History Of The Caliphs

History Of The Caliphs12%

History Of The Caliphs Author:
Translator: Ali Ebrahimi
Publisher: Ansariyan Publications – Qum
Category: Various Books
ISBN: 964-438-457-1

History Of The Caliphs
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History Of The Caliphs

History Of The Caliphs

Author:
Publisher: Ansariyan Publications – Qum
ISBN: 964-438-457-1
English

CHAPTER V: IMAM HASAN’S IMAMATE

Acquaintance with the Kufiyans

Iraq has been an Islamic land that dominated over Islamic world throughout caliphate life for centuries and therein numerous important developments were embedded. With two cities of Basra and Kufa it initially appeared under the name of“‘Araqiyan” and later with the appearance of Baghdad it played a more important role. The time we talk about is when it is still a hundred years left to Baghdad emergence. Basra, for years after the event of Djamal, was ‘Uthmanids.[1525] Although it was somewhat moderated with the Mu‘tazilites’ (schismatic) penetration later. On the other hand, Kufa has always been known as a Shi‘ites center that did adhere to its belief during the Umayyads’s authority and later on. On different occasions this city has been“reproached” on the one hand and admired on the other, thus different judgments have been passed about the Kufa people as follows,

A. These people on different occasions took different positions. Once they rose for defending Ahl al-Bayt and strengthened the ‘Alawites with their courage and it was their assistance that helped Imam defeat Nakithin. Yet, it was the last years of Imam ‘Ali’s caliphate when they hesitated to help him, so the gospel. Truth was defeated and the credal error won. Though many[1526] , later they left Hasan Ibn ‘Ali (a) helpless on his own as well. Such a tragedy was also repeated in Muharram 61. However, many of them under the name of Tawwabin (the Penitents) repended and in a movement were martyred. Another group allied with Mukhtar Ibn Abi ‘Ubayd to take revenge for Imam Husayn’s assassin to show their Shi‘ites stance. With not helping Zayd Ibn ‘Ali in 122 H. they proved their unfaithfulness to the ‘Alawites.

B. The why of such contradictory judgments is the existence of various political and religious groups in the city. One group was the Kharidjites, another was somehow the Umayyads’ accomplice as the noble and the other group was the Shi‘ite Muslims, Ahl al-Bayt’s devotees from among whom the righteous were praised for their right deeds and the wicked kept on until they murdered the prophet’s son.

C. The existence of the tribes was also influential in people’s quick stance changing. They went to extremes in their tribal prejudice so irrationally that they made rash decisions on any trivial affair. Mostly in favor of the tribes were the decisions, so they threatened the Kufiyan’s unity, exactly what the Umayyads took advantage of several times.

Here it looks essential that we get acquainted with the Iraqi’s state on the threshold of Hasan Ibn ‘Ali’s Imamate. Were these people familiarized, the next developments in Iraq would be well comprehended.

Doing research on Imam Hasan’s disciples, Shiykh Mufid classified people into categories. Imam ‘Ali’s Shi‘ite Muslims; the Kharidjites who were intent on fighting Mu‘awiya and due to Imam Mudjtaba’s intention of battling against Damascus allied with him. Those greedy for the booty; Common people negligent of what to do; and the group included those with tribal prejudice who obeyed their chiefs disregarding the religion.[1527]

The number of those belonging to the third group exceeded all. As Iraq was the center of eastern conquests, they gained a great deal of booty in all wars. Yet, since Imam ‘Ali’s entrance to the land civil wars began; therefore, they assumed the ‘Alawites as debtors.[1528] After Nahrawan, they did not deem to the good of themselves to start a new war in the prevailing status. With the rumors spread by Mu‘awiya’s spies in Iraq, doubt expanded among the Iraqis. The Kharidjites’ emergence added to their doubt and undermined them to understand the situation.

Regardless of what said above, the people of Iraq, as matter of fact, had expressed themselves encountering the rulers of a hundred years. The honor they had gained during the years of conquering Iran had made them dominant over the Prophet’s Medina and when dissatisfied of any ruler, they compelled even ‘Umar to depose him. The figures who were not among the tricksters seemed to be defeated. ‘Ammar Ibn Yasir as a righteous man as well as Sa‘d Ibn Abi Waqqas as an un-political person could never tolerate the state of Kufa. In spite of it Mughira Ibn Shu‘ba, a powerful debauchee (as described by ‘Umar), could rule over Kufa for years.[1529]

Later on, with Imam ‘Ali’s emigration from Medina to Kufa, it developed and the significance of its role in the Islamic world multiplied. His ethical and scientific background as well as his devotion during the life of Islam led people to rise up and help him. The Prophet’s disciples and his own close followers joining to his army added to his might and allowed no one to overcome him for a time. but, after the issue of arbitration was broached in Siffin, they found a justification for standing against Imam ‘Ali (a) and after suppressing the Kharidjites, they, under the pretext of fatigue, drew back from the internal affairs. Imam stated that although a ruler, he had been oppressed by people.[1530] People’s present state made Imam announce that he was by no means able to reform them. Though he could rule over them by force, it was never the way he did ever choose.

He himself has described them well enough,“O people of Kufa! With Qur’anic advice thee I reproached, fruitless it was. With rods thee I threatened, useless it was. With whips thee I punished, pointless if was. The only means to reform thee is sword, but at a cost of thy reforming never do I excite discord.” [1531] Sword was the one and the only thing that could make the people of Iraq obedient. This fact has been confirmed throughout history. If anyone like ‘Ali (a) and his progeny had never desired to make use of force, that is to impose something the people hated, neverever could he have succeeded.

Such rulers as Ziyad, his son, ‘Ubayd Allah, or Hadjdjadj could pacify Iraq. Despotism was what could remove the tensions. Mukhtar also could rule for a short time with his policy but because not despotic, he could never unite Kufa let alone Iraq.

Amir al-Mu’minin, the Commander of the Faithful, has expressively described this nation. He has likened them to a pregnant woman who aborts her baby at the very last moment after bearing the sever pain of pregnancy.[1532] To camels without riders he also likened them that are gathered from one side but scattered on the other.[1533]

It is quite natural that such morale can on no accounts tolerate a calm and reformist ruler who resorts to human and logical ways. At the end, the more Imam insisted on people’s unity against Damascus, the less they even tried to defend Iraq.

It was then when Imam addressed them reproaching,

أيتها الفرقة التي إذا امرت لم تطع وإذا دعوت لم تجب، لله أنتم، أما دين يجمعكم، أما حمية تشخدكم؟ أوليس عجباً أنَّ معاوية يدعو الجفاة الطغام فيتبعونه غير معونة ولا عطاء وأنا أدعوكم وأنتم تريكة الاسلام، أنه لايخرج إليكم من امري رضاَ ترضونه ولا سُخط فتجتمعون عليه وإن احبَّ ما أنا لاق إلي الموت[1534]

“O the crowd laying disobedient when ordered and remaining silent when called. Thou hast no religion to prepare thee? Thou hast no fervor to propel thee? Not a surprise rogues follow Mu‘awiya without expecting money and he is obeyed. I call you, the survivors of Islam, but you never follow me even I am not outraged for this. The only desire I seek is death.”

