Yasir. According to Ya‘qubi, after conquering Ctesiphon, Sa‘d came to Kufa and the Djalula attack took place three years later in 19 A.H.[501] Baladhuri, too, has mentioned the same date[502] , so it seems to be correct.

Now, Muslims had entered Iran from three fronts, on one side, Ctesiphon was in their hands. On the other side, Abu Musa Ash‘ari has come towards Ahwaz from Basra. And the third front which had opened by ‘Ala’ Ibn al-Hadrami in the beginning of ‘Umar’s rule in Bahrayn and had achieved some success[503] , now had initiated a new move and had made some penetrations in some parts of Fars.[504]

Given the two latter fronts, Fars which was one Iran’s important regions, was now threatened by invasion. Hurmuzan asked Yazdgard to dispatch him to Khuzistan and Fars for protecting those regions so that he could serve as a barrier on the way of Arabs’ advance and even gather forces to help Yazdgard. Hurmuzan, along with an army, set off for Tustar (Shushtar). The news of this army reached Muslims and they started a lot of activities to prepare troops. ‘Ammar was tasked with joining Abu Musa along with half of the people of Kufa. Before that, Nu‘man Ibn Muqarran and thousands of his men had joined Abu Musa. Even 3000 of the 4000-strong Arab border guards who had stayed in Djalula rushed to help. The army of Islam set off towards Tustar. At first, some clashes erupted outside the city and after 1600 Iranians were killed, Hurmuzan was forced to go inside the city and close the gates. There were also some martyrs on the side of Muslims. One of the well-known martyrs was Bara’ Ibn Malik. The city was besieged for some time until one of the city’s nobles showed them a secret way to enter the city. 200 Muslims forces broke into the city from that way and after killing the guards, opened the gates on Muslims. The city was conquered and Hurmuzan took refuge in a palace. He only gave himself up after getting life assurance and under the condition that he would be sent to Medina to the caliph. ‘Umar forgave him in Medina until after ‘Umar’s murder, hi son, ‘Ubayd Allah, killed Hurmuzan under the baseless pretext that he had been seen with ‘Umar’s murderer, Abu Lu’lu’, the day before.

After the end of the war, ‘Ammar returned to Kufa and Abu Musa continued conquering other cities of Khuzistan such as Susa (Shush).[505]

At that time, Yazdgard was in Qum, according to Dinwari. He called on all people of Iran to assist him against Arabs who were getting closer every moment. People from Qumis (Damghan), Tabaristan, Gurgan, Damawand, Riy and Isfahan rushed to his help. They gathered a huge army and set off for war against Arab conquerors. ‘Ammar wrote the news of this army to ‘Umar who called on the people from the pulpit to head for Iraq. There, ‘Uthman asked ‘Umar to send the Muslim army from Yemen and Damascus to Iraq. Moreover, he said the caliph, too, should go to Iraq. However, Imam ‘Ali opposed this suggestion and said,“This will prompt the Romans to attack Damascus. Also, if Muslims soldiers from Yemen, there will be the threat of an assault from Abyssinia.” Imam opposed the caliph’s trip to Iraq because he said Iranians would fight with more fervor if they heard the Arab king’s presence.[506]

At any rate, an army was prepared and its command was given to Nu‘man Ibn Muqarran, one of the Companions of Prophet Muhammad (s). It was decided that if he were martyred, Hudhayfa Ibn Yaman, Djarir Ibn ‘Abd Allah, Mughira Ibn Shu‘ba and Ash‘ath Ibn Qays would replace him respectively. Two armies were stationed near Nahawand. Nahawand was located between two fronts of Arabs’ war against Iranians, one from Ctesiphon and the other from Ahwaz. The two armies clashed with each other and fought intensely for four days, from Tuesday to Friday. On the last day, the confrontation was really heavy and despite the martyrdom of Nu‘man Ibn Muqarran, the Iranian army was defeated.[507] This victory was of great significance for Arabs, so it was named“Fath al-Futuh” (the victory of victories).[508] This battle probably occurred in the year 20 A.H. In this war, a number of Muslim Arabs including their commander was martyred. They were all buried in a graveyard remained in Nahawand’s history in memory of the battle’s martyrs.

During the years 16 to 20 A.H, conquests continued in northern Iraq as well Muslims advanced as far as Musil, bringing Iraq under their entire control. Among the conquered regions were the cities of Harran, Nusaybin, Qirqisiya’ and Samisat and many regions around the Euphrates and the Tigris.

About Iran’s Conquest

The quick conquest of Iran and the fall of the Sassanids dynasty with all its grandeur was a surprising event that cannot be easily explained. Although similar events have occurred in Iran and other world countries and a comparative study of them can help further understanding of realities. In Iraq and Iran, many governments and dynasties, even the long-lived ‘Abbasids dynasty, collapsed at the hands of Mongol nomads. For instance, the Safawids stable and firm for more than 200 years was overthrown by several thousand Ghalzayi Afghans who had come at least 12000 kilometers to reach Isfahan. However, each of these developments must have its particular reasons. Here, it is suitable to quote a source about the political situation of Iran’s government after the defeat of Iranian forces against the Roman government in the year 428 A.D.

After Iran’s defeat in the war against Rome, Khusraw Parviz looking for scapegoats to blame them for his failure and among them, he decided to execute Shahrbaraz. But before he could carry out his intention, there was a rebellion and Khusraw was imprisoned and then murdered in late February, 628 A.D. Khusraw’s son, Shirwayh, ascended to the throne with the title of Kuwad II. He had joined the insurgents and had agreed with his father’s murder. The new king immediately called for peace with Heraclius and accepted to recall the Sassanids armies from Egypt, Palestine, Syria, Asia Minor and western Mesopotamia and recognize the pre-war borders. It was also agreed that all prisoners of war be extradited and the Swastika and other emblems be returned. Both sides were happy with the end of the war operations which had worn out the two empires for several years. But, Shahrbaraz was dissatisfied over the establishment of peace and he was dangerous as he commanded a large army. Kuwad II passed away after less than a year in power possibly due to plague and his son, Ardishir III, who was a little child, ascended to the throne. Shahrbaraz decided to claim the throne himself. So, in June of 629 A.D, backed by Heraclius, he went to Ctesiphon, defeated Ardishir’s forces and murdered him along with several of his prominent figures. Shahrbaraz sat on the throne, but his rule didn’t last long and he, too, was murdered in less than two months. Also, another claimant in the eastern part of the empire who was Khusraw’s nephew, was killed before he could come to the capital with the title of Khusraw III. As none of Khusraw’s sons was left alive, the nobles named his daughter, Puran, as the ruler. Puran was the first woman to ascend to the throne, but she, too, passed away after less than a year in power. A group of kings took power one after the other and each stayed for only a few months. The only thing we know about them is their names as follows, Puran’s sister, Adharmidukht; Piruz II, Hurmuz V and Khusraw IV. Finally, in the year 632 A.D, the nobles named Yazdgard III, the son of Shahriyar and the grandson of Khusraw II, who was almost the last survival of the Sassanids dynasty, to take the throne. Yazdgard lived in virtual hiding in the Istakhr of Fars and it was there that the last Sassanids king was crowned in a fire temple which was named after the first Sassanids king.[509]

These developments occurred before the start of Iraq’s conquest and naturally, they destroyed Iran’s political and military structures. It is clear that Yazdgard needed years to put the situation of Iran, which was under domestic and foreign pressure, back on track. But, Arabs’ assaults stripped him from such an opportunity and further dealt fatal blows on Iran. The conquest of Iraq located near Ctesiphon, the Sassanids capital, was the first deadly incident which rang the alarm bell for the Sassanids rulers. Those consecutive blows disintegrated that hollow government and shattered it into pieces.

Despite the weakness of the Sassanids government, Iran’s defeat cannot be entirely blamed on this incompetence. The Sassanids government did its best, as far as it could. From the Qadisiyya battle to Nahawand’s Fath al-Futuh, it tried hard to stop the advancing Arabs. Each time, massive troops were prepared, multiplying the Arabs, but the Iranians’ bravery and courage could not resist the will of Arabs who were sure of their victory. The most important point was Arab’s faith and their full confidence in the victory of their religion because spreading Islam was their main goal.

Spuler writes,“Today, there is no doubt that the religion of monotheism was the strongest driving force behind Arabs’ conquest of lands.” [510] We should also remember that while fighting for monotheism, Arabs expected booties, too, after victory. They headed for battlefronts after hearing Prophet Muhammad’s words who had promised them, the treasures of Caesar and Chosroe. When ‘Umar wanted to provoke them, he said,

أيها الناس! إن الله عز وجل وعد نبيه محمداً صلي الله عليه واله وسلم، أن يفتح عليه فارس والروم، والله لا يخلف وعده ولا يخذل جنده، فسارعوا رحمكم الله إلي جهاد أعدائكم من الفرس، فإنكم بالحجاز في غير دار مقام وقد وعدكم الله عز وجل كنوز كسرى وقيصر، والمواعيد من الله عز وجل مضمونة وأمر الله تعالي مفعول، والقول من رسول الله صلي الله عليه مقبول، وما لم يورثكموه الله عز وجل اليوم، يورثكموه غداً وانكم لن تغنموا حتي تغيروا ولن تسشهدوا حتي تقاتلوا[511]

“O people! The Almighty God certainly promised His Messenger, brought Iran and Rome under his conquest. He keeps His promise and never abandons His troops. God bless thee! Perform a Djihad with Iran’s enemies knowing that Hidjaz is not a place to stay as He, the Exalted, promised thee riches of Chosroes and Caesaer and be aware that His promises are assured and His decrees are achieved. His Messenger’s words are approved as well and what He leaves thee inherited today shall be inherited tomorrow too; thou never attain booties unless thou art changed and never do thou welcome martyrdom unless thou challenge the foes.”

The tyranny and oppression of the Sassanids government was more or less effective in arousing the people’s resentment or in other words, destroying their motivation for defending the Sassanids dynasty. It led to a reduction of military activities of the Iranian army in the battlefield. Apart from temporary collaboration which may be deemed as treason such as the cooperation of some nobles of Tustar[512] and Nahawand[513] in showing the way into the city, the joining of 4000 men from the Qadisiyya army to Arabs cannot be justified as treason.

