Islamic Political Theory (Legislation): Volume 2

Islamic Political Theory (Legislation): Volume 2 11%

Islamic Political Theory (Legislation): Volume 2 Author:
Translator: Mansoor L. Limba
Publisher: Ahlul Bayt World Assembly
Category: Islamic Philosophy
ISBN: 978-964-529-455-5

Islamic Political Theory (Legislation): Volume 2
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Islamic Political Theory (Legislation): Volume 2

Islamic Political Theory (Legislation): Volume 2

Author:
Publisher: Ahlul Bayt World Assembly
ISBN: 978-964-529-455-5
English

This book is corrected and edited by Al-Hassanain (p) Institue for Islamic Heritage and Thought


This book is (two volumes)  taken from www.al-islam.org.
 


1

Session 29: The Political Hierarchy in the Islamic State

Specific duties of an Islamic government

It would be convenient for our reader to take a quick look at the specific duties of an Islamic government before glancing at its political hierarchy.

1.To guarantee the implementation of laws which directly concern citizens.

2.To implement penal and criminal laws which directly pertain to the state. That is, if certain persons do not act upon or violate basic laws, the state is obliged to punish or penalize them on the basis of law.

3.To meet the needs of society which only the state can meet and are beyond the capability of individuals and groups. An illustrious example of these needs is the issue of defense against foreign enemies.

4.To meet those needs which initially did not pertain to the state as common citizens used to meet them, but which cannot be performed by them anymore .

5.One of the important and crucial responsibilities of the state is the exploitation of national wealth and resources which in the Islamic culture is called “anfal”; for example, forests, seas, mines, oil and gas, gold mines, and other public wealth which have no specific owners and no one has the right to personally exploit them. There is a need for the “state” to properly exploit these resources in favor of society.

6. Last and most important,the distinctive feature of the Islamic state is that apart from meeting the material needs and discharging the duties which all states have, the spiritual needs of society must also be addressed . Along this line, preservation of Islamic rites, offering public religious education, providing opportunities for the propagation of Islam, and the realization of Islamic objectives are among the exclusive duties of the Islamic state.

Qualifications of Islamic state officials

In view of the crucial duties of the Islamic state, the qualifications of officials and workers of the Islamic state in all echelons become clear because the qualifications of officials is commensurate with their duties. Undoubtedly, the heavier and more sensitive the responsibilities, the more qualified the officials must be. The responsibilities of the state in the Islamic political system being heavier compared to other states, the officials of the Islamic state also need to better their qualifications. In every system laws must be implemented but compared to the secular systems, the legal code is broader in the Islamic state.

The objective of law in non-religious systems is to meet material needs of society, maintain social security and prevent chaos and disorder. Such an objective can be realized under easier conditions. Once we add to this objective the protection of spiritual interests and religious values, as stipulated in the [Iranian] Constitution and its implementation entrusted to the Islamic state, the qualifications required for officials in the Islamic political system are more difficult than those of other political systems.

With this introduction, it is now time to state that every implementer of law in all political systems must possess three general qualifications. In addition to religious textual proof for the officials of the Islamic government, the triple qualifications and principles also have a solid rational basis.

1. Knowledge of law

He who wants to implement law must have a thorough knowledge of it and be familiar with the conditions and manner of implementing it. One who is ignorant of the law tends to transgress and fail to implement it, and go beyond the limits of his assumed responsibility. Moreover, in view of the fact that laws of the Islamic system are compatible with the fundamentals of Islam, every employee, official or head must be familiar with the religious laws and statutory laws related to his occupation and responsibility because he is duty-bound to act within the framework of these laws.

For one who assumes a responsibility, acquiring correct knowledge, information and insight of his responsibility is of utmost importance. This knowledge of the type and scope of the responsibility a person assumes is not identical. Sometimes, a person has a small responsibility in a limited and specific unit whose pertinent rules and regulations are not many. In this case, the required knowledge to accept that responsibility is very limited. At times, the scope of responsibility of a person is broader; for example, to be the mayor of a city. In this case, the concerned person must know properly all laws related to administering different sections of the city and the manner of implementing and supervising their implementation.

Similarly, there are more conditions for assuming more responsibilities, such as ministerial posts and above them the presidential post which is the highest executive position. The person occupying the presidential post must have outstanding knowledge and familiarity with law, and the ideal and best person assuming such a responsibility will be the one with the utmost knowledge of law.

2. Moral excellence

In addition to knowledge of law, the implementer as well as all officials and administrators must also possess distinctive moral excellence so that they do not misuse the posts and facilities at their disposal, with personal and factional motives prompting them to transgress the bounds of their responsibilities. A person may be well-versed in law but once its implementation is inconsistent with his interests, he might be ready to violate it just for the sake of protecting his interests.

There are many examples of such violations by executives and politicians of different countries. It is often read in newspapers around the world that the president of a given country is condemned to some years of imprisonment for financial corruption, or a certain minister or head is convicted by court. The reason is that they do not have enough piety and moral excellence to prefer public interests to their own. Hence, they violate the law.