These people treat ‘Ali such while having brilliant records as far as he desires death. Of course, Imam could attract people, like Mu‘awiya, through non-Islamic ways or force them to war. But Imam behaved them this way now that they like staying and he never intended to force them to accept something they did not want[1535] because if he did so, his leadership is not“Imamate “ but “Monarchy” . This was something Mu‘awiya stayed proud of. Anyway, such people faced Hasan Ibn ‘Ali (a)’s succession, the eople unwilling to admit their Imam’s command to defend Iraq and they went their homse from Nahrawan for rest and never returned.[1536] Mu‘awiya’s position in Damascus had strengthened as well. Damascus people who had already called Mu‘awiya Amir now called him Amir al-Mu’minin. The Iraqi solidarity was not like that of Siffin time. The death toll in Siffin and Nahrawan had undermined the Iraqi’s spirit.[1537] Since Hasan Ibn ‘Ali was Imam ‘Ali’s son, it had added to the difficulties. Yet, Iraq was afraid of being dominated by Damascus. Although they disobeyed their Imam, they were not contended with his murder. In other words, because they did not want to be under Mu‘awiya’s dominance, they had no other alternative but swearing allegiance to Imam ‘Ali’s son. Under those circumstances no one could lead Iraq but Imam Hasan (a). Supposing that he did not exist, the Umayyads would naturally rule over Iraq. Nevertheless, the Iraqis’ allegiance was not so wholehearted to keep them faithful to their new Imam. As seen later, on the horns of a dilemma, they preferred to be beside the Umayyads, yet unwillingly. Therefore, among these people there was no room for Imam. He had to head for Medina.

Imam Hasan’s Character

Regarding Imam Hasan’s virtues many narrations are recorded the narrators of which have been both Shi‘ite Muslims and Sunnites scholars.[1538] Many historical books have been written containing his virtues but regretfully until recently no serious effort had been made about the events in his life. Like any other time, the events are compiled with no serious research done nor is a detailed evaluation made. Most of the recorded virtues concerned with this magnanimous Imam reveal how much the two brothers were adored by Allah’s Apostle who expressed his affection even publicly. Coming down the pulpit, kissing them and then going up the pulpit indicated that there was a reason behind the scenes.[1539] It is additionally quoted from the prophet that he advised the present to recount to the absentees how he expressed affection for Imam Hasan (a).[1540]

He had also stated,“I do love him and the one loving him.” [1541]

Imam’s presence in Mubahala (cursing each other) and among the people of Kasa’ (covering) shows the credit the prophet had considered for him. Appealingly, when Imam Mudjtaba (a) took part in Ridwan allegiance, the Prophet swore allegiance to him.[1542]

In a narration he has stated, لوكان العقل رجلاً لكان الحسن“If wisdom was imagined in a man, he would be Hasan.” [1543]

Imam Hasan’s power in persuading the Kufiyans, when Nakithin[1544] revolted, manifests his importance and popularity among the people. As far as these hadiths are concerned, Muslims considered Fatima al-Zahra’s descendants as the Apostle’s, and despite the Umayyads’s and later the ‘Abbasids’s denial there was no doubt for Muslims in this regard.[1545]

It was due to his eminent characteristic that when Imam ‘Ali introduced him publicly as his successor, the people of Iraq and other areas swore allegiance to him as an official caliph. Meanwhile, the spiteful around tried to mar his characteristic introducing him as the one with no policy and prudence on the one hand and a worldly figure with an opposite position to those of ‘Ali (a) and Husayn (a) on the other hand. For example, with recourse to a handful of counterfeited reports they tried to rumor that Imam Mudjtaba (a) had been constantly marrying and divorcing.[1546] Related to the reports of the compromise, they claimed that he abdicated through a number of financial conditions. It implies that he had been after Darabdjird and Ahwaz revenues as well as the public found in Kufa.[1547]

In such reports they have declared that since Imam did not deem caliphate his right, he submitted it to Mu‘awiya. This utterance is nothing but an accusation because Imam had regularly made it clear that caliphate had been his right yet he had to give it up under duress.[1548] In addition to blemishing his reputation mostly done by the ‘Abbasids under the pressure of the Hasanides they abused Imam’s position to condemn ‘Ali (a) and even Husayn Ibn ‘Ali (a). They falsely quoted Imam as saying,”For the sake of kingdom, never will I fight Mu‘awiya”.[1549]

It could seem useful to Sunnites bigots to condemn Imam ‘Ali’s wars. It is also narrated that when Imam Hasan was born, his father liked to name him Harb (war)[1550] . They implied that from the very beginning he did naturally love to fight.

Elsewhere they have quoted him as saying,“The entire Arab might is in my hand so it will be with me whether I fight or compromise. [1551] One hundred thousand or forty thousand people swore allegiance to him and even loved him more than his father” .[1552] Anyone who believes such untrue remarks, he will inevitably assume that Imam left the authority of his own volition not by force. These two are worlds apart.

The other point was that this group of historians had been determined to prove in their historical reports that the two brothers had been in discord with different attitudes. In a narration they have quoted the Prophet as saying,“Hasan is from me but Husayn from ‘Ali” .[1553]

Whereas as one of Imam Husayn’s virtues repeated over and over is, حسين مني وانا من حسين“Husayn is from me and I am from Husayn.”

Why this narration was counterfeited is to introduce ‘Ali and his son, Husayn, both as the seekers of murder.

Concerning the differences between the two brothers, they have quoted Imam Husayn as saying to his brother,“I wish my heart were yours and your tongue mine” .[1554] They have also quoted Abu Bakr, upon seeing Hasan Ibn ‘Ali, as saying, بابي شبيه بالنبي ليس شبيهاً بعلي[1555] “By my father, he looks more like the Prophet than ‘Ali.”

These are all narrated as virtue by the later generations while they had been counterfeited with the mentioned aim. Such a view could help the ‘Uthmanids to damage Imam ‘Ali’s reputation and ‘Ashura.

One of the accusations made against Imam was his ‘Uthmanids stance, that is to say that he had been at odds with his father and refused to bloodshed in civil wars.

Misunderstanding the concept of compromise counted for the accusation. It was falsely claimed that although powerful enough, Imam relinquished authority to Mu‘awiya. But an unfounded accusation it is nothing. It was maintained to the extent that they narrated that he had accused his father of participating in ‘Uthman’s assassination.[1556]

Earlier it was discussed that no one but the Umayyads with political intention accused Imam ‘Ali of being an accomplice in ‘Uthman’s murder. By the same token how can it be ever possible for his son to accuse him of so? Surprisingly, a group of historians have said that Imam had sent his son to ‘Uthman’s house to defend him. Given that it is true,[1557] he had been set to prevent him from being killed. Furthermore, Imam Hasan had been among the participants in Djamal war who played pivotal roles against the ‘Uthmanidses. Imam ‘Ali’s representative to persuade the Kufiyans to take part in war was he who could persuade some ten thousand people into the anti-’Uthmanid war with his sermon in Kufa mosque.[1558] Prior to that, he had defended Abudhar when in dispute with ‘Uthman and when parting Abudhar at the time of being sent into exile he told him,”Put up with the difficulties they have made to you until you visit Allah’s Apostle while satisfied with you”[1559] In the thick of Siffin war ‘Ubayd Allah, ‘Umar’s son, who had killed Hurmuzan, his wife and his Abu Lu’lu’ scared of Imam ‘Ali’s retaliation tried foolishly in vain to have Imam Hasan stand against his father. It was after he rejected him angrily that Mu‘awiya said,“He is indeed his father’s son” .[1560]

In Siffin, Imam Mudjtaba (a) provoked people against Qasitin. Once he had addressed them, فاحتشدوا في قتال عدّوكم معاوية وجنوده فإنه قد حضر ولاتخاذلوا فإن الخذلان يقطع نياط القلوب[1561] “Unite against your enemy, Mu‘awiya and his army, and never droop for it does sever the nerves of your heart.”