Baladhuri writes,“4000 men (who were considered among the king’s army) from Diylaman who were at the service of the Sassanids government, were in Qadisiyya with Rustam. When the Iranian army was defeated, they were standing at a corner. Feeling they had no shelter, they decided to embrace Islam. After that, they called on Muslims to let them live wherever they wished and to ally with any tribe they wanted. Sa‘d accepted their demand. A chief was chosen for them who were called Hamra’ Diylam. Basically, Arabs called non-Arabs “Hamra’” , meaning having a white complexion. These people took part in the conquest of Ctesiphon and the Djalula battle.[514] There are other examples as well which show that right after Muslims’ attacks, some peasants and farmers converted to Islam.[515]

Qazwini has written,“Treacherous and Arabized Iranians! From the provinces’ officials and nearby border guards, threw themselves into the arms of Arabs as soon as they felt the Sassanids dynasty was shaky and the Iranian army had been defeated several times at the hands of the Arab troops. These Iranians not only helped Arabs in their conquests, but also called on Arab commanders to occupy other Iranian lands which were in their territory and had not been attacked by Arabs yet. They submitted the keys of castles and treasuries to Arabs provided that Arabs would let them stay in power in some regions.” [516]

The late Djalal Al Ahmad writes,“Before Islam came to confront us, we invited it. Let’s forget about Rustam Farrukhzadi who desperately defended the Sassanids ferocity and the Zoroastrians’ backward traditions. But, the people, Ctesiphon went into their alleys with bread and dates to welcome the Arabs who went to plunder the king’s palace and the carpet of Baharistan. [517]

The proper treatment of victorious Arabs with the people of the cities they conquered, could encourage the people towards the sincerity of Muslims. Peace accords did not force the people into abandoning their religion and traditions. Even there was no emphasis on destroying the fire temples. The tax paid was, in most cases, less than what was received by the Sassanids government and the provincial governors from the people. So, what reason could they have to sacrifice their lives for the Sassanids rulers. It has been said in this regard, “The peace accords of Arab armies with different town and cities, which in many cases, entailed much lighter obligations for the people compared to the taxes paid previously to the central Sassanids government, urged many Iranian to give up. They were not interested in fighting for a court that did not pay any attention to them. We should welcome the new gods who take lower taxes instead of fighting against them. This was the psychology of many Iranians.” [518]

CHAPTER I: ABU BAKR’S CALIPHATE

Saqifa

It is impossible to study the incidents after the Prophet’s demise in connection with the leadership of the society without paying attention to the then political parties in Medina. The Ansar (Helpers) were one of the important political parties who were worried about problems and their future after the demise of the Prophet (s) since the fall of Mecca to Muslims. They gathered in Saqifa, fearing the rule of the Quraysh, although they had sworn allegiance to Imam ‘Ali (a) - who was, they believed, less probable to assume power. Hubab Ibn Mundhir, one of the influential leaders of Ansar, in his remarks in Saqifa, considered the Ansar better than the Quraysh and said,“It was their sword that gained victory for Islam.”

He addressed the Ansar and said,“These people (Muhadjirun (Immigrants)) are your booties and your subjects and dare not stand against you.” [1] Hubab’s words have to mean that whatever made the Ansar do this unwise act, was their fear from and competition with the Quraysh. On the other hand, a number of the Muhadjirun who had shown suspicious behavior two weeks before the Prophet’s passing, hearing about the Saqifa gathering, wasted no time in attending the place and arguing with the Ansar.

The news of the negotiations was revealed later in Medina by the second caliph in one of his sermons. He was in Mecca when he was told that someone had said,“Swearing allegiance to Abu Bakr happened all of a sudden.” This made ‘Umar very angry and he decided to talk to the people about it in Mecca.

‘Abd al-Rahman Ibn ‘Awf said to ‘Umar,“You are in a city where all Arab tribes are present. If you say something now, it will be spread in all cities.”

When ‘Umar came to Medina, he went to the pulpit and addressed the people,“I have been told that some people have said swearing allegiance to Abu Bakr took place suddenly. I swear by my life that it was so. But God bestowed you its good and protected you against its bad side. After the Prophet’s demise, we were told that the Ansar had gathered with Sa‘d Ibn ‘Ubada in the vicinity of Banu Sa‘ida. Abu Bakr, Abu ‘Ubayda and I went to them and on our way, we came across two men from the Ansar. They assured us that the Ansar did not intend to do something contrary to our views, but we decided to see for ourselves.”

The spokesman of the Ansar said,“We, the Ansar, are the unified army of Islam and you, O Quraysh, were a small group of us and a minority among us!”

I wanted to respond to him but Abu Bakr prevented me and he himself said,“Whatever you say about the Ansar is, of course, true but the Arabs do not recognize “caliphate” except for the Quraysh race. They are the best of Arabs in lineage and in noble birth. I propose swearing allegiance to ‘Umar or Abu ‘Ubayda (who were the only men of the Muhadjirun in the gathering).”

The speaker of Ansar said,“Let there be an emir from us and another from you.” [2]

I responded,“Two swords cannot be put in a scabbard. Then, I raised Abu Bakr’s hand and swore allegiance to him.”

‘Umar added,“The Muhadjirun and the Ansar swore allegiance to him. (Of course, there were only three men of the Muhadjirun in the gathering.) We feared to leave the gathering lest they might swear allegiance to another one and force us to obey him! Or make a tumult with our opposition. Of course, swearing allegiance to Abu Bakr was impromptu, and it was not other than a divine blessing to repel a bad omen from us, and there is no likeness of. Therefore, whoever swears allegiance with a person without “Muslims’ consultation” , neither he nor the sworn one deserves obedience; otherwise, both will be in danger of assassination.”[3]

The caliph gave a brief report on Saqifa, but it was enough for disclosing part of the realities. The comprehensive report on Saqifa is available in Abu Bakr Djuwhari’s (323 AD) al-Saqifa.[4]

Ibn A‘tham writes,“Before the arrival of the Muhadjirun, serious arguments were raised among the Ansar. One of the Ansar said, “Select someone whose countenance frightens the Quraysh and makes the Ansar feel safe.” A few proposed Sa‘d Ibn ‘Ubada.

Usayd Ibn Hudayr, one of the nobles of Aws, rose in objection and said,“Caliphate should remain in the Quraysh.” Others spoke against him. Bashir Ibn Sa‘d defended the Quraysh and ‘Uwaym Ibn Sa‘ida said,“Caliphate will be exclusive to the Infallible Household of the Prophet(s). Put it where God has placed it.” [5] Ibn A‘tham’s report shows the internal oppositions inside the Ansar.

Usayd Ibn Hudayr from Aws and Bashir Ibn Sa‘d who was Sa‘d Ibn ‘Ubada’s cousin, were the first men of the Ansar who swore allegiance to Abu Bakr in Saqifa. We all know that later on, the Ansar became dissatisfied with the rule of the Quraysh.

According to Zubayr Ibn Bakkar, the people of Aws said,“It was Bashir Ibn Sa‘d of Khazradj who swore allegiance first. And the people of Khazradj said it was Usayd Ibn Hudayr.” [6]

Abu Bakr knew about such a contention, so in Saqifa he said,“If the men of Aws assume power, the people of Khazradj will not accept it and there will be bloody fights among them all the time.” [7]

According to Ya‘qubi, ‘Abd al-Rahman Ibn ‘Awf, too, was in Saqifa. This is not true. Whatever Ya‘qubi has quoted from him were told a day later in the mosque.

He addressed the Ansar and said,“Although you are people of essential excellence but there is no likeness of Abu Bakr, ‘Umar and ‘Ali (a) among you.”

Mundhir Ibn Arqam stood up and said,“We do not deny excellence of the people you named. If one of these people seeks caliphate (he meant Imam ‘Ali (a)), there will be no objection to his request.” Then Bashir Ibn Sa‘d and Usayd Ibn Hudayr rose and swore allegiance; and many followed them so that Sa‘d Ibn ‘Ubada was about to be killed in the stampede.[8]

Bara’ Ibn ‘Azib went to the The Hashimites and said,“They swore allegiance to Abu Bakr.”

The men of the Hashimites said Muslims would never do that in their absence.“We are the offspring of Muhammad (s)!”

‘Abbas said,“I swear by the God of Ka‘ba, they did.”

Ya‘qubi adds,“The Muhadjirun and the Ansar had no doubts on Imam ‘Ali (a).” [9]

Tabari and Ibn Athir have said the Ansar or a number of them present in Saqifa said they swore allegiance only to ‘Ali (a).[10]

According to Ibn Qutayba, Hubab Ibn Mundhir took his sword off its sheath when he saw the Ansar swearing allegiance but they disarmed him.

He addressed the Ansar,“You must wait and see your children begging for a bowl of water and a loaf of bread in the doorsteps of the Quraysh.” [11]

According to all historians, the most important reasoning of Abu Bakr and ‘Umar was Abu Bakr’s kinship with the Prophet (s) and his age, although there are some references to his merits in some documents.

They addressed the Ansar and said,“Arabs will only accept this race of Quraysh [12] and they will never accept prophethood in a family and caliphate in another family.” [13]

Abu Bakr in Saqifa said, نحن قريش والأئمة منا“We are from the Quraysh and the Imams must be from us.” [14]

Later on, when Imam ‘Ali (a) expressed his objections to Abu Bakr and ‘Umar about how they had relied on“kinship” knowing that he was closer to the Prophet (s), ‘Umar said,“Arabs do not want to see prophethood and caliphate in a single family. [15] Prophethood belonged to you, so let the caliphate be for other families!”

There is no doubt that after avoiding allegiance to ‘Ali (a) in Saqifa, tribal opposition began and finally, the Quraysh introduced its“tribal superiority” to make use of the internal conflicts of the Ansar and win the caliphate despite their limited influence in Medina. Followers of Abu Bakr considered his age as a criterion at a time when Imam ‘Ali (a) was young. When Salman heard the news of the allegiance, he said,“You selected the most aged one but made a mistake about the Infallible Household of your prophet. If you swore allegiance to them, two people would not oppose you.” [16]

It should be noted that no reliable and documented words were uttered on the issue of Saqifa and the way of the caliph’s selection. Of course, we must ignore the false quotations made up to show Abu Bakr rightful[17] for the caliphate that said the Prophet (s) had chosen not only Abu Bakr, but also the succeeding caliphs.[18] What is important to us, is the Saqifa talks and the sideline incidents. The Ansar considered caliphate to themselves; the Muhadjirun - Abu Bakr, ‘Umar and Abu ‘Ubayda - went to Saqifa and said caliphate was exclusive to the Quraysh. They did not rely on any traditions such as“The Imams are from the Quraysh,” and said Arabs would not obey any other race than the Quraysh. Among them, some great companions of the Prophet (s) such as Zubayr and Talha[19] did not consider Abu Bakr the right one to assume power.