So, the second qualification of the implementer of law is possession of moral excellence, which is likewise known as a level of God-wariness

[ taqwa ], so that he can resist caprice, desire and personal or factional interests and steadfastly support the truth.

3. Managerial skill and experience

A person may be well-versed in law, pious and of good morality, but not have sufficient skill and the necessary acumen to implement the law, and in practice does not know the actual application of law and manner of implementing it. For this reason, those who are in charge of affairs are religiously forbidden to entrust responsibilities to those who do not have the required skill, experience and efficiency in discharging their duty. So, for an administrator to give a satisfactory and desirable performance, this qualification must be considered in selecting him.

In Islam, as in all political systems these three qualifications are emphasized while choosing administrators and executives, but the second qualification, i.e. God-wariness and moral excellence is particularly emphasized. In other political systems in the world the stress is more on the other two conditions and less on the administrators’ piety and sense of justice. Yes, sometimes this condition is expressed in the form of an absence of criminal records of those who occupy government positions.

Necessity of determining origin of statesmen’s qualifications

A point worth pondering and given attention to in various schools of philosophy is that each of these qualifications has different levels which in turn have different values. For example, God-wariness has various levels and degrees. One of its levels, which is actually the lowest, is the performance of what is obligatory and avoidance of any sin. Another level is that which is possessed by the holy saints [awliya’ ] and great leaders of religion like Imam Khomeini (r ) and those whose stations are near those of the Infallibles. By having this lofty station, they keep their mind or thinking away from insincerities and ungodly thoughts.

Now, which level should be considered as the source and basis of qualifications of those occupying administrative posts? If we consider the highest level oftaqwa as the basis, we will face a problem because such people (who have very high level of taqwa ) are very few and perhaps only enough to fill in the highest posts in the country but none for low-rank positions. If we regard the lowest level of taqwa as sufficient, we usually find such people violating laws and defeating the purpose of their posts.

This problem has posed as a challenge to those who present practical methods in different realms and domains of human behavior. Concerning the possession of different levels of moral merits, some believe in the principle of “either all or none”. That is, either a person should have the highest level of moral excellence or the necessity of having moral merit should be neglected. In the different fields of social sciences including moral philosophy, there is a particular group which holds such an idea.

Rejecting the value-laden approach of Kant in the realm of behavior

Those who are familiar with the epistemological aspect of moral philosophy know that one of the most popular schools of moral philosophy

is that of the famous German philosopher, Emmanuel Kant.1 He believed that any action has a moral value once it is done in the best form without any emotional or social secondary intention or motive. That is, if a person wants to do something good and meritorious, he must do so solely because it is good and meritorious, and not for the sake of its perceived beneficial outcome or for emotional satisfaction.

Therefore, Kant does not give any value to the action of a mother who wakes up at midnight by hearing the cry of her baby and feeds it although according to common people she has done something valuable. According to him, she feeds her baby due to the instinctive emotional relationship between the two. If she does not feed her baby, she will be annoyed, and in reality, by feeding her baby, she satisfies her emotional and psychological needs.

Similarly, if a person does something beneficial for society or tells the truth to gain the confidence of people in social life, his action is devoid of any moral value. Telling the truth has moral value only if a person tells the truth because telling the truth is good. Kant has very high standards of morality. An actual manifestation of his moral philosophy can hardly be found. With the exception of the actions of only a very few individuals, the good deeds of people have no moral value because they are done for emotional contentment, gaining personal, social, and most importantly, spiritual and otherworldly rewards.

So, an action is morally good that possesses all the required conditions and if it lacks even one of the conditions, it has no moral value at all. In other fields including discussions on politics and government, it is also said that a government is rightful when all its officials satisfactorily possess the required qualifications. This reminds us about the establishment of the much awaited government of truth.

Prior to the victory of the Islamic Revolution, some religious yet intransigent and crooked-minded Muslims in our society also had the same notion of government, saying: “We have to think of establishing an Islamic government only when many people like Salman al-Farsi exist in our society so that each of them can be assigned the duties of the mayor of every city or town. So long as righteous and meritorious individuals like Salman are not yet trained, one should not get involved in any revolution or movement.”

This group of narrow-minded individuals believed that prior to the advent of Hadhrat Wali al-‘Asr (may Allah expedite his glorious advent), the right conditions and grounds for an Islamic revolution or movement were not available, so one should not stage a revolution. Accordingly, one should wait for the revolution of the Last Imam ( ‘a ) with the assistance of his 113 distinguished and outstanding supporters to establish the government of justice and equity. They believe that as long as this number of outstanding personalities in terms of morality and piety does not exist, any political movement or step is uncalled for.

Pious and sincere personalities must be available so that all strategic posts and occupations can be assigned to them and no shortcoming or loophole of any kind can take place in administering society. The least

objection and criticism that can be raised against this view is that it can never happen in reality. Besides, if, one does not take any step to topple the government in power and establish an Islamic government as long as the number of righteous, outstanding and distinguished personalities with the highest degree of piety and morality is not reached, then corruption and wickedness in society will increase and prevent positive sociopolitical developments.

