2). Psychological Evidence Runs Counter to the Theories
To begin with Gricean semantics: on Grice’s model it seems that literal sentence meaning isprior
to speaker meaning. On hearing an utterance, a subject S is supposed to first grasp the literal meaning of the sentence uttered, then see that this flouts some general principle of good communication, finally this licenses the subject to proceed to infer some more suitable proposition as the one the speaker actually meant to convey. So to take an example, imagine that A says ‘There is nothing to eat’. A hearer, B, can then reason as follows:
The sentence ‘There is nothing to eat’ literally meansthere is nothing to eat
The proposition in (i) is trivially false.
Asserting trivial falsehoods is in contravention of the general maxims of communication.
I believe that A is a competent speaker and abides by conversational maxims
Thus I should infer some more suitable proposition as the one A means to convey, e.g. I should take A as intending to communicate thatthere is nothing suitable to eat.
For Grice, then, it seems to be an integral part of his account that sentence meaning comes first: it is what a hearer must grasp prior to proceeding to a grasp of speaker meaning. Our question now then is: does this Gricean account fit with the psychological evidence?
The first point to notice is that it obviously doesn’t fit with first-personal psychological content, for we often arrive at attributions of speaker meaning without consciously entertaining sentence meaning and then engaging in the kind of extended inferential reasoning Grice suggests. However, this realisation is not necessarily problematic for Grice, for his account might still hold as an account of occurent mental content. That is to say, although we don’t consciously engage in the kind of reasoning which Grice suggests, such a process might still provide the unconscious route to a grasp of speaker meaning. So does the Gricean picture describe the unconscious processes by which we arrive at speaker meaning?
The answer to this question seems to be ‘no’, for we sometimes seem to be in a position to grasp pragmatically enriched speaker meaningbefore
we are in a position to grasp literal sentence meaning. There are at least three kinds of case which are relevant here: non-sentential assertion, metaphor comprehension, and scalar implicatures. Turning to non-sentential assertion first: it is clear that a significant proportion of the things people say do not (at least at the surface level) reach the level of complete sentences. Thus we have exclamations like ‘Fire!’ or ‘Help!’, and comments like ‘Nice dress’, ‘Bear country’ and ‘From France’. To make the case that these or similar utterances are genuine cases of non-sentential assertion (i.e. the production of something which falls short of sentencehood but which nevertheless conveys a complete proposition) we need to be sure that there is no syntactically present but phonetically unmarked material in the utterances. That is to say, we need to be sure that the words spoken exhaust the syntactic content of the utterance, and in at least some cases this doesn’t seem to be the case.
A second challenge comes from so-called ‘direct access’ views of metaphor recovery (e.g. Gibbs 2002), where it is held that we are at least sometimes able to recover metaphorical meaning for words and phrases before we are in a position to grasp complete sentence meaning. That is to say, at least sometimes subjects proceed to a metaphorical interpretation of part of a sentence before they have heard the sentence uttered in its entirety. So for instance, where we have talk of ‘icy glares’ or ‘green shoots of recovery’ the claim is that we proceed directly to a metaphorical interpretation of the phrases before we hear the whole sentence the phrases are embedded in. Once again, if this is right then it seems to cause problems for Grice’s account because it runs counter to the priority claim: hearers are not, contrary to what the Gricean account seems to demand, waiting to process a complete sentence prior to working out speaker meaning.
Finally, this idea that pragmatic effects must, at least sometimes, occur at a local rather than a sentential level also seems to be demonstrated by some experiments concerning the recovery of scalar implicatures. A scalar implicature occurs when a speaker opts to use a weaker or stronger item on a given scale and thereby pragmatically conveys that the alternative terms on the scale do not hold. So for instance, though the lexical entry for ‘some’ is held to be that familiar from first-order logic, namelysome and possibly all
, many utterances of ‘some A’s are B’s’ convey the pragmatically enhanced reading that ‘someand not all
A’s are B’s’ (e.g. ‘some delegates came to my talk’ conveys the enriched reading that some but not all of them did). Or again, ‘or’ is taken to have a lexical entry matching that for the inclusive-or in logic, namely ‘A or B or both’, but again many utterances involving ‘or’ convey a pragmatically enhanced reading, namely the inclusive-or ‘A or B and not both’ (e.g. ‘Main meals come with chips or salad’). For Grice, since such enhanced scalar readings are pragmatically enhanced instances of speaker meaning they should only be available to subjects once they have determined the literal meaning of the complete sentence in which the scalar terms appear. So, recalling the picture above, if I hear you say ‘Some delegates came to my talk’ I should first work out the literal meaning of this sentence, then I should see that this flouts some principle of good communication (for instance, it is not the most informative thing you could have said), finally I should infer some alternative proposition, e.g.some but not all the delegates came to your talk.