Therefore, there was no recognized method or preconditions for selecting Abu Bakr except his kinship with the Prophet (s),“tribal superiority” of the Quraysh and tribal criteria. Being from the Quraysh was in no sense a prerequisite for assuming the title of caliph. Many years after his caliphate, ‘Umar wished“Salim” Mawla Hudhayfa Ibn Yaman were alive to rule after him.[20] Salim was not a man of the Quraysh. Some believe that the prerequisite of being from the Quraysh by descent was introduced in the Sunnites political jurisprudence since the third century.[21] The only criteria in Saqifa were linkage to the Quraysh and Abu Bakr’s age. These were the only criteria of the Dark Age along with the political conflicts that granted him caliphate, not a combination of the pagan and Islamic criteria that Dr. Khayr al-Din Sawi has stated.[22] There are other documents at hand that Abu Bakr attached special significance to the Quraysh and its nobility.

Ibn ‘Asakir says,“Some time after the conversion of Abu Sufyan to Islam; Bilal; Suhayb Rumi, and Salman scorned him. Abu Bakr asked angrily why they behaved that way with “the Shiykh and master of the Quraysh” . They complained about this in the presence of the Prophet (s) and he asked Abu Bakr to apologize.[23]

After the allegiance in Saqifa, they left the place. According to Bara’ Ibn ‘Azib, they walked in the alleys and rubbed the hands of whoever they met to Abu Bakr’s hands, not paying attention to the person’s willingness or unwillingness.

Bara’ adds,“I rushed to the door of the Hashimites to give the news.” [24] Their interest in allegiance was so immense that according to Ibn Abi Shayba, they did not attend the funeral ceremony of the Prophet (s) and returned to the city after the ceremony.[25]

Finishing the allegiance swearing, ‘Umar stood up and apologized for whatever he had said the day before on the continuation of the Prophet's life until the death of his last companion, and indeed for his claim on offering guidance to the Prophet (s). He said he believed that the Prophet (s) would live long to organize the affairs, but now he witnessed that the Qur’an was left among them and the people swore allegiance to the best companion of the Prophet (s).[26] This shows that ‘Umar was waiting for the selection of the anticipated caliph and he had no problem after that.

Some people rose in objection. In addition to two distinguished personalities of the The Hashimites, i.e. Imam ‘Ali (a) and ‘Abbas, there were some other influential people such as Zubayr Ibn ‘Awam, Khalid Ibn Sa‘id, Miqdad Ibn ‘Amr, Salman, Abudhar, ‘Ammar, Bara’ Ibn ‘Azib, and Ubayy Ibn Ka‘b.[27]

Abu Bakr’s followers went to visit Ubayy Ibn Ka‘b but he did not open the door for them.[28] ‘Umar, Abu ‘Ubayda Djarrah, Mughira Ibn Shu‘ba and Khalid Ibn Walid were the chief organizers of this program. At Imam ‘Ali’s doorstep, ‘Umar severely and seriously asked him to swear allegiance to Abu Bakr.

Imam said,“Your greed for Abu Bakr’s rule today is to have the caliphate tomorrow.” [29]

Those who had gathered in Imam ‘Ali’s house faced the harsh behavior of ‘Umar and his followers. ‘Umar took Zubayr’s sword and broke it, then threatened the residents of the house that he would set the house on fire. For the list of those sitting in Imam ‘Ali’s house and the names of those who broke into the house, refer to the following sources.[30]

According to Ibn ‘Abd Rabbih, ‘Umar who had a brand of fire in his hand, threatened to set the house on fire. When Fatima (a) asked him whether he was serious, he said he was unless they accepted whatever the nation had accepted.[31] Fatima asked the sit-in people to disperse because she was sure ‘Umar would set the house ablaze.[32]

Getting allegiance by force and threatening to set the house on fire, which were followed later on by the other caliphs (such as Ibn Zubayr in his exacting allegiance from the Hashimites)[33] could have stemmed from here.

Of course, the Quraysh started talks in addition to using force. Upon Mughira’s advice, they went to ‘Abbas to include him and his family, too, in the allegiance move and alleviate their problems by pleasing the Prophet’s uncle, but ‘Abbas rejected their invitation.[34]

Amir al-Mu’minin and Fatima did their best to return the right of caliphate from Abu Bakr to Imam ‘Ali (a) but it was fruitless. Their efforts have been recorded in the books of Abu Bakr Djuwhari and others.[35] There is no doubt that Fatima (a) was angry with Abu Bakr and ‘Umar for trampling on her right in the issue of the Prophet’s heritage, the Fadak case[36] and the Imamate of Muslims and she passed away sore in the heart.[37]

Zuhri says,“Imam ‘Ali (a) buried Fatima’s body at night and did not let Abu Bakr know it. Until before her death, Imam ‘Ali (a) and none of the Hashimites men swore allegiance to Abu Bakr. [38] Later on, Imam ‘Ali (a) swore allegiance to protect the unity of Muslims against the idolaters and infidels.” [39]

In his response to Abu Sufyan’s request who asked him not to let caliphate remain in the hands of the Banu Taym, Imam ‘Ali said,“You have always been an enemy of Islam and Muslims.” [40]

At any rate, there is no doubt that Imam ‘Ali (a) did not swear allegiance to Abu Bakr until after the death of Fatima (a).[41]

Mada’ini has written that with the beginning of the war against the infidels, ‘Uthman came to Imam ‘Ali (a) and said,“No one will join you in your fight against infidels unless you swear allegiance to Abu Bakr.” He insisted and took Imam to Abu Bakr’s place and ‘Ali (a) swore allegiance and it made Muslims very happy.[42]

Mas‘udi says,“Fatima, sitting at the side of the Prophet’s grave, recited the following poem” ,

قدكان بعدك انباء وهينمة لوكنت شاهدها لم تكثر الخطب

[43]

“After you, there appeared events that if you had been alive to see them, you would have never made so many speeches.”

Fatima’s opposition was very important to the caliph as far as his public prestige was concerned. Abu Bakr did his best to come to terms with her but she never accepted. This made the caliph express his deep regret in the final years of his life for invading Fatima’s house. Many historians have quoted him as wishing he had never inspected Zahra’s house.[44]

Sa‘d Ibn ‘Ubada was another opponent of Abu Bakr.[45] He did not swear allegiance with Abu Bakr and went to Damascus, and as has been quoted, was assassinated there in the time of the second caliph. The common news in historical documents is that genies killed him and they composed two verses on this. But, fact according to Baladhuri and Ibn ‘Abd Rabbih, is that a man from Damascus was sent by ‘Umar to ask him to swear allegiance and when ‘Ubada did not accept, he killed him.[46]

Abu Bakr’s policy differed from that of ‘Umar in that ‘Umar believed in using force to get allegiance from his opponents, but Abu Bakr did not recommend it although he also believed in this principle. Both had dual policies but ‘Umar, according to authentic documents, used force while Abu Bakr said in one of his sermons, “لا بيعة لي في عنقه وهو بالخيار من أمره“‘Ali has no obligation or commitment to swear allegiance to me and he is free in his choice.” [47]

Caliphate After the Prophet (s)

Abu Bakr, son of Abu Quhafa, was the first caliph after the Prophet’s demise. There are different views on his name being ‘Abd Allah or ‘Atiq.[48] Apparently, they have insisted on saying that his name was ‘Abd Allah but he used to be called ‘Atiq. He belonged to the Banu Taym tribe, one of the tribes of the Quraysh. During the Dark Age, the tribe had no special standing among the other tribes. A solid evidence for this claim is Abu Sufyan’s words when Abu Bakr assumed power.

He said,“How come the government has fallen to the least populated and meanest tribes of the Quraysh?” [49]

There is a story that says one day, Abu Bakr was speaking with Dhaghfal about his lineage and both agreed that Banu Taym was one of the weakest tribes of the Quraysh.[50] Another time, Abu Bakr asked Qays Ibn ‘Asim why he buried his daughters alive.

He replied,“So that they do not give birth to children like you.” [51]

There are different views also on his occupation in the days of ignorance. Those who intended to attribute a high position to him in the Dark Age, said he was a merchant. On the other hand, there are documents that say he had menial jobs such as milking and the like.[52] Another story says Abu Bakr had financial problems and was a teacher in the Dark Age and later, became a tailor after the advent of Islam.[53]

Two years younger than the Prophet of Islam, he is believed to be one of the first Muslims, although there are conflicting ideas on whether he was the first or the fifty-first Muslim as one quotation has it.[54] Such notions about him, who was the first caliph, are natural. We have not heard about any special pressures he may have faced in the years of invitation to Islam in Mecca. He did not accompany the Muhadjirun to Abyssinia, but he found an opportunity to be with the Prophet (s) in the night of Hidjra. According to our discussions about Hidjra, after the Prophet left the house, Abu Bakr went to see Imam ‘Ali (a) and when found out that Prophet Muhammad (s) had gone, he set off and joined him.

Abu Bakr’s relations with the Prophet (s) grew stronger after the Prophet’s marriage with ‘Ayisha. ‘Ayisha was a clever woman who tried to have a role in all political developments of her time. This helped strengthen Abu Bakr’s position to some extent. We said earlier that ‘Ali (a) believed that ‘Ayisha played the key role in Abu Bakr’s prayers.

Abu Bakr did not have any political or military responsibility during his ten years of stay in Medina, but he could gain power by understanding the situation of the internal wings of the Quraysh and taking advantage of the Quraysh’s enmity towards Imam ‘Ali (a) as well as the collaboration of the middle wings of the Quraysh, those who were not among the Umayyads and the Hashimites.

Abu Bakr grasped a serious chance. When he took over the caliphate, a wave of apostasy and opposition to Islam swept across Hidjaz and Muslims who all saw the principle of Islam endangered realized that opposing Abu Bakr was not to their interests. It is interesting to know that immediately after Abu Bakr’s coming to power, rifts emerged between the Ansar and the Quraysh over a sarcastic poem composed by Abu Bakr about the Ansar. Afterwards, the Ansar kept some distance from Abu Bakr and ‘Amr Ibn ‘As, instigated by the Quraysh spoke against them. On the other hand, Fadl Ibn ‘Abbas and then, Imam ‘Ali (a) praised the Ansar. Hassan Ibn Thabit composed poems in praise of Imam ‘Ali (a) for his support of the Ansar and implicitly, referred to the efforts of some men of the Quraysh who wanted to take Imam ‘Ali's position.[55] However, when oppositions heightened, the Ansar moved towards the claimants of prophethood and other apostates.

About Abu Bakr, we have to admit that he had an eloquent language and we are sure that it was his clam words at the Saqifa more effective than ‘Umar’s harsh words, though they were complementary.