Islam’s non-judgmental approach in value-giving and assigning duties

In contrast to the above single level and one-dimensional value system, in some systems concerning personal and individual actions as well as sociopolitical changes, various levels and diverse schemes have been functioning. In the first place, an ideal scheme is presented and then other schemes with lesser degrees, advantages and conditions, and finally, emergency schemes. In various cases and situations, there is also the “case-to-case basis” permission in Islam.

For example, in Islam it is incumbent upon any person who reaches the age of puberty to perform prayer with utmost concentration and sincerity including all other conditions. But this ruling is not fixed but alterable in emergency and exceptional situations. It is applicable only to the situation when a person is capable of performing prayer with all its conditions and parts, whereas in exceptional and emergency situations some of its conditions and parts are no longer required. In a situation when the person praying must take a bath [ghusl ] but there is no water available, or water is harmful for him; or he must perform ablution [wudhu ] but cold water (which is the only available) is harmful for him; or he cannot perform ablution, Islam does not accept the notion of “either all or none”.

Islam does not say that one should pray only when all conditions can be fulfilled and do so with utmost concentration and sincerity or not pray. In such cases, instead, Islam has offered man alternatives commensurate with the exceptional and emergent situation he may be in. In the abovementioned example, it has ordained that if a person is incapable of taking a bath or performing ablution, as the case may be, he still has to pray after performing dry ablution [tayammum ]; if he cannot stand and pray, he should sit and pray; if he cannot pray while sitting, he should pray lying down. Even in a situation when a person is still conscious but cannot move his body including his tongue, Islam has not exempted him from prayer. Even in such a critical and bad situation he has to pray, but it is commensurate to his condition or situation.

This shows that in the Islamic value system different qualitative and quantitative degrees have been taken into account for sociopolitical and religious obligations, each of which has a value commensurate to its nature. In the first place, the lofty and ideal degree is considered and below it are the second and third degrees until the lowest degree which is related to an emergency or an exceptional situation. The obligation of man in the latter situation is the least that can be expected from him.

Worship has different degrees of value

Another example that can show the fundamental distinction and difference between the Kantian theory and the Islamic viewpoint is the value of worship [‘ibadah ] and its different degrees. The highest form of worship is that which is done solely because of love and reverence for God-the same worship the Commander of the Faithful (‘a ) described in one of his litanies [munajat ]:

اِلٰهى مَا عَبَدْتُكَ خَوْفاً مِنْ عِقَابِكَ وَ لاَ طَمَعًا فِي ثَوابِكَ وَلٰكِنْ وَجَدْتُكَ أهْلاً لِلْعِبَادَةِ فَعَبْدتُك.

“My Lord, I have not worshipped You out of fear of Your chastisement or out of greed for Your reward, but I found You worthy of worship so I worshipped You.” 2

In another place, Imam ‘Ali (‘a ) divides the worshippers into three groups:

إِنَّ قَوْماً عَبَدُوا اللهَ رَغْبَةً فَتِلْكَ عِبَادَةُ التُّجَّارِ، وَإِنَّ قَوْماً عَبَدُوا اللهَ رَهْبَةً فَتِلْكَ عِبَادَةُ الْعَبِيدِ، وَإِنَّ قَوْماً عَبَدُوا اللهَ شُكْراً فَتِلْكَ عِبَادَةُ الاَْحْرَارِ.

“A group of people worship Allah out of desire for reward; this is the worship of traders. Another group worship out of fear; this is the worship of slaves. Yet another group worship Allah out of gratefulness. This is the worship of free men.” 3

In his statement, Imam ‘Ali (‘a ) regards the worship done solely out of gratitude and reverence to God as the highest and most superior, and Islam wants that all believers perform that kind of worship. However, it is clear that not all have the station, capacity and dedication to perform such worship. Such worship can only be done by the sincereawliya’ of Allah whose station is so sublime that they have been annihilated in the Beauty of the Beloved, and even if they are thrown into hellfire, they will not desist from worshipping and calling unto Him. Or, even if they are not admitted to paradise, they will not stop worshipping Him. No doubt, such individuals can hardly be found in millions.

Now, once we accept Kant’s notion of “all or none” and believe that an act is morally good only when it fulfils all necessary conditions and capabilities without even an iota lacking in it, it means that the only acceptable worship is that of the highest degree which is done solely because of gratitude and reverence to God; only the worship of the sincereawliya’ of Allah is accepted, and not the worship of those who desire paradise or are afraid of divine chastisement. Islam does not accept this myopic and bigoted view.

In order to facilitate the servants of God and remove any hardship or difficulty along their way, Islam has considered varying degrees as far as worship and other obligatory acts are concerned-degrees which begin with the least required capabilities and conditions, i.e. possession of the minimum valuable quantities, up to the highest degree or level which has all the required capabilities and conditions and to reach it means attainment of the highest spiritual station of man.

It is like the worship of personages such as the Commander of the Faithful (‘a ) and the students of his school [maktab ] who have attained the most exalted station and gnosis and reached the highest degree of servitude to God. But the worship of those who are below them and have reached lower stations and worship God out of desire for spiritual rewards and recompense is also acceptable. So is the worship of those who are even lower than them and worship God out of fear of His punishment. Their worship also has some value.