However, this model seems to be contradicted by experimental findings concerning how ordinary subjects process scalar terms. So, in a set of experiments Storto and Tannenhaus tracked the eye movements of subjects when exposed to a grid of pictures and a sentence relating to the pictures which contained a scalar term. To give an example of the kind of test they ran: hearer’s were exposed to a two-by-three grid like the following:
They were then exposed to part of a sentence, for example ‘The car or the clock is next to a …’ and their eye-movements were tracked to this point. The result was that by this stage in the sentence the majority of subjects were already focused on the pictures in the column on the left-hand side. What this seems to show is that by this stage in sentence processing subjects were already processing ‘or’ not in its weaker inclusive sense (one or the other or both) but in its stronger exclusive sense (one or the other but not both). For it is only if ‘or’ is read exclusively in this sentence fragment that one has enough information to rule out the column on right of the grid, which depicts the same pair of objects and thus would serve to make true an inclusive interpretation of ‘the car or the clock is next to a…’. The findings from these eye-tracking experiments, together with cases of apparent sub-sentential assertion and direct access to metaphorical interpretations, seem to show that on at least some occasions context acts to affect contentbefore
sentence meaning has been recovered. That is to say, they seem to show that pragmatic effects can occur at a local (word- or phrase-based level) as well as a global (sentence) level.
Turning now to minimal semantics, it seems that a similar kind of challenge - stemming from the psychological evidence concerning linguistic understanding - can be made against the theory. Indeed this seems to be the basis of Recanati’s objection to the minimalist approach in terms of what he calls the ‘availability principle’:
What is said must be intuitively accessible to the conversational participants (unless something goes wrong and they do not count as ‘normal interpreters’).
The availability principle is one which Recanati suggests any feasible theory of semantic content must respect, yet it is a principle which minimalism clearly flouts. For, as noted when we introduced minimalism at the start of the paper, even if there are such things as minimal contents they are not the kinds of things which speakers and hearers consciously entertain in most normal conversational exchanges. If I hear you say ‘There’s nothing to eat’ or ‘You won’t die’, the contents I am likely to consciously entertain includethere is nothing to eat in the fridge
oryou won’t die from that cut
, they don’t includethere is nothing to eat (in some contextually unconstrained domain)
oryou won’t die
. Thus minimal contents are not (usually) what conversational participants consciously entertain on hearing an utterance but also nor are they the things agents (usually) bring to consciousness when reflecting on how assignments of utterance meaning were made. If asked how I got tothere is nothing to eat in the fridge
I’m likely to appeal to facts like your looking in the fridge, but I’m unlikely to appeal to the minimal content the minimalist assigns the uttered sentence. It seems then that minimal contents are simply not available to normal subjects and as such they cannot, Recanati objects, play the role of semantic content. According to Recanati, the availability constraint “leads us to give up Minimalism. That is the price to pay if we want Availability to be satisfied”.
So, when we turn to look at what is in the minds of subjects when they are engaged in linguistic processing it seems that what we find is not Grice’s picture of grasp of literal meaning plus an act of inference to speaker meaning, nor is it the minimalist’s minimal propositions. Whether we are appealing to conscious, first-personal content or some less immediate notion of unconscious or occurent content, the psychological evidence seems to run counter to both theories. Yet this is problematic since, as noted in the previous section, both accounts subscribe to the view that semantic content is metaphysically dependent on psychological content. The worry is that, in the absence of a story about why one cannot move from psychological evidence to semantic theorising, the current evidence shows that both accounts must be rejected.