He also, in a letter written to Mu‘awiya at the beginning of his term, alluded to Ahl al-Bayt’s rightfulness and oppressedness after the Prophet’s departure. These are all convincing reasons for confirming what a great helper Imam had been to his father Under any circumstances.

In a narration when Imam Mudjtaba saw Abu Bakr on the pulpit he said, إنزل عن منبر أبي“Climb down my father’s pulpit!”

Immediately Imam ‘Ali (a) said,إن هذا شيء عن غير ملاء منا[1562] “This is something exceptional in our tribe.”

Imam Hasan’s strong position in fighting against Mu‘awiya after assuming the caliphate was exactly like that of his father. Imam’s hostility towards the Umayyads was to the extent that Marwan did not allow his corpse to be buried next to the Prophet’s grave, saying,”Why ‘Uthman was buried outside Baqi‘ but Hasan Ibn ‘Ali next to the Prophet?”[1563] It does manifest how strong had been Imam Mudjtaba’s position against ‘Uthmanids’s attitude. Yet, as mentioned earlier regarding the issue of compromise and in order to legitimize Mu‘awiya’s rule, Imam’s position was distorted.

Imam Mudjtaba and Imamate

The trace of the ‘Uthmanids’s attitude in Sunnism proves that Imam Mudjtaba’s six-month caliphate was neglected considered neither as the Orthodox caliphs’ term nor as the monarch’s.[1564] In other words, his caliphate was not that legitimate. The survivors of Muhadjirun and Ansar in Kufa, yet along with the people of Iraq and the oriental lands of Islam had acquiesced to him as Muslim’s caliph. Meanwhile Mu‘awiya had also claimed caliphate in Damascus though according to himself only one from among Ansar had joined him, hence a wide gap was created among Muslims.[1565] It was evident that not only the principle of analyzing caliphate was not accepted at that time but also to the end of the historical caliphate era it was assumed impossible to exist two caliphs simultaneously in the Islamic world. The present situation of Iraq when Imam Hasan(a) assumed the power was far worse than that of Damascus. In addition to the defeat the Iraqi people had experienced concerning arbitration, the Kharidjites’s revolt did severely undermine their morale and after three wars had gone weary. In very last days of his life, the more Imam ‘Ali tried to mobilize them, the less they obeyed.[1566] Now after Imam ‘Ali’s martyrdom and the Iraqi people’s concern about Damascus domination, it looked probable that they resist. They should have chosen an Imam and as referred to previously, they had no other alternative. Qays Ibn Sa‘d’s and ‘Abd Allah Ibn ‘Abbas’s allegiance to Imam paved the way for the Iraqis’s allegiance. Following them, the residents of Hidjaz after a while of delay swore allegiance.

Among the people the Shi‘ite Muslims were found whose belief was profoundly in Imam Mudjtaba’s Imamate and whose sworn allegiance was based on it as well. As a matter of fact, the tendency of the majority in Kufa was towards Shi‘ism, namely denying ‘Uthman and approving ‘Ali (a). They, during Imam’s five-year term, being influenced by Imam and his disciples had become ‘Alawites and hated the ‘Uthmanids. Opposition to ‘Uthman as well as his infamy in the city from the very time of Imam ‘Ali (a) was to the extent that Djarir Ibn ‘Abd Allah Badjali had said that he would no longer stay where ‘Uthman was officially insulted.[1567] Whom could people choose other than Imam Mudjtaba after ‘Ali’s martyrdom? Among Muhadjirun and Ansar or even the Qurayshites, of course, there were a group of the Prophet’s disciples such as ‘Abd Allah Ibn ‘Abbas in Kufa who without a shadow of doubt had faith in Imam Mudjtaba and never ever did they think of someone else. The meaning was not that the Iraqi people liked Hasan Ibn ‘Ali more than his father,[1568] it was owing to the fact that there was no other choice. It is pointed out because some are set to declare that the convenient opportunity was provided to Imam Hasan but he himself declined to keep on his struggle.

As far as the theory of Shi‘ites Imamate is concerned, there is evidence that Imam ‘Ali had introduced his son as his successor though the Sunnis have not referred to such evidence for succession.[1569] A narration is quoted from the Prophet in this respect in many a source as stating, الحسن والحسين امامان، قاما أو قعدا[1570] “Hasan and Husayn are the Imams whether they rise up or not.”

This Hadith makes it clear that the two brothers’ Imamate had been expressly stated. Historically, there are reports as proofs of Imam Mudjtaba’s Imamate.

As reported by Nasr Ibn Muzahim, A‘war Shanni had addressed Imam ‘Ali (a), “May Allah endow you more with success for a glance you have cast at divine light… The leader is you. Were you killed, the leaders would be these two, Hasan and Husayn. Lend an ear to what I have composed, “O Hasan’s father! The dazzling sun of the midday is you and the shining moon is your sons. Until the Day of Judgement, thou and these two will go together as an ear with an eye. The generous are thou whose generosity is so sublime that no man can keep up with.[1571]

Mundhir Ibn Ya‘mur told Imam in Siffin, فان تهلك فهذان الحسن والحسين أئمتنا من بعدك“Hasan and Husayn would be our Imams after you even if you were killed.”

In a poem he had composed,

ابا حسن أنت شمس النهار وهذان في الداجيات القمر

وأنت وهذان حتي الممات بمنـزلة السمع بعد البصر[1572]

O Hasan’s father, the midday sun dazzling is thee and the shining moon is these two. Until the Day of Judgement thou and these two will go together as an ear with an eye

It clarifies that Imam’s disciples even from his time knew both Imam Hasan and Imam Husayn as his successors as after Imam Mudjtaba’s martyrdom Kufiyan Shi‘ite Muslims went after Imam Husayn (a). ‘Abd Allah Ibn ‘Abbas also called the people to listen to Imam Mudjtaba who said,“Swear allegiance to him who is your Prophet’s son and your Imam’s successor” .[1573]

In a letter, Imam Mudjtaba also wrote to Mu‘awiya“On the threshold of demise, my father entrusted the power to me.” [1574]

Haytham Ibn ‘Adi has quoted his chiefs as saying,“Hasan Ibn ‘Ali is his father’s successor” .[1575] When Abu l-Aswad Du’ali secured allegiance for Imam in Basra, said that,“Successorship and Imamate “ had been entrusted to him by his father.” [1576]

People also told Imam,“You are our caliph and your father’s successor and we are you followers” .[1577]

Anyhow it can be borne in mind that Imam ‘Ali (a) had introduced his son as his successor.[1578] One Friday when Imam did not feel fine, he asked Hasan to lead the Prayer.[1579] Heedless of the fact that Kufa Shi‘ite Muslims had come up with Imam Mudjtaba based on their beliefs, the special Shi‘ites concepts of Ahl al-Bayt and the dignity of Imam should be taken into account.