Later, Abu Bakr once pointed to his tongue and said,“This is what helped me reach this rank.” [56]

Abu Bakr reiterated several times that there were some people who deserved the caliphate more than him. After the people swore allegiance to him, he said in a sermon,“I took over the rule over you while I’m not any better than you. If I behave well, help me; if not, guide me. Obey me as long as I am obedient to God; otherwise, you won’t need to obey me.” [57] This shows that Abu Bakr believed it was not necessary for a ruler to be the best of the people.

He has been quoted as saying,“ ‘Umar is stronger than me and Salim is more pious.” [58] But his emphasis on having the rule is surprising. Abu Bakr introduced his government as the“Caliphate of Prophethood” to convey the religious aspect of his caliphate. He considered his rule not as a caliphate from God, but a succession to the Prophet (s) and named himself the“Caliph of the Messenger of Allah” .[59]

His first measure was dispatching Usama’s army, an army that the Prophet (s) had prepared to send to Damascus in the final days of his life. Some political opposition caused delays in the deployment of the army under the pretext of Usama’s young age. But now that the issues seemed to have been settled, the same people who were opposed, decided to send Usama’s army in spite of the critical situation on Hidjaz. Responding to opposition against the army’s dispatch, they said they could not ignore doing something that the Prophet had wanted. Abu Bakr said he would send the army even if the beasts would tear him apart in Medina.[60] Usama’s army left for Damascus and returned after forty days with no serious clashes. Since the Prophet (s) had included ‘Umar in Usama’s army, Abu Bakr asked Usama to let ‘Umar stay with him.

The Issue of Apostasy

The main problem of Muslims was a move known as“Apostasy” . According to historians, after the Prophet’s passing, some people claimed prophethood, some became apostates and put on the royal crown while others refused to pay their tax alms.

We all know that the Bedouin Arabs converted to Islam one after another following the conquest of Mecca. It was mostly due to the ever-expanding power of Islam and they feared that Muslims would confront them any time. Therefore, they had no way but accepting the new path, even if temporarily while they did not know enough about Islam, nor could they give up their old ideas of the Dark Age.

Another serious problem for them was paying the tax alms. In fact, they considered it an act of extortion by Muslims, muslims to them were only the people of the Quraysh, Aws and Khazradj. These currents each had its own motive, but the system of caliphate viewed all of them as apostasy and confronted them from this aspect. However, apostates can be classified into several groups given what has been said so far,

The first group was those who claimed prophethood. Some others gave up Islam and returned to their previous faith during the Dark Age. The third group did not recognize the Medina government, but said they abided by Islam. These people did not believe in the Medina administration so refused to pay tax alms. Among this group, there were people who did not recognize Abu Bakr’s rule and did not believe in the Imamate of Prophet’s Household, so they did not pay tax alms. Here, we will first discuss the claimants of prophethood.

The news of apostasy has been brought up in several books. Tabari has used Sayf Ibn ‘Umar’s book as his major source. His book was“al-Futūh al-Kabir wa al-Radda” . Biographers have all rejected Sayf's authenticity.[61] Another independent work is the book of al-Futūh by Ibn A‘tham Kufi that fortunately remains to date. Waqidi and Mada’ini had both books on apostasy. More recently, Waqidi's“al-Radda” was published. It has many commonalties with the al-Futūh of Ibn A‘tham. There are other sparse and scattered references to apostasy in other books.

As for the claimants of prophethood, there was a main motive. Some ambitious tribes or individuals thought that they could also rule others by claiming prophethood if others had done so. This move led to the emergence of many claimants of prophethood. Aswad ‘Ansa was the first of these who staged a rebellion in Yemen and wrote to the representatives of the Prophet, أمسكوا علينا ما أخذنا من أرضنا“Return to us whatever of our lands you have captured.” [62]

Hearing this, Prophet Muhammad (s) ordered him to be killed in“any way possible” . It took three months for Muslims to quell the Aswad mutiny and he was killed finally. It is said that the news of his death reached Medina a few days after the demise of the Prophet (s). An Iranian-born man named Firuz, belonging to the Yemeni tribe of Abna’, had killed ‘Ansa.[63] There is also another reference to another Muslim named Dadhwayh who seems to be an Iranian.

Musaylima Ibn Habib from the Banu Hanifa tribe was another claimant of prophethood. He visited the Prophet of Islam in Medina along with the influential men of his tribe and said to have converted to Islam.

But, upon his return, he thought about claiming prophethood and said to the people of Banu Hanifa,“I what to know how come the Quraysh is more deserving than you for caliphate and Imamate? I swear by God that their population is not more than yours. They are not braver than you. You have more lands and more properties.” [64]

Then, he claimed prophethood and wrote to the Prophet of Islam,“I have become your partner in prophethood. Half of the lands belong to us and the other half to the Quraysh, but the Quraysh are aggressive people.” The Prophet responded to him,

إِنَّ الْأَرْضَ لِلَّهِ يُورِثُهَا مَنْ يَشَاءُ مِنْ عِبَادِهِ وَالْعَاقِبَةُ لِلْمُتَّقِينَ

“The earth belongs to Him, He gives it to whomever He wishes and the eternality is for the pious people.” [65]

This correspondence took place at the end of the 10th year from Hidjra. When the Messenger of Allah passed away, Musaylima found an opportunity to gather some followers around himself. He used to compose rhythmic prose to imitate the Qur’an and recited the prose for his followers.[66] Furthermore, he had told people he had exempted them from saying morning and evening prayers.[67] Also, Sadjah, the daughter of Harith Tamimi[68] , claimed prophethood but after meeting Musaylima, she married him. It is said that as Sadjah’s marriage portion, he exempted the people from saying morning and evening prayers.

In al-Futuh we read that when Sadjah met Musaylima, she said,“I heard about your excellent traits and chose you. I have come to be your wife so that we can both be prophets, and together, make the world obey us and be our subordinate.”

Musaylima said,“For your marriage portion, I exempted your nation from saying prayers at dawn and dusk.” [69]

When Muslims went to Yamama with an army led by Khalid Ibn Walid, they came across some of Musaylima’s followers and asked them what faith they were in.

They said, “منا نبي ومنكم نبي ”“We have our prophet and you have your prophet.”

It was then that a war broke out between them. The Yamama battle was one of the bloodiest wars of Muslims with claimants of prophethood and apostates. In this war, the Muslim army lost a great number of its men, 58 of whom were from the Muhadjirun and the Ansar and 13 men out of them, had fought in the Battle of Badr.[70] Ibn A‘tham has put the number of Muslim martyrs at 1200 people, 700 of whom had memorized the Qur’an.[71] In a text attributed to Waqidi, we read the details about the war and the many pre-battle bragging of the Prophet’s companions, including ‘Ammar Yasir. Immediately after the battle ended, Khalid married Mudja‘a Ibn Marara’s daughter, who was one of the conspiring heads of Banu Hanifa, and indulged in his own lust and pleasure. Observing this, Muslims wrote a letter to Abu Bakr and said,

أترضى بأنا لا تجف دماءنا وهذا عروس باليمامة خالد

“Do you please with our blood in dryness and this man keeps on living in relief in Yamama.”

The news reached Abu Bakr and ‘Umar said,“Khalid always does something which pains our heart.” Abu Bakr wrote a strong-worded letter to Khalid. When Khalid read the letter, he laughed and said he was sure it was ‘Umar’s work because he knew Abu Bakr was satisfied with him.[72]

Another claimant of prophethood was Tulayha Ibn Khuwaylad Asadi. He also gathered men from the tribes of Ghatafan and Banu Fazara and tried to compose rhythmic prose to claim prophethood and stand against the Medina government.

In a battle between his men and the Muslim’s army, ‘Uyayna Ibn Hisn and his tribesmen from Banu Fazārah were defeated heavily and Tulayha fled to Damascus. Thus, another revolt was suppressed.[73] ‘Uyayna Ibn Hisn had repeatedly shown his enmity towards Islam during the life of the Prophet (s) but had finally embraced Islam. However, his presence in this current showed that he, like many others, had never believed in Islam truly. When he was brought as a captive to Medina, people taunted him and said,“O, enemy of God! Did you become an infidel after converting to Islam?” But he swore he had not believed in Islam even for a moment.[74] Abu Bakr pardoned the captives of this war. Tulayha, too, came to Medina at the time of ‘Umar and repented.

‘Umar told him,“How do you expect to save yourself from hell when you have killed Thabit Ibn Arqam Ansari and ‘Ukkasha Ibn Mihsan Asadi?”

Tulayha said,“God had wanted martyrdom for them and I did not kill them with my own hand, so there will be no hell for me.” ‘Umar liked his reasoning and pardoned him.

Apart from claimants of prophethood, some other tribes became apostates in the basics. There is no doubt that the situation was prepared for apostasy but it is not clear for sure who were the real apostates and who are those who did not accept the Medina government merely for political or religious reasons.[75] For example, one such group was Malik Ibn Nuwayra’s clan who were accused and killed mercilessly undoubtedly just because of Khalid’s personal issues and his mean moral motives. This is a blot of shame for Khalid and those who defended him. They considered his crime in massacring a number of Muslims and his adultery with Malik’s wife after her husband’s murder as a wrong interpretation of Idjtihad.[76] Hearing about this, ‘Umar was seriously incited against Khalid and asked Abu Bakr to oust him but the caliph called him the“sword of God” and refused to do so.[77]

Among the tribes considered to be apostate, there were some people who did not believe in Abu Bakr’s caliphate and favored the government of the Prophet’s Household. They said Abu Bakr had no“allegiance” to them so there was no need to obey him. They believed that the Muhadjirun and Ansar had prevented the Prophet’s Household from coming to power out of jealousy.[78] According to Waqidi and Ibn A‘tham, a clan from Kinda in Hadramawt was all apostates. Ziyad Ibn Lubayd was responsible for collecting tax alms in the region. Some men of the tribe agreed with paying tax alms while others did not. Once Ziyad chose a camel belonging to Ziyad Ibn Mu‘awiya as tax alms, he asked for help from one of the influential men of Kinda named Haritha Ibn Suraqa and asked him to return his camel and take another one. Haritha made the request from Ziyad but he did not accept. So, Haritha himself went among the camels set aside as tax alms and brought back Zayd’s camel, saying,“We obeyed the Messenger of God as long as he was alive.” “لو قام رجل من أهل بيته لأطعناه ”“Today, we will obey anyone from his Household who comes to power.” Abu Bakr has no right of rule and allegiance upon us.

It is said that Ziyad Ibn Lubayd fled from the region overnight and composed poems terming the tribe as apostate.

He said,“We will fight you to make you obey Abu Bakr until you give up infidelity and apostasy and say you shall never return to infidelity.”