Categorized models of Islamic government

The basis of values in Islam is not “all or none” or of a single level. Values have varying degrees which begin with the lowest degree up to the highest. The same is true of the Islamic political system. Islam presents an ideal form of government which can materialize under particular circumstances by those who have exceptional qualifications, capabilities and merits that cannot be found in others. In reality, that form of Islamic government can be run only by those who possess infallibility [‘ismah ] and do not have the least defect and blemish in their thinking, speech or action.

This is the highest form of Islamic government that can be described so far-the government headed by the one who not only refrains from thinking of sin but also does not unconsciously make a mistake. He has no blemish of any sort and completely abides with what is good; he perfectly knows the code of Islamic laws and implements them exactly. This is exactly the ideal form of government which was implemented by the prophets including the Prophet of Islam (s ) and during the short reign of the Commander of the Faithful (‘a ).

Of course, more ideal than this can also be imagined but it is impossible to implement, and that is the form of government whose chief executive as well as commanders, governors and mayors are all infallible [ma‘sum ].

As we have said, this form of government will never be realized because in no period of time will the number of infallible personages be such that all government posts can be occupied by them. The only ideal form which can materialize is that ama‘sum heads the government hierarchy. Besides, this ideal form will only materialize at the time of the presence of ama‘sum after removal of all impediments to his rule.

Therefore, in the Islamic political system various stages and degrees have been considered for the government. After failing to establish the highest form of Islamic government headed by ama‘sum , (during this period of occultation [ghaybah ]) we should not give up trying to establish an Islamic government.

In the case of inaccessibility of an infallible Imam we have to entrust the government to one who in terms of knowledge, God-wariness and management-whose highest degree can be found in ama‘sum as he has infallibility in knowledge, motive and action-is nearest to an infallible Imam. In the absence of such a person, the government must be entrusted to the one who is lower to him in station, one after the other, until it reaches the turn of the one who has the least qualification to run the government. With a degree lower than that, the government objectives will never

materialize. Under no circumstances should this form of government be chosen.

Rational proof of the wilayah al-faqih system

The ideal and highest form of Islamic government which is the sought-after according to Islam is the rule of ama‘sum . When its ideal form cannot be established due to the absence of ama‘sum , the one chosen to rule should be one who is nearest to theinfallibles in both knowledge and action. He can be no other than a duly competent jurist [faqih ] who, on account of merits, capabilities and proximity to theinfallibles in terms of knowledge, behavior and managerial skill, is regarded as the successor to the infallible Imam.

So, the justification of thewilayah al-faqih system is that when there is no direct access to the infallible Imam, the duly competentfaqih who is superior to the rest in the knowledge of laws, in piety, even in sociopolitical matters, in the observance of social justice and enforcement of laws, in possessing political acumen to manage society and practical skill in ways of implementing laws, in struggling against evil and carnal desires and preferring the interests of Islam to personal and factional interests, has to take charge of government affairs.

In this regard, one may possibly say: Since we do not have direct access to ama‘sum , the qualifications required for the Islamic ruler are no longer necessary nor credible-neither the expertise in Islamic jurisprudence, God-wariness nor managerial skill. Anyone may file his candidacy to rule over the Muslims, and once the majority of people accept him, his authority should be credible and binding. In reality, this hypothesis is anchored in the principle of “all or none”.

That is, if the highest form of qualifications which only ama‘sum possesses is unavailable, those qualifications in their lower forms are no longer credible. Once the piety of a ma‘sum is not possessed by anyone, piety is not necessary at all for a ruler. A corrupt person who commits a cardinal sin can also occupy the highest post in an Islamic government. One who does not have a rudimentary knowledge of jurisprudence can also occupy the highest post in an Islamic government. According to the Islamic political system, this notion has no justification at all and is rejected. It can only be justified in the Western democratic theory.

In Muslim countries, some intellectuals who have a superficial and scanty knowledge of Islam have mixed their understandings of Islam with the tenets of Western culture and succumbed to eclecticism. In supporting the democratic model, they show in practice that they have accepted the notion of “all or none”. These narrow-minded Muslims believe that in the presence of an infallible Imam, he must rule over the Islamic society. In his absence the criterion should be the opinion of the majority, and no condition other than popular acceptability be binding. Such a view is in no way compatible and concordant with the Islamic perspective and the dominant spirit of Islamic laws.

Islam has laid down different levels for its laws. In its value system, it has also considered different degrees of values. With respect to social issues, we can equally observe that it has taken into account special or

particular conditions for some social matters. In case of failure to meet all the required conditions, those conditions that can be met are acceptable. With the aim of elucidating this point, we shall deal with the issue of pious endowment [waqf ] which is one of the social laws of Islam.