Imam’s first-ever sermon as reported by all related sources is,“Anyone who knows me, all right but anyone who does not know me, I am Hasan, Muhammad’s son. The son of the Bearer of good news and the Warner is I. I am the son of Allah’s Apostle and with His permission the guidance light. I am from among Ahl al-Bayt from whom any filth and sin is kept away; whom are purified and whose affection Allah has made incumbent upon you in His Book, say, for my mission I want thee naught but affection for my kinsfolk’s. [1580] And (anyone who does good, we do multiply his good), so this good is feeling affection for us, Ahl al-Bayt.” [1581]

Mas‘udi has presented a part of Imam Hasan’s one sermon as follows,“The saved Allah’s party and close kin’s of Allah’s Apostle are we. We are the purified ones and one of the two weighty things left behind by the prophet. The other one is the divine Book to which no wrong can ever penetrate … Obey us then, for our obedience is incumbent, for besides obeying Allah and His Apostle about the men of authorities it is ordered too. Anything which was in dispute, refer to Allah and His Apostle… If you referred to the Apostle and the authorities, they would surely figure it out, for they are the people of science inference” .[1582]

Hilal Ibn Yasaf has recounted that he was present when Hasan Ibn ‘Ali delivered a sermon saying,

“O Kufiyans! Fear from Allah concerning us. We are your emirs and your guests. We are the ones about whom Allah has stated, انما يريد الله ليذهب عنكم الرجس البيت ويطهركم تطهيراُ[1583] “Allah only desires to keep away the uncleanness from you, O people of the House! And to give you a thorough purifying.”

This sermon appears to be made after Imam Hasan was wounded in Sabat.

In spite of Muhadjirun’s and Ansar’s allegiance to the former caliphs, Imam Mudjtaba like his father deemed caliphate his right. His letter to Mu‘awiya like that of Imam ‘Ali (a) included censure for the former caliphs’ designation. Pointing to Quraysh’s reasoning in Saqifa, kinship to the Prophet (s) and Arabs’ approval of such reasoning, Imam in his letter wrote,”Although such reasoning we also had, Quraysh never behaved justly towards us as were behaved by Arabs. They altogether oppressed us and stood against us. Since we feared from the hypocrites and the parties, we had to bear them until we now come to grips with you who have no precedence in Islam and whose father had been the archenemy of Allah’s Apostle and Book”. Then Imam urged him to swear allegiance to him like people.

In his response, Mu‘awiya referred to his reaction against the event of Saqifa and wrote,“So you explicitly have denounced not only Abu Bakr, ‘Umar and Abu ‘Ubayda but Muhadjirun and Ansar. We never deny your virtues and precedence. That day they preferred them to you for protecting Islam. Today the discord between you and me is the same as that between Abu Bakr and you after the Prophet’s departure. If I were certain that you were better than me as a lord of peasants and supporter of the nation or stronger than me in collecting properties and in encountering the enemies, I would swear allegiance to you. Since I am more experienced in ruling and older than you, you had better concede my sovereignty. If you do so, I will entrust the authority to you after myself, grant you a great quantity from Iraqi Bayt al-Mal (Public fund) and the revenues of anywhere you demanded in Iraq.” [1584]

The mention Mu‘awiya had made about the similarity between his dispute with ‘Ali and his son and that of Abu Bakr and ‘Ali was also seen in the letters exchanged between Muhammad Ibn Abi Bakr and Mu‘awiya.[1585]

Considering himself as the successor of Abu Bakr and ‘Umar, Mu‘awiya insisted on it for he was pursuing a political intention as well.

Once he had written to Imam ‘Ali (a),”You did injustice to the caliphs all”.

If I did so, answered Imam, I should not apologize to you. The latter added,”I never did injustice. Only did I blame them and for what I did I will apologize to no one.”[1586]

For whatever reason the people of Iraq and Hidjaz swore allegiance to Imam Hasan. It is said that when swearing allegiance, Qays Ibn Sa‘d said,“For the sake of the Holy Book, the prophet’s Sunna and Djihad against the oppressors I do swear allegiance to you.”

Imam only preferred the first and the second ones saying,“These two are superior” .[1587] As recounted by Mada’ini after Imam ‘Ali (a) died a martyr Ibn ‘Abbas left home and cried out“One it left behind ‘Ali (a) if willing, invite him to come out and you swear allegiance to him but if unwilling no one forces you” . While they were weeping for Imam ‘Ali (a), people showed satisfaction. Imam stepped out of home and after delivering a sermon and reciting the verse of Tathir (purification) and the crowd swore allegiance to him.[1588] Later on Imam had addressed them,“Of your own volition you swore allegiance to me not under duress” .[1589]

According to what Isfahani has narrated, when Ibn ‘Abbas called on the crowd to swear allegiance to him they announced that they knew no other one to be lovelier and more rightful than him, they announced that they knew no other one to be lovelier and more rightful than him, thus, they swore.[1590]

Another point which merits to be taken into account is that the political principle agreed on caliphate is the allegiance of both Mecca and Medina. At the moment after about thirty years after the Prophet’s departure, the majority of Prophet’s disciples have been killed in conquests and also in Djamal and Siffin. Medina was no longer the center of caliphate. Therefore, the above-mentioned principle that was the allegiance of Muhadjirun and Ansar residing in Medina was called in to two questions. The problem per se foreboded how the situation was converted. It will be discussed later that the principle was not only dissolved but also substituted by the principle of succession on the part of Mu‘awiya. In addition, from among the chiefs of Quraysh a few survived to claim caliphate.

In a letter Mu‘awiya had written to Ibn ‘Abbas,“Now you have to be concerned about Quraysh! Only six are alive, two in Damascus namely ‘Amr Ibn ‘As and I, two in Hidjaz, Sa‘d Ibn Abi Waqqas and ‘Abd Allah Ibn ‘Umar and two in Iraq, you and Hasan Ibn ‘Ali” .[1591]

Under such circumstances, Iraq could only trust Imam ‘Ali’s son. However there was a problem due to which the Iraqis were not able to be firm in their chosen way. When swearing allegiance to Imam a group was set to swear provided that Imam did battle with Mu‘awiya. Imam Mudjtaba by no means approved their condition and said that he would not accept their allegiance unless they vowed to battle against anyone he battled and compromise with anyone he compromised.[1592] It seems quite natural that no leader can swear allegiance under such a condition. He ought to be fully empowered to battle or compromise. Imam’s remark never implies that form the very beginning he was not intent on war[1593] , but his next actions showed that he was among the ones who insisted on war. The main reason for rejecting this condition was preserving his sovereignty as Imam of a community. If the condition had been approved, they indeed must have chosen a military commander not an Imam.

Shiykh Mufid has recorded that Imam was sworn allegiance on Friday Ramadan 21st, 40.[1594]

First Actions of Imam and Mu‘awiya

Earlier we referred to one of Imam’s letters to Mu‘awiya and its answer. The exchanged letters recorded by Isfahani[1595] bore no fruit. Imam himself was absolutely aware that would never surrender with such letters, yet, it is of great significance that these letters be recorded as evidence to indicate explicitly what the reasoning of the both sides were for their legitimacy.

Mu‘awiya did his utmost to be kept abreast of the state in Kufa and Basra through his spies. But the spies were all identified and killed.[1596] Both Imam and ‘Abd Allah Ibn ‘Abbas had written to Mu‘awiya admonishing him for his violation. For the last time Imam warned Mu‘awiya if he did not surrender, he with the Muslim army would attack, فحاكمتك الى الله حتى يحكم الله بيننا وبينكم وهو خير الحاكمين[1597] “We entrust the arbitration between you and me to Allah to judge and He is the best arbitrator.”

When writing letters was fruitless, Imam wrote to Mu‘awiya,“Between you and I, sword will judge” .[1598]

In a letter, then, to his agents in various areas besides expressing his delight in Imam ‘Ali’s effortless murder, Mu‘awiya informed them of Kufa in chaos.“The nobles and the leaders in Kufa have written to me for guarantee of clemency for themselves and their families” , added he truly or falsely,“as soon as you receive the letter, move to me with your armies because time is ripe for revenge” . Accompanied by his army Mu‘awiya advanced towards Manbadj bridge. At the same time, Imam Hasan (a) sent Hudjr Ibn ‘Adi for people and his agents to get prepared for fighting.