Of course, not all tribesmen thought like Haritha. What is important is that all of them refused to pay tax alms to the Medina government because they considered it humiliation for themselves. They believed in distributing tax alms among the poor in their tribe.

Some people of this tribe used to say,“We swear by God that we have come to be enslaved by the Quraysh. Once, they send Muhadjir Ibn Abi Umayya or Ziyad Ibn Lubayd to collect tax alms. Then, they threaten to fight against us.” [79]

Ash‘ath Ibn Qays, from this tribe, said,“I don't think Arabs would accept the rule of the Banu Taym and leave the men of the Hashimites.”

He said in his poems,“If the Quraysh are to leave the power into the hands of Banu Taym and distance themselves from Muhammad's Household, of course, we are prior to it because we are the descendants of kings.”

Elsewhere in the above narration, we read that Ziyad sent the tax alms camels to Medina along with someone and he, himself, went to a tribe of Kinda named Banu Zuhal.

An influential man of Kinda named Harith Ibn Mu‘awiya said,“O, Ziyad! You ask us to obey someone who has no accord with us.”

Ziyad said,“You are right. He has signed no agreement with you, but we have selected him to rule.”

Harith asked, “Why did you take the government away from the Prophet’s Household when they deserved it, because God has said, “وَأُوْلُوا الْأَرْحَامِ بَعْضُهُمْ أَوْلَى بِبَعْضٍ فِي كِتَابِ اللَّهِ .”“Some relatives are given more priority over others.”

Ziyad answered,“The Muhadjirun and the Ansar know the interests of their government better than you.”

Harith stated,“I swear by God, it is not so. You did it out of your jealousy. I cannot accept that the Messenger of Allah has passed away without assigning a successor for himself. Go away from here.”

‘Urfadja Ibn ‘Abd Allah, another man of the tribe, said,“I swear by God, Harith is right. Expel this man from this place. His master is not eligible to be the caliph and the Muhadjirun and Ansar are not better than the Prophet (s) in knowing the expediency of the government.”

Ziyad went to Medina and said,“The people of Kinda have revolted and have become apostate.” [80]

Ibn A‘tham’s further explanations on the disputes among the people of Kinda and Abu Bakr reveal their problem was Abu Bakr’s caliphate. Making his mind to fight the Kinda tribes, Abu Bakr summoned ‘Umar and said, “I want to send ‘Ali Ibn Abi Talib to fight them because, فانه عدل رضا عند اكثر الناس لفضله وشجاعته وقرابته وعلمه وفهمه ورفقه بما يحاول من الامور He is just and acceptable more to the public because of his excellence, valour, kinship and knowledge as well as his handling of affairs.

‘Umar said,“You are right. ‘Ali is as you say but I fear one thing. I fear he may refuse to fight them. If he does not go to war, no one else will do so unless with disgust.” [81]

This discussion and ‘Umar’s consultation with Abu Ayyub show that there were some people among them who opposed fighting Muslims.

The caliph considered these things instances of apostasy, and historians have recorded these fights as the battles of Radda. These wars may be justified as necessary tactics for safeguarding the government but it is hard to prove the tribes’ apostasy. When Abu Bakr decided to fight these tribes, some of his men, including ‘Umar, objected to his decision. Later on, ‘Umar said he opposed Abu Bakr’s decision in the beginning but after some time, he learnt that caliph was right.

The question is whether these tribes were apostate or fighting them was permissible or not? Abu Bakr believed in their apostasy, so he even took their women and children captive and brought them to Medina.[82] It seems that ‘Umar, like many Muslims, agreed with fighting them in principle but did not believe in their apostasy. According to Shahristani, it was because of this belief that ‘Umar freed their captives[83] when he became the second caliph.

Another problem was that even if the tribes were apostate, many believed that it was illegitimate to take captives from apostates.[84]

There are numerous documents at hand indicating that some tribes were considered apostate because they refused to pay tax alms. For instance, a group of Yamama people believed in the principle of paying tax alms but refused to pay tax alms to Abu Bakr.

They used to say,“We collect tax alms from the rich in our tribes and distribute it among the poor and needy among ourselves, but we will pay nothing to whom the Book and traditions have not recommended him.” [85] Ya‘qubi, too, writes,“Some people only refused to pay tax alms to Abu Bakr.” [86]

As mentioned earlier, ‘Umar opposed the idea of apostasy of these tribes. According to Ibn A‘tham, when Abu Bakr wanted to kill the captives of the battles of Radda,[87] ‘Umar said,“These people believe in Islam and they swear about it. Imprison them for the time being to see what happens next.”

Abu Bakr jailed them in the house of Ramla, daughter of Harith. After Abu Bakr’s death, ‘Umar told them,“You know what my opinion was about you. Now, you are all free without any ransom. Go wherever you want.” [88]

Qays on behalf of ‘Asim Minqari was commissioned by the Prophet (s) to collect tax alms from his tribe. After the Prophet’s demise, he collected the tax alms but instead of giving it to Abu Bakr, he distributed them among the poor in his tribe. This was considered as a criminal act. Even a proverb was made in this regard which said“More criminal than Qays be ‘Asim.” [89]

Ibn Kathir, too, has reiterated that many Muslims refused to pay their tax alms to Abu Bakr.[90] Mawbakhti writes a group said they would not pay tax alms until it was known who was holding the government; therefore, they distributed the tax alms among the poor.[91]

Maqdisi, too, says,“A group of them refused to pay tax alms while others opposed rejected the principle of tax alms.” [92]

Besides not recognizing Abu Bakr’s rule, another problem of the tribes was that after hearing the news of the Prophet’s passing, they severed their relations with Medina. They only believed in having a religious connection with Medina, and when the Prophet of Islam passed away, they felt no need for accepting the rule of someone else. Therefore, as they refused to pay tax alms to Medina, they were labeled apostate.[93] These tribes believed there was no need to assign a single ruler for all Muslims and that if they obeyed Muhammad, it was because he was a prophet. But, after his demise, there would be no need to obey others. They said,

أطعنـا رسول الله ما كان بيننا فيـــا لعباد الله ما لأبي بكر

إذا مات بكر قام بكر مكانـه وتلكم لعمر الله قاصمة الظهر

[94]

We obeyed the Messenger when he was alive but why shall we obey Abu Bakr?

When Abu Bakr died, a man like him came to power, that is - by God - backbreaking.

Thus, they did not deem it necessary to obey the rule of Medina and the rulers of Medina counted them among apostates.[95]

Muhammad Ibn Idris Shafi‘i writes,“This was because Arabs living in the outskirts of Mecca knew no rule and resented being ruled by others. The reason they accepted to obey the Messenger of God, was because they did not consider anyone else deserving obedience.” [96]

This reasoning has been brought in the poetry of Malik Ibn Nuwayra. Addressing his tribe, he said,

وقلت خذوا أموالكم غير خائف ولا ناظـر فيما يجئ من الغد

فـإن قام بالأمر المخوّف قائم منعنا وقلنا: الدين دين محمد

[97]

“I told you to take your money (tax alms) with no fear and no worries of what happens tomorrow, If someone assumes power, we will tell him, the only religion is the religion of Muhammad.”

Abu Bakr’s insistence on collecting tax alms from all tribes was to strengthen his government in Medina.

He said,“If they do not pay me the tax alms they used to pay to the Prophet (s) every year, I will fight them.” [98]

There is no doubt that the majority of the Prophet’s companions did not like Abu Bakr’s idea of war[99] but they obeyed him because he was the ruler.

Maqdisi said the first dispute among Muslims was leadership while the second was fighting those who refused to pay tax alms. Muslims opposed Abu Bakr’s view of tax alms collection but after a while, the majority of them accepted his rule. The opposition remained and some Muslims believed fighting them was a mistake.[100]

We quoted ‘Umar as saying that ‘Ali (a) might avoid fighting the Kinda people. Elsewhere, we said Abu Bakr was ready to fight them himself, but Imam ‘Ali (a) asked him to stay in Medina[101] and send another one to fight them. Obviously, a group of those the caliph fought against were real apostates.

Another quotation from Mada’ini says after Imam ‘Ali (a) opposed Abu Bakr, ‘Uthman told Imam,“Nobody will join the Muslim army to fight the apostates if you do not swear allegiance to Abu Bakr.” ‘Uthman’s insistence made Imam ‘Ali swear allegiance to Abu Bakr.[102] On the other hand, there were some people in Medina who wished for the success of apostates to once again maintain their infidel beliefs of the Dark Age. One day, a man of the Umayya and another man from the Ansar were boasting for each other.

The former said,“When the Prophet of Islam passed away, the majority of his companions were from the the Umayya.”

The Ansari man replied,“Yes.” و لكنهم حالفوا أهل الردة على هدم الاسلام[103] “They allied with the atheists to destroy Islam.”

‘Ayisha, too, has said about wide-scale discord in Medina in the first days of his father’s caliphate.[104] Also, Mecca was about to return to absolute apostasy after the Prophet’s demise, but Suhayl Ibn ‘Amr’s remarks stabilized Mecca’s situation.

Ibn Athir writes,“After the Prophet’s passing, Mecca was on the verge of apostasy and ‘Attab Ibn Asid sought a hiding.”

Suhayl Ibn ‘Amr stood up and addressed the people of Mecca, لاتكونوا آخر من اسلم وأول من ارتد[105] “Do not be the last one to embrace Islam and the first one to become an apostate.”

At any rate, we must not ignore the fact that Medina’s resistance against apostasy helped the administration in the city to be stronger and bring other lands under its control after passing through this tortuous period. Khalifa Ibn Khayyat has listed the apostates as follows,

Tulayha Ibn Khuwaylad, Banu Salim, Banu Tamim, Banu Yamama, Banu Bahrayn, Banu Umman, Banu Nadjir, Hadramawt and Banu Yemen, Banu Radda.[106]

Abu Bakr’s Agents

It is known to all that ‘Umar was Abu Bakr’s closest companion and old friend. The Prophet of Islam had spelled their brotherhood union along with the Muhadjirun.[107] Although Abu Bakr was a major architect of the issue of caliphate and showed he was better than ‘Umar in his battles against apostates, accepted ‘Umar’s views in many cases due to ‘Umar’s seriousness and toughness. These two were complementary to each other. We wrote that during the Saqifa developments, too, they were always together. It was due to this insistence that during the Saqifa issue, Imam ‘Ali (a) accused ‘Umar of trying to secure his own future.[108]

Abu Bakr said about ‘Umar,“He is the dearest of people to me.” [109]

Ibn Abi l-Hadid says,“Abu Bakr could not gain caliphate if ‘Umar had not helped him.” [110]

It is said that Abu Bakr appointed ‘Umar as a judge.[111] Also, he used to lead congregational prayers when Abu Bakr was absent.[112] It was in the 11th Hidjra year that Abu Bakr appointed him“emir of the pilgrims to Mecca” .[113] Khalifa Ibn Khayyat, listing Abu Bakr’s emirs, writes, وعلى أمره كله والقضاء عمر بن الخطاب[114] “Every affair including judiciary one of ‘Umar Ibn Khattab.”