It is stated in the rulings onwaqf that if a pious bequest [ mawqufah ] is endowed with a particular use, it must be utilized for only that particular use. Now, if that particular use is practically no more available and has no external manifestation, the pious bequest must be utilized in something which is most similar to the intended utility. For example, our predecessors had endowed many pious bequests to provide the forages of riding animals of pilgrims to the holy shrine of the Doyen of the Martyrs ( ‘a ). The income of these endowed properties was spent on the forages of horses and camels mounted by pilgrims to the mausoleum of Imam al-Husayn ( ‘a ) in Karbala’.

However, since that utility is no longer applicable now as no one goes to Karbala’ for pilgrimage riding a horse or camel anymore and traveling is done by air, rail or road, shall we dispense with those endowed properties and not consider any utility for them on the basis of the “all or none” thesis, or as the Islamic perspective or approach demands, shall we choose the other options which are the most similar to the previous utility to provide fuel for airplanes and vehicles of pilgrims to Karbala’?

Similarly, if an endower [waqif ] wills that after him any one of his sons who becomes amujtahid will assume the custodianship of hiswaqf , yet none of his sons is amujtahid though one of them has almost attainedijtihad or is a quasi-mujtahid , will thewaqf remain without any guardian since none of the potential guardians is fully qualified? Or, shall we choose the second most qualified in the absence of the perfectly qualified guardian, i.e. choose the one who has almost attainedijtihad in the absence of amujtahid ?

In religious and sociopolitical issues there are many examples that both reason and religion regard as having an array of degrees. Similarly, in the Islamic government different degrees have been considered for the ruler. In the case of unavailability of the highest degree, i.e. an infallible Imam like in this period of occultation, the government should be entrusted to the one who is the deputy of the infallible Imam (‘a ) and the nearest to him in every respect, and that is no one other than the duly competent faqih .

References

1. Immanuel Kant (1724-1804): the German philosopher considered by many as the most influential thinker of modern times. Describing in the Metaphysics of Ethics (1797) his ethical system which is anchored in a notion that the reason is the final authority for morality, actions of any sort, Kant believed, must be undertaken from a sense of duty dictated by reason, and no action performed for expediency or solely in obedience to law or custom can be regarded as moral. [Trans.]

2. Bihar al-Anwar, vol. 41, p. 14.

3. Nahj al-Balaghah, Saying 237.

Session 25:Grand Strategies in the Realm of Governance and Implementation (Part 2)

Government as perpetually needed by human society

In order to theoretically explain the need for government to our people and keep them away from committing certain fallacies, it must be noted that the said theory is based on the reality of human societies. A person who closes his eyes to reality and human nature, and engages in analysis and concludes that humans are angelic, have a pure disposition and are only in pursuit of goodness and virtue, is sadly mistaken.

According to him, if correct education and training is provided to people their moral motive will bind them to abide by the law and never violate it, and, if true laws, individual and social interests, and harms of violating laws are clearly explained to people and they are given the freedom to choose, no one will engage in corruption anymore and everybody will act according to law. It will be as simple as a person who knows that a given food is poisonous refrains from eating it. Similarly, people will accept what is good for them and avoid what is harmful. In this case, there will be no need to impose laws on people by means of brute force and pressure!

Such a notion is both illusive and idle. Those who know the reality of human life and society, are familiar with the history of mankind and can never imagine that in the near future, a time will come when as a result of the spread and promotion of moral values among people, all will spontaneously perform good deeds and not resort to evil-nobody will lie, commit treason, encroach upon the property and honor of people, violate others’ rights and no country invade its neighboring lands.

Need for government according to Islam and the Qur’an

Islam also regards it absurd and unrealistic to say that society is needless of government and brute force even when it possesses sound training, knowledge of law and what is beneficial and harmful. In the verses about the creation of Hadhrat Adam (‘a ), the creation of man has been explained in such a manner that his weakness and possibility of going astray is clearly indicated:

﴿وَإِذْ قَالَ رَبُّكَ لِلْمَلاَئِكَةِ إِنِّي جَاعِلٌ فِي الأَرْضِ خَلِيفَةً قَالُواْ أَتَجْعَلُ فِيهَا مَن يُفْسِدُ فِيهَا وَيَسْفِكُ الدِّمَاء وَنَحْنُ نُسَبِّحُ بِحَمْدِكَ وَنُقَدِّسُ لَكَ قَالَ إِنِّي أَعْلَمُ مَا لاَ تَعْلَمُونَ﴾

“When your Lord said to the angels, ‘Indeed I am going to set a viceroy on the earth,’ they said, ‘Will you set in it someone who will cause corruption in it, and shed blood, while we celebrate Your praise and proclaim Your sanctity?’ He said, ‘Indeed I know what you do not know’.” 1

When the angels recount the social corruption and bloodshed of human beings, God does not deny it. Instead, He highlights the wisdom beyond the creation of man which is unknown to the angels.