In Kufa Imam after reciting the verse of, واصبروا ان الله مع الصابرين[1599] “And be patient; surely Allah is with the patient,” addressed the gathering,“O people, but through patience with what you dislike. You can never reach what you like. I learnt that Mu‘awiya is moving towards us. Hasten to Nukhayla you all” .[1600] Isfahani recounts that Imam was speaking as if doubtful about people’s readiness. No one breathed a word.

All of a sudden ‘Adi Ibn Hatim broke the silence saying,“I am Hatim’s son. Why on earth do you keep waiting? Do you not obey your Imam and your Prophet’s son?” Then he assured Imam and headed for Nukhayla. A number of people from the tribe of Tayy whose chief was ‘Adi Ibn Hatim accompanied him. According to Ya‘qubi, there were a hundred fighters in Tayy who never dared to disobey ‘Adi.[1601] Later, Qays Ibn Sa‘d, Ma‘qal Ibn Qays and Ziyad Ibn Sa‘sa‘a gave speeches; therefore, around twelve thousand soldiers gathered in Nukhayla. Imam accompanied them up to ‘Abd al-Rahman Convent.[1602]

It should not be ignored that the Iraqis’ morale had been undermined after the event of arbitration. They had prepared themselves for a compromise with Qasitin. On the other hand, whenever they imagined to be dominated by Mu‘awiya, their hair stood on end. At this juncture, a group feigned ignorance, another group was quite doubtful and only one group, the minority, joined Imam. Setting out for the camp, Imam left his paternal cousin, Mughira Ibn Nawfal, in Kufa to convince people to join. Harith Hamdani has said that those willing to join Imam went to Nukhayla while many balked at going among whom some had already promised to cooperate.[1603] As a result, Imam had to return to Kufa and mobilize support.

Imam’s such position-taking is despite what Zuhri and others have said, كان الحسن لايؤثر القتال ويميل إلى حقن الدماء[1604] “Hasan is as a matter of fact reluctant to battle.” ولم يكن في نية الحسن أن يقاتل أحداً ولكن غلبوه على رأيه[1605] “Since Hasan was not determined to battle, he compromised.”

In addition, Imam had given people raises in order to strengthen their spirit.[1606] They got the raise form the very beginning of caliphate to get ready for the war against Damascus.

The total number gathered in Nukhayla was twelve thousand. They had to go there following their chiefs and under the pressure of propaganda. Though this figure is stipulated in many historical sources, some believe that it was forty thousand. It is said that the troops with Imam going to ‘Abd al-Rahman Convent had been forty thousand form among whom a thousand were sent as the vanguard led by Qays Ibn Sa‘d.[1607] This mentioned figure can by no means be correct because, the historical narrations certify that all at first remained silent when called. How is it possible that the number augmented suddenly and miraculously? If Imam’s supporters were that many, there would be no need to go to Ctesiphon and summon forces nor to risk and leave the army all on its own. Many historians such as Ya‘qubi, Abu l-Faradj Isfahani and Ibn ‘Asakir who have accurately recorded the report have approved the twelve-thousand figure.[1608] There is a strong probability that this false narration refers to those who swore allegiance to him after Imam ‘Ali’s martyrdom. The number mentioned in that narration is forty thousand who were supposed to battle with Damascus.[1609] According to some[1610] , this narration had made a group of people assume that this great number had been prepared to aid Hasan Ibn ‘Ali (a) although the allegiance of this number to Imam ‘Ali (a) is open to doubt by itself. Regarding Imam ‘Ali’s repeated remarks in Nahdj al-Balagha and other sources about reproaching Kufa people for not helping him in the war against Damascus, it beggars belief that such a large crowd help his son. As it will be seen later the main cause for the compromise was people’s non-collaboration. Which can be easily inferred from Imam’s remarks. It is clear-cut that with the presence of forty thousand soliers such rematks should not have been quoted from him.

‘Ubayd Allah Ibn ‘Abbas was the commander of Imam’s army but Zuhri has mistakenly named ‘Abd Allah Ibn ‘Abbas.[1611] Some others have mentioned Qays Ibn Sa‘d,[1612] after ‘Ubayd Allah fled, who seized his position. There is no doubt that Imam had appointed ‘Ubayd Allah.[1613] Why Imam chose him was that in the present situation full of doubt Imam had no other choice but appointing one form his own lineage. Moreover, ‘Ubayd Allah bore Mu‘awiya a grudge because Busr Ibn Artat, one of Mu‘awiya’s commanders, in an attack on Hidjaz had beheaded his two sons before their mother’s very eyes. Yet, Imam treated it with caution and appointed two deputies for him, Qays Ibn Sa‘d and Sa‘id Ibn Qays.

Sending them towards the enemy, Imam headed for Sabat in Ctesiphon. But before they go, he gave ‘Ubayd Allah some advice, ألن جانبك“Behave softly” ابسط ووجهك“Try to look cheerful” أفرش لهم جناحك“Cast the umbrella of your affection over them.” ادنهم من مجلسك“Try to keep close to them” وشاور هذين“Consult these two” فلا تقاتله حتى يقتلك“Never start battling before being stated.”

Imam also pointed out that those people were the survivors of the ones whom Imam ‘Ali (a) trusted. Then Imam added that they should move to the Euphrates and then to Maskan to defend themselves against Mu‘awiya and stay there until being ordered.[1614]

Imam himself went to Sabat. As recorded by Dinwari, Mu‘awiya sent an army with ‘Abd Allah Ibn ‘Amir Ibn Kurayz to Anbar and then to Ctesiphon. Comprehending the situation, Imam had to set out to Ctesiphon.[1615] The incident occurred there and is reported by all historians, was the Kharidjites attack on Imam. Such historians as Dinwari, Baladhuri, Abu l-Faradj Isfahani and even Shiykh Mufid quoting Isfahani have said that form Imam’s remarks the probalility of compromise could be inferred. Due to this reason the Kharidjites attacked him. It can not be acceptable. How could Imam, who had gone to Ctesiphon prevent the enemy’s invasion or recruit people, give such utterances with the implicit aim of compromise before the war be started? Ya‘qubi has recounted clearly what happened. Mu‘awiya who never ever gave up trickery sent Mughira Ibn Shu‘ba and ‘Abd Allah Ibn ‘Amir to Sabat to talk to Imam about compromise. When returning disppointedly in order to provoke the Kharidjites and under their breath in a way to be heard, they said,“Allah indeed prevented blood shedding and suppressed the sedition by the Prophet’s son. At last he accepted to compromise” . Ya‘qubi added that it was then that on heating, the army grew furious and never doubted their truthfulness, so they attacked Hasan (a) and plundered what he possessed.[1616] The Shi‘ite Muslims protected Imam in the middle and kept him away. Meanwhile Djarrah Ibn Sanan shouting,

“Like your father you have become polytheist” struck Imam on his thigh. Shi‘ite Muslims attacked Djarrah and killed him. Imam then had to take a rest in the house of Sabat governor, Sa‘d Ibn Mas‘ud Thaqafi who was Mukhtar’s paternal uncle, for treatment.[1617] Ya‘qubi’s narration of the riot in Ctesiphon uncovered the fact that event was also plotted by Mu‘awiya and his commonders, specially, Mughira Ibn Shu‘ba, a corrupt man.