‘Umar’s influence on Abu Bakr was so immense that he dissuaded the caliph from appointing Khalid Ibn Sa‘id as the commander of the Muslim army dispatched to Damascus and instead, sent Yazid Ibn Abi Sufyan. After returning to Medina and seeing Abu Bakr’s choice, Khalid Ibn Sa‘id refused to swear allegiance to the caliph for some time.[115] ‘Umar, himself, was aware of his power so he made use of his rank and divided the properties of Mu‘adh Ibn Djabal into two halves and took one half for Bayt al-Mal, the Treasury of Muslims.[116] He did the same thing later to the governors of cities when he assumed caliphate. Abu Bakr could not do anything in the absence of ‘Umar, so when he wanted to send Usama’s army to Damascus, he asked Usama, the commander of the army, to let ‘Umar stay with the caliph and help him in the administration of affairs.[117] Also, once when Khalid had made a mistake and Abu Bakr would not agree to write a letter of protest to him, ‘Umar wrote a letter himself, but Khalid paid to attention to it and said he knew ‘Umar had done it.[118]

At any rate, ‘Umar’s influence and the strong link between the two, made Abu Bakr appoint him as his successor. In other words, basically, people did not consider their caliphate two separate things and from the very beginning, they saw one of them as successor to the other one.[119] For the same reason, when Abu Bakr was in coma and wanted to write an agreement about his successor, his scribe, ‘Uthman, wrote ‘Umar’s name in the agreement because he knew whom the caliph was thinking of.

Khalid Ibn Walid was another functionary of Abu Bakr. He belonged to the tribe of Banu Makhzum, a family of the Quraysh, who converted to Islam on Safar 1st, 8th AH.[120] He was physically a powerful man but void of ethical values. He committed various faults when the Prophet (s) was alive. Some documents have said it was the Prophet (s) who named him“God's sword” but Ibn Durayd and others say Abu Bakr gave him the title.[121] He got the title when he killed Malik Ibn Nuwayra unfairly and when people like ‘Umar asked Abu Bakr to punish him. But the caliph said he was a sword hoisted by God and he would never bring it down.[122] According to Ibn A‘tham, Khalid named himself“Sayf Allah or God’s sword” and Abu Bakr approved it.[123]

It is said that Khalid was a supporter of Abu Bakr and an opponent of Imam ‘Ali (a).[124] He also accompanied the group who invaded Imam ‘Ali’s house to force him into swearing allegiance with Abu Bakr.[125] He is also believed to be a person who prepared the ground for Abu Bakr’s caliphate.[126]

The story of Malik Ibn Nuwayra’s murder, and the subsequent rape of his wife which Ibn A‘tham said he did upon the consensus of people of knowledge, shows the weak moral character of Khalid. However, Abu Bakr insisted on keeping him the commander of his army and sending him to crack down on apostates and false prophets. Abu Bakr defended Khalid with the justification that Khalid had acted on Idjtihad so he did not deserve punishment. One day Khalid burnt some of the captives of apostates with fire. When ‘Umar objected, Abu Bakr said he was God’s sword.[127] ‘Umar’s objection was why he had appointed a commander who killed people and tortured them with fire.[128] Apparently, despite all his attention to ‘Umar, the caliph was unwilling to stop backing Khalid, and still, it is interesting to know that when ‘Umar, himself, took power as the second caliph, unlike his earlier emphasis on stoning Khalid for raping Malik Ibn Nuwayra’s wife, he sufficed to sacking him.[129] Khalid was sure his acts would meet no objection on the part of Abu Bakr and if he received a letter of punishment from the caliph, it was from ‘Umar; otherwise, Abu Bakr trusted him.[130] Sometimes, he committed self-authorized acts because he was sure of Abu Bakr’s support.[131]

Abu Bakr once said,“No mother can give birth to someone like Khalid.” [132] Once when he killed two people who had letters of clemency from Abu Bakr, some people complained about it, but Abu Bakr defended Khalid as usual.[133] When ‘Umar sat on the throne as the second caliphate, he immediately fired Khalid from the command of Damascus’s army and replaced him with Abu ‘Ubayda Djarrah.

He said,“I sacked Khalid to show that God helps His religion.” [134]

When Khalid was busy fighting in Iraq and received his letter of abdication to Damascus, he said,“‘Umar’s jealousy did not allow me to achieve the conquest of Iraq.” [135]

According to Anas Ibn Malik, ‘Umar used to tell Abu Bakr,“Write to Khalid to ask for your permission before doing anything.”

Abu Bakr wrote but Khalid responded,“You must leave me free in whatever I do; otherwise, I will resign.”

‘Umar said,“Dismiss him” , but the caliph did not accept.[136] Khalid died in Medina or Damascus[137] in the 21st AH and accidentally, he appointed ‘Umar as guardian of his will.

Ibn Sa‘d quoted ‘Umar as saying,“We had ill thoughts about Khalid, but we were wrong.” [138]

‘Umar opposed crying over the dead and said he had heard from the Prophet (s) that, إن الميت ليعذب ببكاء اهله“The dead person suffers when his family cries for him.”

However, he allowed the women of Banu Makhzum to cry for Khalid.[139] More surprising, ‘Umar said at the time of his death,“If Khalid Ibn Walid were alive, I would appoint him as my successor.” [140]

Abu ‘Ubayda Djarrah was another pillar of power for Abu Bakr’s caliphate. He, along with ‘Umar and Abu Bakr, were the only men of the Quraysh who were present in Saqifa Banu Sa‘ida. He had an oath of brotherhood with Salim Mawla Hudhayfa[141] who was also influential in the issue of caliphate.

‘Umar said about him,“If Salim were alive, I would make him my successor.” [142]

It should be noted that ‘Umar said the same thing about Abu ‘Ubayda at the time of his death.[143] Abu ‘Ubayda was first appointed in charge of the Treasury of Muslims but later, became the commander of the Damascus army[144] and served until his death in 18th Hidjra year when he died in Amawas plague.

The commanders and functionaries of Abu Bakr were Yazid Ibn Abi Sufyan, ‘Amr Ibn ‘As, Shurahbil Ibn Hasana(18 H)[145] and ‘Akrama Ibn Abi Djahl. Among his appointees, there were some people serving since the Prophet's time. Mu‘adh Ibn Djabal in Yemen, ‘Attab Ibn Asid in Mecca and ‘Ala’ Ibn Hadrami in Bahrayn were some of these people. According to some documents, Abu Bakr appointed Anas as the ruler of Bahrayn. Perhaps, it was another part of Bahrayn. Muhadjir Ibn Abi Umayya ruled in San‘a, Ziyad Ibn Lubayd in the coastal regions of Yemen, Ya‘la Ibn Umayya in Khawlan, ‘Uthman Ibn Abi l-‘As in Ta’if, and Sulayt Ibn Qays ruled in Yamama. Also, it is said that ‘Uthman was Abu Bakr’s scribe.[146]

It is evident that the list does not include important figures of the Prophet’s companions, especially from the Ansar. Apparently, this can be suitable evidence on the caliphate’s neglect of the Ansar.

Conquest of Damascus

The greater Syria was a land bounded by the Mediterranean Sea, the Western banks of the Euphrates, the northern border of Hidjaz, the southern border of the ancient Eastern Rome and modern-day Turkey. Presently, this land includes the countries of Syria, Jordan, Lebanon and Palestine. The new border demarcation was made during the developments after World War I. The name of Syria has always existed since ancient times and Herodot(425 AD) has called this land Syria. Probably, the name Syria has been taken from the word“’Ashuriyya” attributed to Assyrians, although some have rejected this idea.[147]

Before falling to Muslims, the region of greater Syria was a colony of the Eastern Roman Empire. Centuries before the advent of Islam, big tribes of Arabs migrated from Hidjaz - mostly from south- to this land. The most important tribes recorded in the early advent of Islam, were, Quda‘a, Salih, Ghasasina, Djudham, Lakhm, Kalb, Tanūkh, and Bahra’. These tribes were sparse and scattered in the developed land of ancient Syria and each settled in a city or village.

These tribes forgot their Arab rites and rituals due to the many years of life with the Romans and the majority of them converted to Christianity.

However, they had kept parts of their Arab nature. The first sign of their conversion to Christianity was mixing their Arab language with Syriac, and basically, Syriac had become their scientific language. Therefore, it was recommended later that Arabic should not be learnt from Qada‘a and Ghassan because they read books in Syriac and naturally, their language had become mixed.[148] Shaykhu insists in showing that all Arabs living in the greater Syria had converted to Christianity before the advent of Islam. We believe he is overstating this fact. Earlier, we negated his views on the Christianity of the tribes of Aws and Khazradj. At any rate - true of false - he has provided a list of Arab tribes who converted to Christianity.[149]

Years before the advent of Islam, the Arabs of this land were allies of Romans in their battle against Iranians and fought the Iranian army and its allied Arabs from Iraq. In those years, the Roman army consisted of Arabs and Romans.

Damascus Arabs held different views with Arabs living on Hidjaz and they had different social behavior as well. The Arabs of Damascus had left their Bedouin life because they lived in a developed area and had become city dwellers in Damascus, Halab (Aleppo), Hims, etc. Their commonalities with the Romans made some of them migrate to Rome after the advent of Islam.[150] Of course, Romans always feared that racial commonality would urge the Arab tribes of Damascus to accept Islam. A more serious problem was difference in religion between the Christians of Damascus and the church of Constantinople in a way that they were greatly persecuted by the Eastern Church.