Similarly, in some other verses God mentions some moral weaknesses of man, as in the following verses:

﴿إِنَّ الْإِنسَانَ خُلِقَ هَلُوعًا ٭ إِذَا مَسَّهُ الشَّرُّ جَزُوعًا ٭ وَإِذَا مَسَّهُ الْخَيْرُ مَنُوعًا﴾

“Indeed man has been created covetous: anxious when an ill befalls him and grudging when good comes his way.” 2

﴿إِنَّ الإِنسَانَ لَظَلُومٌ كَفَّارٌ﴾

“Indeed man is most unfair and ungrateful!” 3

It is interesting to note that in the latter verse God describes man as “zalum ” which is the superlative degree [Sighah al-Mubalighah] and means “most unfair”. This description indicates that inequity, insolence and ungratefulness in human beings is such that it cannot be neglected, and human societies will always be replete with injustice and ingratitude. The notion is unacceptable that through education, training, enlightenment, admonition and counsel, people can build a society whose members are all well-mannered and refined and no one violates laws and moral values, and where there would be no need anymore for government and the police force.

The Qur’an also opposes this notion and indicates that in human societies with different motives there will always be violation. Of course, social scientists are discovering and identifying the factors behind individuals’ violation and commission of crime, and have identified some as ignorance, illiteracy, genetic and environmental factors. This is not our concern at present as we only intend to state that violation of law and commission of crime and sin always existed, and will be the same in future.

Of course, we believe that by the grace and blessing of God, a time will come when through Hadhrat Wali al-‘Asr (may Allah expedite his glorious advent) the ideal Islamic and divine society will be established. It must be noted, however, that even that society will not be totally free from violation of law, in addition to the fact that it will also not persist forever. It is even mentioned in some traditions that some will revolt against the Imam of the Time (may Allah expedite his glorious advent) and cause his martyrdom.

It cannot even be expected therefore that during the rule of Hadhrat Mahdi ( ‘a ) society will become totally ideal and desirable and completely devoid of sin and transgression. Of course, the structure of that government and his exercise of authority will be such that no oppression and corruption will continue unanswered, the implementation of justice will be all-encompassing, and violations in social and public life will diminish, but they will not be uprooted in total. This is because man will not acquire an angelic nature. As in the past, there will always be room for insolence, sin, violation, and transgression in him.

Thus, paying attention to reality prompts us to acknowledge the exigency of state and government. One must mingle with people and observe their conduct and behavior-see how even good and meritorious individuals commit sins and offences sometimes. Naturally, in order to deal with and prevent violations, sound and necessary laws must be implemented (and I dealt with the necessity of codifying and enacting them), for if laws for implementation and execution in society are codified, they must have implementers and executive guarantors. The fundamental reason for having a government is to guarantee the implementation of laws at all levels of society. This is the point we are presently concerned with. God willing, we

shall deal with the duties and prerogatives of government, its organizational structure and other related issues in future discussions.

The exigency and source of power

A government possessing brute force and sufficient power must be established so as to manage affairs, implement laws, defend beliefs and values, maintain internal and external security, prevent violations, thwart conspiracy, and hamper external aggression to Islamic society. For this reason, in political philosophy the concept of power is pivotal. In fact, some have even described “politics” as “the science of power”. Admitting the necessity of a government or executive power possessing power and authority, the question arises: What is power and on what basis do certain people acquire power and authority to implement laws and deal with violations?

Some members of human society always tend to commit crimes due to various reasons such as weakness of intellect, lunacy, bad upbringing, and the like. They set a place on fire, open fire on innocent people, or commit crimes which, thank God, are rarely committed in our Islamic society. But statistics show that that same usually happens in the most advanced Western or European countries. As stated in reliable sources, in the capital of one of those countries, a certain number of murders are committed every minute.

These statistical records are reflected in the official papers of those countries. But if a murder or another crime is committed in a certain part of our country of 60 million people,4 we will be surprised why such a crime is committed in the Islamic republic! In a bid to confront and deal with these crimes, there must be an institution possessing physical and material force to guarantee the implementation of laws.

Thus, the first condition in guaranteeing implementation of laws and dealing with violators is the possession of material, physical, and even bodily force and power. With the advancement in science and technology, sophisticated arms, instruments, tools and electronic devices are at the disposal of law-enforcers to penalize criminals. Keeping in view this necessity, each government-big and small, advanced or not-has a disciplinary force for dealing with crimes and maintenance of internal security.

The quantity and quality as well as the arms and equipment at the disposal of the disciplinary force are concordant with the type and structure of the government employing it. That is, the smaller and not-so-advanced governments tend to have meager forces and simpler military equipment while the more advanced, extensive and complex governments tend to have larger forces and more sophisticated and powerful arms, equipment and arsenal.

Without possession of brute force, implementation of laws cannot materialize. There must be brute force to call criminals to account, punish them and act as a deterrent.

Similarly, in order to protect and defend the frontiers against external enemies, the exigency of a potent deterrent force with sufficient equipment and facilities can be well understood. In the structure of states, the burden of

this responsibility is shouldered by the army and disciplinary forces so as to defend the country’s frontiers.

Administrators must be God-wary and morally sound

However, mere possession of bodily power and physical ability is not enough for assuming an executive post and guaranteeing law. Anyone who wants to achieve this objective must also be God-wary and morally sound; for, if he is impious, he does not deserve the power at his disposal nor will he benefit society but will cause problems and exploit that power and position.