After Imam was wounded, he addressed people, اتقوا الله فينا، فانا أمراؤكم وضفيانكم، أهل البيت الذين قال الله, إنّما يُريدُ الله ليذهبَ عَنكُمُ الرّجسَ أهلَ البيتِ ويطهّركُم تطهيراً“Seek divine behavior towards us for we are the best rulers among you, that is the same Household about whom God said, “Verily God hast the will to purge evils off thee in thy purity.”

The narrator says,”The listeners were all weeping”.[1618]

Imam’s separation from the army for mobilizing forces and preparing Ctesiphon to avert the entrance of Damascus plunderers, created particular problems. The two armies stood against each other in Habubiyya village of Maskan. Mu‘awiya as usual had recourse to trickery to delude the rival army. He sent ‘Abd al-Rahman Ibn Samura to falsely inform ‘Ubayd Allah and his army of Imam Hasan’s demand for compromise. People, nevertheless, denied and cursed him.[1619]

Later, he secretly sent one to give a message to ‘Ubayd Allah Ibn ‘Abbas,“Hasan has requested us to compromise. If you join us, I will pay you a million dhms. You take the half now and the other half when we entered Kufa.” While people waited for ‘Ubayd Allah to come for the Dawn Prayer, he had nightly joined Mu‘awiya. Qays Ibn Sa‘d led the prayer and then talked behind ‘Abbas how he had assisted the unbelievers in Badr until he was arrested. Then he talked behind ‘Ubayd Allah how in Yemen he fled and let Busr Ibn Artat murder his sons.[1620]

Suggesting bribery on the part of Mu‘awiya and other reports reveal well that Mu‘awiya had under false pretences propounded the request for compromise on behalf of Imam. If, as a matter of fact, Imam had accepted the compromise, there would have been no need for Mu‘awiya to pay a million dhms to ‘Ubayd Allah. Most Iraqis were on the qui vive to see Imam’s tendency towards compromising and immediately leave the army. As soon as ‘Ubayd Allah left, about two thirds of the army joined Mu‘awiya[1621] ; therefore, four thousand people remained with Qays Ibn Sa‘d.

Mu‘awiya supposed that after ‘Ubayd Allah and a part of his army sought refuge no one had remained. When he sent Busr Ibn Artat to the Iraqi army, they attacked him. He had to return and with an army attack them. Once again Qays and the army resisted and made them withdraw. A number were killed in the clash.[1622] Mu‘awiya tried to deceive Qays as well, but Qyas said about his religion he would never be deceived. Belittling him, Mu‘awiya called him a Jew the son of a Jew and said,“Look how your tribe left your father alone as he breathed his last on his own in Hawran of Damascus.”

In his answer Qays called him an idol the son of an idol and wrote,

“From the very beginning you unwillingly embraced Islam and you did nothing for it but sowing the seeds of discord and then willingly you deviated from it. You have always been in battle with Allah and His Apostle and a party from the polytheist parties.” [1623] Isfahani after recounting the event has referred to a delegation sent by Mu‘awiya to Sabat for talks with Imam Hasan. It indicates that Mu‘awiya’s aim for taking the former action had been only deceiving ‘Ubayd Allah.

Before the Iraqis were informed of Imam’s injury, the spies had informed Mu‘awiya. Upon hearing the news, he wrote to Qays that his defiance was futile, for Hasan’s disciples had revolted and wounded him Sabat. It made Qays to wait for a message from Imam.[1624] When the noble in Iraq realized that the victory would probably be Mu‘awiya’s, they one after another either joined him or sent him the message of allegiance. According to Baladhuri the distinguished figures of Iraq went to Mu‘awiya and swore allegiance the first of whom was Khalid Ibn Ma‘mar. He said that his allegiance was equal to those of Rabi‘a tribe.

Later on, a poet had composed for Mu‘awiya,”Hold Khalid Ibn Ma‘mar in esteem for without him you would never secured the authority”.[1625]

The policy that Mu‘awiya manipulated was spreading rumors in three areas of Kufa, Sabat and the war field. The Kufiyans thought that everything was over. In the war field it was said that your Imam had demanded to compromise. And in Sabat Imam was said that ‘Ubayd Allah along with a majority had joined the enemy and it was even rumored that Qays Ibn Sa‘d also had compromised. The only historian who has taken these multi-lateral rumors into consideration is Ya‘qubi.

He has said,“On one hand, Mu‘awiya sent a group to Imam’s military camp to report that Qays Ibn Sa‘d has compromised. On the other hand, he sent another group to rumor among Qays’s troops that Hasan (a) has requested to compromise” .[1626] Regretfully, a number of historians have recorded such rumors as historical reports. As an instance, Muhammad Ibn Sa‘d has recorded Mughira Ibn Shu‘ba’s trickery which led to the revolt of some people in Sabat of Ctesiphon as a historical report and added that it was where Imam accepted any condition laid down by Mu‘awiya.[1627]

Even a group of the Iraqi nobles who had joined Mu‘awiya had told him that they were ready to hand in Hasan locked up. As narrated by Ibn A‘tham, when Qays in a letter informed Imam of the army’s surrender, Imam called on the distinguished among his disciples saying,“O Iraqi people! What should I do with you? This is a letter from Qays who has written that your chiefs have joined Mu‘awiya. By Allah it comes as no surprise. In Siffin you forced my father to accept the arbitration and when he did so you objected. When for the second time he summoned you to war against Mu‘awiya, you delayed until he was endowed with divine generosity. Quite unwillingly after that you swore allegiance to me. I trusted your allegiance and took a step. Allah Himself is fully aware of my intention. But see what you have done. O people, these all suffice me, deceive not me about my religion.” [1628]

Imam’s remarks prove that he had not even the least doubt about the war but people’s unpleasant behavior had harassed him.

Mu‘awiya and Request for Compromise

What elucidates Imam’s stance is that he had on no accounts demanded to compromise. It was Mu‘awiya who desired to besiege Iraq with no trouble and insisted to convince Imam to abdicate. In spite of the fact, some sources based on the rumors and those narrators who called them historical reports have claimed that it was Imam who suggested the compromise willingly.[1629] Yet in return we mention some proofs one of which is what Ya‘qubi has recounted. Mu‘awiya sent a group to Sabat for talks with Imam Hasan (a) about the compromise. It was exactly the meeting therein Imam declined to compromise.[1630] Accordingly, Mu‘awiya’s first request was declined. Another proof is Imam’s letters in which he had persisted in war and threatened that if he did not surrender, he would face his army.

Imam also told Mu‘awiya’s envoy,”Tell that sword will judge between you and me.” All demonstrate that Imam’s intention was to battle.

The other one was what Imam told people,” Mu‘awiya has suggested a compromise there is no honor in. If prepared, I am with you to battle but if worldly life is vital for you, tell me to compromise.”[1631]

Sibt Ibn Djawzi narrated,

“When Imam Hasan (a) found out people have left him alone and have betrayed him, he had to accept to compromise. Earlier Mu‘awiya had requested but Imam had rejected. And it was Mu‘awiya who wrote to him many times.” [1632]

“Mu‘awiya wrote to Imam about compromise” , Shiykh Mufid has said.[1633]

As we discussed earlier, the rumors Mu‘awiya had spread had made some historians believe that Imam had been the one suggesting the compromise. Reportedly, Mu‘awiya sent his spies to rumor among the vanguard that Hasan has in a letter demanded Mu‘awiya to compromise and say,”What do you jeopardize your life for?”[1634] Also in order to mislead ‘Ubayd Allah Ibn ‘Abbas, he wrote, ان الحسن قد راسلني في الصلح[1635] “Hasan wrote to me about compromising.”