The Christians of Damascus believed in the Ya‘qubi sect[151] and it was a heretical practice in view of the Eastern Church. They believed that Damascus Christianity was excellent in innovation![152] The religious difference of Damascus’s Arab Christians with the Eastern Roman Church, to many, was one of the reasons for the consecutive Islamic conquests in the greater Syria.[153]

In addition to the Arab residents of the greater Syria, numerous Nibtiyan, too, who were descendants of the earlier tribes and rulers in the region, lived in that land. Also, many Jews who are said to be between 100 to 200 thousands lived in that land.[154]

We mentioned earlier that at the time of the advent of Islam, the greater Syria was under the domination of the Eastern Roman empire. However, since centuries ago, local rulers had the power in that land. The Nibtiyan government ruled first, followed by the Tadmur government and finally, the government of Ghassanid who were from the tribe of Ghasasina. These came from Yemen apparently after the destruction of the Ma’rab Dam. This tribe converted to Christianity in the 4th century AD. Djafna Ibn ‘Amr, from the elders of the tribe, was the founder of the Ghassani dynasty and there are ambiguous quotations that between 11 to 32 rulers of this dynasty ruled in Damascus. There is little we know about a limited number of these more recent rulers. Harith Ibn Djabala was one of their renowned personalities who ruled between the years 529-569. He fought the Lakhmids -the Arab rivals of the Ghasasina who ruled Iraq - and helped his tribe rise to fame. He won the title of“Philark” meaning chieftain and also Bitriq (Patrick) from the Roman emperor for his services. The Ya‘qubiyya sect spread in Damascus in his time. After Harith, his son, Mundhir, replaced him and ruled until 581, when crisis engulfed Damascus.[155] Between the years 611 and 614, Iranians fiercely invaded these regions and captured Jerusalem. Later, (Hiraql) Heraclitus could regain Jerusalem from Iranians. The names of Ghassani princes ruling some cities and their command of the battle between the Roman-Arab army and the army of Islam indicates that the Ghasasinah still had great influence in Damascus and Constantinople. Djabala Ibn ‘Ayham Ghassani, a commander of the Roman army at Yarmuk, was one of these influential princes who converted to Islam but became an apostate and went to the Roman emperor for certain reasons mentioned elsewhere.

Heraclitus was the son of Herakleios, whose father ruled in Christian Africa on behalf of the Roman Empire. The Eastern Empire Roman Empire experienced serious crises in the closing years of the sixth century AD and the early years of the 7th century.

The attacks of Awars and Islaws from the West caused problems for this vast land, but most pressing were the civil wars. A sergeant named Fukas united people and revolted against the government of the aristocrats and killed Emperor Mavrikius and all his children. This civil unrest prompted Khusraw Parviz to invade the greater Syria and capture Jerusalem in 614. He continued his assaults on Asia Minor. The aristocrats of Constantinople sought help from Heraclitos, the ruler of Africa. He sent his son, who was also named Heraclitos, to Rome. The son who was a brave man, succeeded in defeating Fukas and put on the crown of emperor. The capture of Jerusalem was a good pretext for inciting Christians to fight Iranians. After restoring calm, Heraclitos set off to fight Iranians in the year 622 and after six years of sustaining consecutive defeats, he finally managed to pursue Iranians as far as the gate of Ctesiphon and made them accept peace.[156] These incidents took place in the 7th and 8th years of Hidjra.

When Heraclitos was busy reorganizing his affairs, Muslims made their first attacks on Damascus and captured the city after a while. The last days of the empire coincided with the conquest of Egypt in 640 AD.[157]

The greater Syria was the first priority for Muslims because they had managed to make the Quraysh sign the Hudaybiyya peace accord after years and get ready for spreading Islam outside Hidjaz.

The Prophet of Islam sent a few messengers to these regions. Harith Ibn ‘Umayr was one of these messengers who took a letter to the ruler of Basra. He was killed by Shurahbil Ibn ‘Amr of the Ghassani dynasty. Then, the Prophet of Islam sent his 3,000-strong army under the command of Dja‘far Ibn Abi Talib, Zayd Ibn Haritha and ‘Abd Allah Ibn-Rawaha to Muta in southern Damascus. The army prepared to fight Muslims in Damascus- according to Ibn Ishaq - was a combination of the Roman army and the Arab tribes of Lakhm, Djudham, Balqi, Buhra´, and Bali.[158] Muslims were unsuccessful and after the martyrdom of their commanders and a number of others, they could only return to Medina. The Tabuk operations were the Prophet’s next measure. This operation, likewise, entailed nothing for Muslims except several accords with some Arab tribes. The Prophet mobilized another army in the final days of his life under Usama Ibn Zayd but it was sent to Damascus after his death and returned home empty-handed. All these army deployments show the importance of Damascus in view of the Prophet. Damascus was close to Medina and Muslims were quite familiar with its importance. It came out in the following years that Damascus was more important than Iraq to the succeeding caliphs.

With the end of the Radda operations, Abu Bakr wrote letters to the people of Mecca, Ta’if, Yemen and all Arabs in Hidjaz and Nadjd and summoned them for Djihad or holy war.

In his letters, he promised the booties in Rome. Numerous people rushed to Medina from tribes across Hidjaz.[159] A strong army of Muslims left for Damascus in the 12th AH (633 AD). Abu Bakr divided the army of Islam into three armies with three commanders. The first army commanded by ‘Amr Ibn ‘As, was to leave for ’Ayla in the Gulf of ‘Uqba. The second army’s commander was Yazid Ibn Abi Sufyan and the third commander was Shurahbil Ibn Hasana. These two commanders were sent to a region between Tabuk and Mu‘an. Khalid Ibn Sa‘id was supposed to command one of these armies, but due to his objection to Abu Bakr’s caliphate, upon ‘Umar’s emphasis, they replaced him with Yazid Ibn Abi Sufyan.[160] A short while later, Abu ‘Ubayda Djarrah joined them with his auxiliary men and he commanded all forces when they all operated in the same region. Some people believe he commanded an army from the beginning.

The first clashes of Muslims with Romans occurred in a region called“Wadi al-‘Araba” , south of the Dead Sea. Palestinian governor, Sergius, was the commander of the Roman army. He was killed in this war and his army was defeated. The Muslims advanced along the Mediterranean coasts[161] and each of the armies fought in a region and joined others wherever necessary.[162] In the beginning, the Muslim armies had 3000 men each, but Abu Bakr sent fresh forces and the number of Muslim fighters in each army rose to 7500.

Shortly after, the total number of the army of Islam increased to 24000 men.[163]

After the ‘Araba battle, the second encounter was made in a village of district of Ghazza called Dathin. This battle which took place in the month of Muharram of the 13th year of Hidjra,[164] ended in Muslims’ victory.

Baladhuri has written about the war of Dathin first and then, about the ‘Araba battle, but he has mentioned a narration saying the battle of Dathin happened in the beginning. According to historians, the Muslim army did not face any obstacles which required them to use their weapons on their way from Hidjaz to Wadi ‘Araba. These sweeping victories frightened Heraclitos and made him recruit forces. The news of the Roman army’s recruitment reached Medina and the caliph ordered stopping the operations temporarily on the Iraqi border. He sent Khalid Ibn Walid and his army to Damascus. The Muslims captured Basra and Ma’ab after Dathin in Rabi‘ al-Awwal of the 13th Hidjra year. Then, they moved towards Damascus. Hearing the news of the enemy’s concentration in Udjnadayn, Muslims moved towards that place first. This bloody battle ended in the victory of Muslims in the Djamadi al-Awwal or Djamadi al-Thani of the 13th Hidjra year although many Muslims, too, were martyred.[165] It was after this defeat of the Romans that Heraclitos who was in Hims, left for Antioch. While Muslims were on their way to Damascus, the enemy regrouped and encountered the army of Islam in Mardj al-Safar. This war took place in the month of Muharram of the 14th Hidjra year and once again, Muslims defeated the enemy. After that, Damascus was totally besieged by the army of Islam.

It is said that while Abu ‘Ubayda had managed to open his way into the city, the archbishop of the city signed a peace accord with Khalid Ibn Walid on the other hand and Abu ‘Ubayda, too, had to accept it despite Muslims’ objection. The conquest of Damascus forced many residents of the city who were mostly Roman or Arabs affiliated to them, into leaving for Antioch and joining Heraclitos. After their departure, Muslims settled in their unsettled houses.[166] Damascus fell to Muslims in Radjab of 14th Hidjra year, but Abu Bakr had died in Djamadi al-Thani of the 13th Hidjra year after two years and three months and a few days of caliphate.

Conquest of Iraq

Iraq is an ancient land with an ancient civilization, known to the world as the Mesopotamian civilization. It is located in the north of Hidjaz, East of the greater Syria and West of Iran (behind the Djibal region). Centuries before the advent of Islam, Arab tribes residing on Hidjaz immigrated northwards to Syria and Iraq to escape the ever-increasing population.[167]

Their massive immigration and their many young forces gave them dominance over the native people of the regions and gradually, created an Arab environment. The Nibtiyan of Iraq and Syria were the descendants of the ancient settlers of this land.[168] Iraq is known as“Sawad” for its fertile lands. Sawad means abundant farming.[169] During the advent of Islam, the Arab settlers of Damascus were said to be from the tribes of Tanukh, ‘Ibadiyyin and Ahlaf (different allied tribes). The Euphrates river was the border between Arabs of Damascus and Iraq. The Iraqi Arabs were called“Fars Arab” and Arabs of Damascus were called“Roman Arab” .[170]

The immigrant Bedouin Arabs began to dwell in cities due to the vastness of fertile lands in Iraq and many of them converted to Christianity under the pressure imposed from the West. The ‘Ibadiyyin, the majority of whom lived in Hira, were Christians at large.[171] They believed in Nestorian Christianity and they were, indeed, a cultural tribe taught reading and writing to Arabs of Hidjaz during the Dark Age.[172]

Hira was the chief city of Iraq that time. It is said that the word“Hira” had been taken from Harta, Hirta and Hirtu in Syriac, meaning military camp. According to Arab literature in the Dark Age, this city was highly important in Iraq and was the seat of Lakhmids kings. After the advent of Islam and the establishment of the city of Kufa in the vicinity of Hira, the city turned to ruin and its building materials were used for constructing Kufa.[173] Hira was one league (six kms) away from Kufa and before Islam it was a center for interaction of various cultures such as the Persian Sassanids culture, the culture of Byzantium, Nestorian Christianity and local idolatry.[174] Remnants of this city still remain today.[175]

The pre-Islamic history of Iraq is part of the history of Iran from the political aspect. That is why two historians, i.e. Tabari and Dinwari, have mixed the history of this period of Iraq with the story of developments in Iran. The reason for this is the meaning of ‘Arab Fars or Persian Arab, similar to the situation of Damascus whose history was mixed with the history of the Roman Empire. The Al Lakhm dynasty, known also as Al Nasr, Al Nu‘man[176] and Dawlat al- Manadhara, had a situation like that of the Ghassanids or Al Djafna. Accidentally, both had similar fates, i.e. losing power in the early years of Islam. Iran and Rome jointly imposed pressure on them. Information existing about the Al Lakhm dynasty is ambiguous in history books and Djawad ‘Ali has tried to organize these pieces of information.[177] The first Lakhmi ruler was Djudhayma al-Abrash also known as Shah Tanukh in some inscriptions.