During the period of struggle of the Iranian nation against the regime of thetaghut prior to the victory of the Islamic Revolution, the Imam (q ) said that arms must be placed at the disposal of righteous and meritorious individuals so that aside from struggling against the regime of thetaghut they can pursue the rights of people and the sovereignty of Islam, and not only think of acquiring power. Once arms are at the disposal of undeserving individuals, power is actually at the disposal of powerful devils who bring nothing to society except corruption and destruction.

Of course, the implementer of law must have enough knowledge of law and its different dimensions and aspects. As law enforcer, each of the executive officials, in whatever political echelon, must have enough knowledge of law; otherwise, even if the person does not want to act according to his own desire and is determined to act upon the law, he will commit errors in practice and not apply the law correctly. Although such a person has no bad intentions and is morally sound, his lack of knowledge of law and incorrect interpretation will lead to misguidance and deviation, and in practice, trample upon the interests of society.

Therefore, the one who is in charge of implementing law must have knowledge of it, enjoy executive power and be pious and morally sound. In the religious texts, these three qualifications are described as: expertise in jurisprudence [fiqahah], God-wariness [taqwa] and executive and administrative acumen. Of course, each of these three general qualifications has its own secondary parts and aspects which are not part of our present concern. Presently, we will focus more on the general rather than the particular.

An examination of the legitimacy of government in political philosophy

This is one of the profound topics in political philosophy which has been examined in various forms based on different schools of thought and is expressed diversely. One of these expressions is “social power” which government officials must possess. The question now is: From where does a government acquire “social power” legitimacy, the right to take charge of government and implement law? On what basis does a person acquire the right to occupy the highest post in government? In a country of 60-million population with many experts, highly educated and meritorious figures, why is it that only one person occupies that highest post? Who grants him this power? Basically, what is the criterion of legitimacy of government and government officials?

The different political and legal schools have given diverse answers to the abovementioned questions, but the answer which is shared by the world today is that power is granted by people to the ruling body and chief executive. This power is granted to a person only through the general will and approval of people, and other ways of transferring power are illegitimate. It is not possible for a person to inherit such power from his father. In monarchical systems the notion is that power or sovereignty is hereditary. When a monarch dies, power is transferred to his son as an inheritance. This hereditary power is transferred from father to son, and people have no role in it.

This form of government still exists in some countries but the dominant culture in the world today and world public opinion does not accept this system and theory. Assuming that a person deserves to rule the people, it does not follow that after him his son is definitely the most competent person to take charge of government. People do not consider it as the most appropriate option. Besides, they clearly witness that there are others far more competent than the person who inherits political power.

It is on account of the unpopularity of the monarchical system that monarchy has become ceremonial in nature and its power delegated to a person elected by the people, for example, the prime minister. In reality, in those countries only the royal title remains for the monarch and actual power lies with the elected representative.

In the dominant democratic system of today, the person who is competent to take charge of government and executive power is the one who is elected by the people, and it is only through their will that the government acquires legitimacy. Of course, there are different forms of elections and the people’s will is manifested in different countries in different ways. In some countries, the chief executive is elected through the direct vote of the majority of people while in other countries the chief executive is chosen by parties and deputies elected by the people. In reality, the parties and members of parliament serve as the medium between the people and the chief executive. In any case, once a person is directly or indirectly elected by the majority of people, the power to rule is granted to him and thereby, as the chief executive he assumes the function of leading and guiding society.

According to this contract, during a temporary period of two years, four years, eight years or even a lifetime, the people are subject to the command and order of the elected ruler in accordance with the law accepted in various systems and countries.

Under this assumption, the power of the law enforcer or his government is derived from the people. He will not succeed, if the people do not approve of him. This idea or theory has various dimensions; philosophical, anthropological, conventional and empirical. Having experienced and observed the various forms of government, a given form of government has been identified as the best and most efficient form.

Once the legitimate government is formed, the people are bound to accept its laws and agree on following and obeying it. The Islamic system tackled and accepted this matter prior to its discussion in other schools and societies. The participation of people, their election of government officials

and public consensus on it has long been theoretically discussed in Islamic society. Besides, it has also been put into practice. Imposing authority on others on the basis of inheritance or by the use of force is not only doomed to failure but also condemned by Islam. Thus, though Islam acknowledges the necessity of public consensus the question is: Is public consensus and people’s acceptance enough for the legitimacy of government according to Islam, or legally speaking, does the Islamic government only do what is approved by the people?

In some newspapers, articles and books, it is written that in the world today acceptability [ maqbuliyyah ] and legitimacy [ mashru‘iyyah ] go hand in hand. The basis and proof of a government’s legitimacy and right to rule is that the majority of people vote for it. In other words, legitimacy emanates from acceptability. Once the people accept a person and vote for him, his rule shall be legitimate and legal. This is the democratic viewpoint generally accepted by the world today. Our question is: Does Islam accept this view?