These rumors later were recorded as historical narrations and changed the reality diametrically.

Why the Compromise Was Accepted

There were several reasons that hindered Imam to achieve his goal, a mighty and honorable battle against Mu‘awiya. To safeguard the principal Islam and impede fruitless bloodshedding, he had to avoid battling. We point to some reasons below,

A.The most crucial reason for why Imam adopted a new position was people’s weakness in supporting him. No one can ever claim that Imam was never determined to fight with Mu‘awiya inasmuch as his remarks and position had already proved the reverse. What took place in Sabat obviously showed how incapable were the people in keeping on their struggle. It was then, according to Shiykh Mufid, Imam found out that people had disparaged him.[1636] A large number from among these people had been killed in wars of Djamal, Siffin and Nahrawan and now tired of any battle not only they felt no strength to fight but also they considered Ahl al-Bayt as debtors. They believed that Imam was responsible for the murdered.

As soon as Imam learnt that many soldiers have fled, he addressed people as saying,”You disobeyed my father to continue fighting and let the arbitrators judge while my father disagreed. He called upon you to keep on the war but you feared until he was killed. Later you came up to me and swore allegiance. You vowed to battle against any one I battled and compromise with any one I compromised. Today I heard that your nobles have joined Mu‘awiya. It dose suffice me. Deceive me not about my religion.”[1637]

Concerning the reason for Imam’s abdication, Djahi¨ has written,”When he found these people’s behavior towards his father and had known how capricious they were, he had to relinquish the power.”[1638]

Imam realized that he could not trust such people. This inconfidence was not only for lack of cooperation on their part but Imam stated, والله لو قاتلت معاويه لأخذوا بعنقي حتى يدفعوني اليه سلماً[1639] “By Almighty Allah, if I clash with Mu‘awiya, they will grasp hold of my neck and hand me over locked up.”

Elsewhere he has said, ورأيت أهل العراق، لايثق بهم أحد أبداً الا غلب“Iraqi people are those whom anyone trusted, was defeated, for no one agrees with another. They are never serious either about the wrong or the right.” [1640]

With such people battling with determined and united people of Damascus was impossible. The sad remarks of Imam ‘Ali (a) made in 39 and 40 A.H. do convince any equitable individual that there was no other alternative but handing Iraq to Damascus. Never ever could Imam Hasan (a) surrender himself and a number of his Shi‘ite Muslims bare-handed to Damascus people whose commander was Busr Ibn Artat, bloodthirsty. Now compromising was the only way for protecting Iraq from being plundered. Although it seemed possible that Imam and his small army resist and be martyred, rarely did it bear fruit. Mu‘awiya had poisoned the atmosphere through the slogan of ‘Uthman’s blood. In addition to Damascus, Egypt and other areas were now in his hand. At this point, Imam with that precedence and eloquence could do nothing and it had no reason but Iraq’s ineptness before Damascus. Hence, Imam’s martyrdom could solve no problem. Mu‘awiya was absolutely infamous and there was no need to make him known. At times, Imam was mistakenly introduced as the one loathing bloodshedding. It can never be accepted. He participated in wars of Djamal and Siffin actively and confirmed his father’s tradition. What Imam loathed was futile bloodshedding with no politically clear results.

B. Another reason was that waging a war normally depended upon people’s presence and a ruler to a limited extent could force them to battle. Two points merit consideration. One is whether a Muslim ruler could under any circumstances and even with overt disagreement of the majority start the war. If he were entitled to, under what conditions should he do so? The other point is that supposing he did so, would it be for the good of the Muslim nation or not?

The Prophet’s tradition was that he basically consulted the Muslims on war affairs. Considering the wars during his lifetime, we discussed it in detail. It occurred while firstly he had already secured allegiance from them and secondly since Djihad was one of the practical laws of Islam, it was Muslims’ duty the same as prayer. So why did he consult them regardless of these two points? One reason was because war was a heavy burden which was supposed to be carried by people. Prayer took a little time for a Muslim to do whereas war might cause heavy casualties and damages or make many homeless. When one was martyred, a tribe was bereaved. Naturally, people themselves should have become aware through consultation and shouldered the responsibility a bit. Although Djihad was a practical law of Islam, Allah’s Apostle did never call upon Ansar to participate in wars before Badr because they had committed not. Only in Badr did they participate after their leaders declared readiness. Later on, he had also consulted them in Uhud and Ahzab.

Whether to compose people to combat or not is a point that should be considered. Imam ‘Ali (a) has always been set to convince them either through advice or perhaps through having a whip in hand. Under no circumstances, did he try to coerce them by sword or torture.[1641]

He stated explicitly, “Yesterday I was the one who commanded, but today I am commanded. Yesterday I was the one who prohibited but today I am prohibited. You love to survive and, ليس لي أن احملكم ما تكرهون I never ever compel you to do what you dislike.[1642]

Imam Mudjtaba (a) was also faithful to this very method. When finding that they were not willing to have such an Imam nor were they prepared to defend themselves against Damascus, it looked quite natural that he left Iraq for Medina after giving essential advice that was mostly given in advance by his father. Imam ‘Ali (a) had already foretold them what an intolerable situation they would have in the future,”Be informed that thou will get into three great difficulties after me, an epidemic objectless, fatal sword and despotism. Then thou will desire that thou could have seen me, helped me and sacrificed thyself for me.”[1643]

Facing such hard status in Iraq and people’s indifference to his demands for a war, Imam Hasan (a) expressed his transparent position under the pressure of Mu‘awiya’s insistence on his resignation. First of all Imam declared that there was no doubt about the war against Damascus. والله لا يثنينا عن أهل الشام شك ولا ندم، وإنما نقاتل أهل الشام بالصبر والسلامة“No doubt or regret will prevent us from battling with Damascus. Forebearingly and calmly we will fight.”

Concerning people’s morale, he added,”You differ greatly from the past. Once you were getting prepared for Siffin, your religion was prior but today you give priority to this worldly life over your religion. Now between two bloody wars of Siffin and Nahrawan you weep for those you have lost and want to take revenge… but Mu‘awiya has called upon us to compromise while in the compromise no honor and justice can be ever found, ألا وانّ معاوية دعانا الى أمر ليس فيه عزّ ولا نصفة“Beware that Mu‘awiya called us to do something neither of sublimity nor fairness.”

Therefore, Imam announced that compromising would on no accounts be for the good of the nation after all. Then he urged people to tell him what course to pursue. فان أردتم الموت رددناه عليه وحاكمناه الى الله عز وجل بظبى السيوف، وان أردتم الحياة قبلناه وأخذنا لكم الرضى“If you are prepared to fight, let’s decline their request and rely on our swords, allow Allah to pass judgment. But if you like to survive, let’s accept their request and provide you with security.”

At the same time, people shouted from four corners of the mosque saying, البقية البقية“The remainders, the remainders…” and signed the peace pact.[1644]

Elsewhere he said, اني رأيت هوى عظم الناس في الصلح، وكرهوا الحرب فلم احب أن أحملهم على ما يكرهون“I found people mostly willing to compromise yet unwilling to fight. Never do I like to impose what they dislike.” [1645] أرى أكثركم قد نكل عن الحرب وفشل في القتال ولست أرى أحملكم على ما تكرهون“I realized how weak you have gone and how reluctant you have turned to fight. So I am not the one who compels you to do what you disgust.” [1646]

Imam referred to people’s non-cooperation as the reason for abandoning his caliphate. There was no other solution the normal situation. He stated, والله اني سلّمت الامر لاني لم أجد انصاراً ولو وجدت نصاراً لقاتلتة ليلي ونهاري حتى يحكم الله بيننا وبينه[1647] “By Almighty Allah, I abandoned it for I had no helper. If there were a helper to me, I would fight him day in and day out until Allah judge between him and me.”