Other famous kings of this dynasty were Imra’ al-Qays (d. 328 AD) overstated as the“king of all Arab world” .[178] Lakhmi kings were mostly idolaters but due to being influenced by the Zoroastrian culture from the East and the Christian culture from the West, every now and then, they tended towards either direction. What is certain is that Nu‘man III of this dynasty who reigned until 602, was a Christian. We wrote that Nestorian Christianity was predominant in Iraq and Western Iran. The Sassanids kings supported this sect because the government of Byzantium was fighting it and it was politically in favor of Iran to defend this sect of Christianity.[179]

During this period, the political fate of Iran and Iraq were intertwined because the Iraqi government had practically been installed by Iran and it could not resist the Al Ghassan or powerful Arab rivals from northern Saudi Arabia (like Kinda who claimed to rule the entire region and managed to wrest control of Hira from Lakhm for three years.[180] ) Iran, on the other hand, had to defend Iraq against its enemies because Iraq was a barrier on the way of the invasion of Bedouin Arabs and the Byzantium government and its puppet government in Damascus. This necessity made the Iranian government deploy soldiers to Hira and its surrounding regions to guard Iranian borders there. Iran had contacts with Arabs not only in Iraq but it was also their neighbor on the eastern Saudi borders in the southern shores of the Persian Gulf. Some historians have reported of Iran’s influence in Yathrib[181] one or two centuries before the advent of Islam. Sometimes, Iran had to give control of a region like Ubulla to a powerful tribe such as Banu Shayban to defend the invasion of Bakr Ibn Wa’il.

Due to its many interests in Saudi Arabia, Iran once accepted to interfere in Yemen, the southernmost point of Hidjaz. In the early sixth century AD, Jews gained some power in Yemen and persecuted Christians. This made the Negus of Abyssinia, Yusti Niyanus, invade Yemen in the year 525 AD. He suppressed the Jews and established a Christian rule there. Abraha, the commander of the operations and his son, Masruq, ruled for fifty years in Abyssinia until Sayf Ibn Dhi Yazan put an end to their rule over Yemen with an 8000-soldier Iranian army. Many of the Iranian remained in Yemen[182] and formed the Abna’ or Persian generation of Yemen. Their number grew to the extent that they joined the army of Islam in the conquest of Egypt. They had a district and a mosque in the name of Persians in Fastat that still existed until the third century.[183] When the Messenger of Allah invited the heads of states to convert to Islam, famed Bazan ruled Yemen. He had been installed by the Sassanids in Iran.

At any rate, Iran had important interests in Arab lands, especially in Iraq located on the border between Iran and Rome. Iran’s interference in these regions was to the degree that in the year 602, Khusraw Parviz ordered Nu‘man III, the last king of the Lakhmi dynasty, to step down step down. After him, the Iranian government replaced him with a local Christian named Iyas Ibn Qubaysa to rule Hira and with him, an Iranian border guard was appointed.[184] During a period of 30 years between the resignation of Al Lakhm and the first attacks of Muslims on Hira, drastic upheavals occurred in the relations of Iran and Byzantium, that required Iran’s more direct interference in Iraqi affairs. In the years 611 to 614, Khusraw Parviz launched a lengthy attack against Byzantium and captured a major part of the greater Syria including Quds. For many years, this created problems for the Byzantium government. This defeat is referred to in Qur’an as the“Conquest of Rome” . After a few years, Heraclitos succeeded in reinforcing his army and during six consecutive years of war, defeated the Iranian government until the year 628, when Khusraw Parviz was killed and Iran had to accept peace. It is clear that Iran’s defeat opened the way for the invasion of Iraq by the Byzantium government and the most important of all, by the Bedouin rebels. In the early years of the fourth decade of the seventh century AD, some chieftains of Arab tribes pleaded to the first caliph of Muslims to retake Iraq from Iran. They organized the first attack against Iran in 633 AD or 12th AH.

Muslim Arabs lived in the Western part of Hidjaz, but they had some links with the east of the peninsula as well. Especially, they exchanged visits with Nadjd and the tribes residing in it. Some time before the Prophet's demise, a large number of these tribes converted to Islam though it was not serious; therefore, after the Prophet’s passing, apostasy spread in the eastern parts of Hidjaz, particularly in the land of Nadjd. The new government had no option but to quell them; otherwise, the same tribes would soon move toward Medina, too. So, Muslims were dispatched to those regionsto support the riots. The attack was partly commanded by Khalid Ibn Walid. As he gradually advanced to supress these tribes, he came to the southern parts of Iraq. Some of the apostates had fled to Iraq and some of them, like Banu Tamim, lived in that region. The consecutive victories of the Muslim army in those regions made the tribal chieftains of southern Iraq think of using these forces to capture Hira. This was the first attempt for conquests in Iraq and then, in Iran.

One of the influential tribes in southern Iraq was Banu Shayban, a branch of Bakr Ibn Wa’il tribe., Wa’il itself, was a branch of Rabi‘a tribe. The region where Bakr Ibn Wa’il resided, started from Iraq and extended as far as Bahrayn in the Persian Gulf.[185] Banu Shayban was a rival of Al Lakhm and one of those tribes whom Iranian had to give concessions to in the lands under their rule. One of the last Arabian-Iranian battles was Dhi Qar, in which Banu Shayban fought against Iranians and are said to have defeated them. One of this tribe’s leaders was Muthanna Ibn Haritha who must be considered the main instigator of Muslims in the conquest of Iraq and then, Iran.

According to Dinwari, ever since Puran sat on the throne in Iran, rumors spread that there was nothing left of the Iranian glorious kingdom. Hearing about this, two people from Bakr Ibn Wa’il, Muthanna Ibn Haritha and Suwayd Ibn Qutba ‘Idjali, attacked the land of Iranians with their men (the first attacked Hira and the second one invaded Ubulla). They would raid farmers and plunder them. After that, Muthanna wrote a letter to Abu Bakr and noted Iran’s weakness.[186]

Abu Bakr who had heard about his assaults on the Iranians, said,“Who is this man, whose “news” reaches us before his“name” ?” He was told the man was not an unknown person. After ending the war against apostates, Muthanna came to Medina and asked Abu Bakr’s permission to fight the Iranians. Abu Bakr wrote an agreement for him. A few months later, he dispatched his brother to Medina to ask Abu Bakr to send forces to him and the caliph sent Khalid Ibn Walid to Iraq.[187] According to Baladhuri, after getting the permission for war from Medina, Muthanna returned to his tribe in Khiffan and invited them to convert to Islam and they all accepted. Then, Abu Bakr sent Khalid to Iraq and asked Muthanna to obey him.[188] Muthanna did his best to expand Islam in Iraq for some years until his death. It has been said that he and his tribe had come to the Prophet (s) and therefore, was considered one of the companions.[189] The Muslim army in these attacks is said to have been numbered at around 18000.[190]

It should be noted here that the Iranians’ war in the conquest of Iraq was not against Arabs. What has been reported about he conquests indicates that the Iranian armies were the main side of these clashes, although it has been said that some men from Hidjaz and Arab Christians. In the conquest of Ubulla, the commander of the enemy’s army was a man named Hurmuz whose part of army was commanded by Qubad and the other part, by Anushdjan.[191] In fact, after the collapse of the Lakhmids, Iranians guarded this land and it was natural that in the Arabic environment of Iraq, Lakhmids could do this better than the Iranians. Therefore, it has been said that due to the fall of the Lakhmids, the southern wing of the Sassanids government was left almost without any support.[192]

We must also add that there are different versions about these conquests. One of the best-known narrators was Sayf Ibn ‘Umar who was notorious for lying and fabricating stories. He tried to portray Khalid as an unnatural human being who even sometimes, did some supernatural tasks! Stories of the conquest of Iraq in the Tarikh Tabari, have been taken from his reports.

It is said that Khalid first captured Ubulla, although Waqidi rejects it.[193] Another source says this city was captured by ‘Utba Ibn Ghazwan. Also, we read that the city of ‘Ullays was conquered based on a peace accord and then, Muslims moved toward Hira from there. There are contradictory views on whether Hira resisted Arab Muslims or not.[194] The nobles of Hira have said that Ayas Ibn Qubaysa was among them and they gave up the city peacefully provided that they would not destroy churches and palaces. Hira’s tributes were the first sent to Medina.[195] Hira fell in Dhi Qa‘da, 12th AH.

Anbar was another major city of Iraq that fell to Muslims. It had been named Anbar (storehouse) because in the past, it used to be a place for Iranians to store their cereals. In fact, many Iranian forces and border patrols served in this region, and the city was naturally, a warehouse for their food. The city was famous until the second AH century and the establishment of Baghdad. It should be noted that before the conquest of the city by Muslims, Romans had burnt the city.[196] This indicates that a year before Iraq’s conquest, Romans had done serious damage to the region. ‘Ayn al-Tamr, in addition to Ubulla and Khurayba, were the places used for the stationing of Iranian border guards. They were either captured by force or peace. One of the captives of this city was Yasar, the ancestor of Muhammad Ibn Ishaq, the author of“Sira Nabawi.” [197]

The consecutive victories of Muslims which all came within at most a year on the one hand and lack of any serious resistance and fight on the part of Iranians against Muslim Arabs, show how disorganized the state of Iranian forces was in the region. Perhaps, some may say that Iranians did not take these attacks seriously and this may be true to some extent. But Iranians were aware of the changes in Hidjaz and the battles against apostasy, because they had too much influence on Bahrayn and Yamama and it is illogical to accept that they were unaware of these incidents and of the state of Muslims. Secondly, Iranians could not do anything even after taking Arabs’ assaults seriously. Therefore, the Iranian army was not in a good shape at that time. This army suffered from the disorders that had beset the Iranian ruling system after its defeat from the Romans. It had seriously damaged the credibility of the Sassanids government among Iranians, themselves.

Spuler writes on the speedy withdrawal of the Iranian army from Iraq,“The speedy victories of Arabs and fast retreat of Iranian forces from the region had more deep-rooted reasons. On the one hand, Mesopotamia, with its Aramaic or Aramaic-turned settlers which was largely populated by Christians and besides them, followers of Baptism and Jews and limited number of Manicheans, opposed the rule of Iran in the region. On the other hand, there were few Iranians in the region and villagers showed no resistance against the advance of Arabs, although they did not welcome the invading Arabs as it was done simultaneously in Egypt extremely excited by the acts of Byzantium. However, the situation in Mesopotamia was similar to that of Egypt.” [198]


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