Difference between Islamic and liberal perspectives on legitimacy

In reply, it must be stated that what is discussed in thewilayah al-faqih theory and preferred above all forms of democratic governments is that the basis of a government’s legitimacy and legality in Islam is not the people’s vote. However, the people’s vote is like the body while the soul of legitimacy is the permission of God. A Muslim regards the universe as God’s dominion and believes that all people are His servants, and for this reason, there is no difference among individuals as they are all equal in servitude to God. As the Holy Prophet (s ) says,

أَلْمُؤْمِنُونَ كَأَسْنَانِ الْمَشْطِ يَتَسَاوُونَ فِي الْحُقُوقِ بَيْنَهُمْ

“The believers are like the teeth of a comb; they are all equal in rights.”5

So, as servants of God, all are equal and as such there is no difference and distinction between them. All humans are equal in humanity and none is superior to others. Man and woman, white and black are all equally and essentially human. How, it can be asked, and on what basis does a person acquire power through which he exercises sovereignty over others? We accept that the law enforcer must possess brute force which he can employ in times of need. We stated that executive power without brute force cannot perform its duties and the raison d’être of executive power is nothing but brute force through which it compels people to obey the law.

Now, if brute force is not at work and the government can call on the people to obey the law by means of mere counsel and admonition, the presence of the ‘ulama’ and moral teachers would suffice. The philosophy behind the existence of brute force is that it can be employed in times of need to deter any violation of law, so that anyone who infringes upon the property and honor of another can be apprehended, imprisoned or punished.

The execution of punishments prevalent in the world today and also determined by Islam for violators-one of which and the most known is imprisonment-deprives man of some liberties. A person forcibly confined to an enclosed space has been deprived of his most fundamental freedom. The

question is this: On the basis of which right can a person deprive a violator of his freedom? Law enforcers’ power to deprive a violator of law of his liberty and rights must be legitimate and rightful.

It is true that the offender must be punished, but why is this punishment exercised by a certain person and not just anyone? Selection of a given person for implementation of law and bestowing of legitimacy to his action must have some basis, because his action is an exercise of authority over human beings. He who imprisons the criminal actually exercises authority over his being-depriving him of freedom and rights, confining him to a limited space and not allowing him to go wherever he likes. He is like a king who is punishing his own slave.

Since dealing with criminals and violators means deprivation of their freedom and rights and is an exercise of authority over human beings, in the Islamic perspective, the basis of legitimacy of executive power is something more than majority vote. The basis of legitimacy is the permission of God because human beings are all servants of God and He has to grant permission to others to exercise authority over His criminal servants. All people-including criminals-have freedom and this freedom is a divine grace bestowed on all human beings and no one has the right to deprive others of this freedom. The one who has the right to deprive others of freedom is the Master of them all and that Master is none but God.

As such, in the Islamic perspective and approach, in addition to that which is regarded in all humane and rational systems as necessary for the formation of executive power and in essence government, another basis or criterion is also necessary which is rooted in Islamic beliefs and tenets. According to our beliefs, God is the Lord and Master of the universe and mankind. Such belief demands that exercise of authority over His creatures must definitely be done by His leave. On the other hand, laws that define crooked actions and consequently restrain liberties cannot be implemented by the citizens themselves as it requires an institution to pursue their implementation. Consequently, a government or executive power possessing brute force must be formed.

Undoubtedly, a government or executive power cannot function without exercising authority over God’s creatures and restricting the liberties of individuals. We have stated that exercise of authority over creatures, though only in the form of restriction of freedom of the criminals and offenders, is justifiable for the One who has such a prerogative, and this prerogative or merit is delegated to others by God only because He is the Master and Lord of mankind and He may authorize the government to exercise authority over His creatures.

The advantage of the theory of wilayah al-faqih over other theories about government introduced in political philosophy is that it is rooted in Islamic doctrines and monotheism [tawhid]. Under this theory, the government and the exercise of authority over people must be sanctioned by God. On the contrary, to believe that to exercise legal authority on the action and liberties of others does not require the permission of God is a sort of polytheism [shirk] in the Divine Lordship [rububiyyah].

That is, if the law enforcer believes that he has the right to exercise authority over the servants of God without His permission, he actually claims that just as God has the right to exercise authority over His servants, he also has the same right over them, and this is a form of shirk. Of course, it is a form of shirk which does not render a person as apostate [murtadd]; rather, it is a lower form of shirk which is equivalent to transgression and disobedience, which is a not a minor sin. How can a person consider himself equal to God and claim that just as God exercises authority over His servants, he also has the right to exercise authority over them by relying on their vote? Do the people have any authority that they can delegate to others? The people are all servants of God and the authority over them is in the hands of God.

If we correctly analyze the Islamic perspective and approach on governance, we will arrive at the conclusion that in addition to that which is acceptable to all rational people in the political systems in the world, there is another thing that must be taken into account, and that is the government’s need for the permission of God to exercise authority over His servants. According to this theory, the legitimacy of government is derived from God while the acceptance and vote of the people is the condition for the formation of government.

References

1. Surah al-Baqarah 2:30.

2. Surah al-Ma‘arij 70:19-21.

3. Surah Ibrahim 14:34.

4. Based on the 6th Population and Housing Census conducted in October-November 2006, Iran has a population of approximately 70 million. [Trans.]

5. Bihar al-Anwar, vol. 9, p. 49.


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