C. Imam’s the other reason for accepting the compromise was protecting the Shi‘ite Muslims’ lives. Those objecting to Imam were of two groups, the extremists, the Kharidjites, who had the same clash with Imam ‘Ali (a) as well and the revolutionary Shi‘ite Muslims who could never stand compromising.

There was a few among those objecting who described Imam as, مذلّ المؤمنين“the one who humiliates the believers.”

Yet, in return Imam considered the acceptance of the compromise as honor and described himself as, معز المؤمنين“The one who holds the believers dear.”

He justified it as follows, اني لمّا رأيت ليس بكم عليهم قوّة، سلمت الامر لأبقى أنا وأنتم بين أظهركم“When I found thee not powerful enough, I preferred to compromise so that thou and I could survive.”

Next utterances manifest that by their and his surviving he meant safeguarding Shi‘ism. Somewhere else, Imam has likened his action to piercing the ship by a scholar with Moses whose aim was preserving the ship for her owners.[1648]

He also had said, فصالحت بقياً على شيعتنا خاصّة من القتل فرأيت دفع هذه الحروب الى يوم مّا، فانّ اللّه كل يوم هو في شأن“I did compromise to save the Shi‘ite Muslims’ lives. I pondered over delaying these wars for every day Allah deals with an affair.” [1649]

In an answer to one of the objectors Imam said, ما أردت بمصالحتي معاوية‌ الا أن أدفع عنكم القتل عندما رأيت تباطيء أصحابي عن الحرب ونكولهم عن القتال“With the aim of at least protecting your lives I compromised with Mu‘awiya when I found my disciples weak and unwilling to fight.” [1650]

Answering another objector, Imam likened his compromise to the Prophet’s with a difference that had been a compromise with the disbelievers, بالتنزيل“Ordered directly by Allah with revelation.”

But his compromise was with the disbelievers بالتأويل“Indirectly through interpretation.”

Then he added, ولولا ما أتيت، لما ترك من شيعتنا على وجه الارض أحد الا قتل“If I had not done so, no Shi‘ite Muslim would have survived.” [1651]

When Hudjr Ibn ‘Adi objected, Imam reacted as saying, يا حجر! ليس كل الناس يحب ما تحب، وما فعلت الا ابقاءً عليك، والله كل يوم هو في الشأن“O Hudjr! all do not like what you like. I did so for nothing but saving your life and others’. Allah also deals with an affair every day.” [1652] يا مالك! لاتقل ذلك، اني لما رأيت الناس تركوا ذلك الا أهله، خشيت أن تجتثّوا عن وجه الارض، فأردت أن يكون للدين في الارض ناعي“O Malik! say not so, Imam addressed Malik Ibn ®amra when objecting, when I saw how people but a few left me on my own, I feared you be wipped off the face of the earth. Hence, I decided to make one survive cry out for the religion on the earth.” [1653]

He also said, انما هادنت حقناً للدماء وصيانتاً واشفاقاً على نفسي وأهلي والمخلصين من أصحابي“I agreed to compromise to both prevent bloodshed and save my life, my family’s and my faithful disciples.” [1654]

The objectors were mostly faithful to Ahl al-Bayt. Such individuals from among them as Hudjr Ibn ‘Adi who deemed caliphate no one’s right but ‘Ali’s family tried to resist anyway due to their hatred of the Umayyads as well as their revolutionary spirit. The above mentioned remarks that were intentionally elaborated demonstrate Imam’s great insight and logic. He was well aware that Mu‘awiya, in the guise a rightful man, with his large and foolish army could easily suppress limited Iraqi troops and massacre the distinguished Shi‘ite Muslims and ‘Alawites under the pretext of revenge for ‘Uthman’s murder. Mu‘awiya had changed anything for his benefit. Only a few eminent disciples were survived who were mighty enough to stand against him. Until then he could make Iraq have doubts as well. With any possible way he could keep the Iraqis far away from Imam. When Mu‘awiya intended to conquer Iraq at the end of Imam ‘Ali’s term, Imam could do nothing other than what his son, Hasan, did. The devoted persons with Imam Hasan were too few to wage a war. In order to prove that if Imam ‘Ali (a) were in such a situation, he would surely have no other alternative, we refer to the issue of arbitration. When a number objected to Imam ‘Ali why he accepted arbitration, he said,”You see how disobedient my army has become. In comparing to their population you are very few. If we fight, this vast majority of war opponents will turn more hostile towards you than the Damascus army. If they ally with the Damascus troops, all of you will be massacred. By Almighty Allah, I myself am never pleased with arbitration but I had to approve the majority decision for I was greatly worried about your lives”.[1655]

Anyhow, Shi‘ite Muslims’ protection was an incumbent duty that made Imam to approve what for which valor was needed. It is of significance for an Imam or anyone of this type that he carry out his lawful responsibility not care about people’s harsh sarcasm which leads to his and his companies’ annihilation.

Regarding his compromising, Imam Mudjtaba said, والله، الذي عملت، خير لشيعتي مما طلعت عليه الشمس[1656] “By Allah, what I did was far better than what sun shines and sets for my Shi‘ite Muslims.”

In the same respect Imam Baqir (a) has said, والله، الذي صنع الحسن بن علي (ع) كان خيراً لهذه الامة مما طلعت عليه الشمس[1657] “By Allah, what Hasan Ibn ‘Ali did was far better than what to which sun shines for this nation.”

Imam Husayn (a) and Compromise

We discussed earlier that a group of historians and tradionists have done their utmost to introduce the two brothers different. The false notion concerning their opinions about compromise was propounded in such a way as though Imam Husayn had denied the compromise and objected to his brother. It was justified, however, that Imam Husayn (a) had been faithful to his father’s policy whereas Imam Hasan had not approved of the policy of fighting. As already shown, Imam Mudjtaba had been of the same mind about the war and it was quite explicit in his remarks.

Imam Husayn is quoted as objecting to his brother, أعيذك بالله ان تكذّب علياً في قبره وتصدّق معاوية“I take refuge in Allah that you deny ‘Ali in grave and confirm Mu‘awiya!” [1658]

It is also narrated in Mada’ini that Imam Husayn (a) balked at compromising until his brother convinced him.[1659] Against such claims there are many proofs indicating that Imam Husayn (a) had known no other way more appropriate than compromising and had called upon people to obey his brother.

First, Imam Husayn’s practical way of conduct was indifference to the remarks and actions trying to set him against his brother and introduce him as the Shi‘ite Muslims’ leader in Iraq. To the very last moment of his brother’s life, Imam Husayn was beside him living like him in Medina. For eleven years even after his brother’s martyrdom, his position was exactly as that of his brother’s. It demonstrates that without a shadow of a doubt he agreed to compromise.

Second, Resentful of compromising, the extremist Shi‘ite Muslims came up to Imam Husayn urging him to undertake their leadership.

‘Ali Ibn Muhammad Ibn Bashir Hamdani recounted, “Sufyan Ibn Abi Layla and I went to Medina to meet Hasan Ibn ‘Ali (a). When we stepped in, Musayyib Ibn Nadjba along with a number was there. I greeted him, السلام عليك يا مذل المؤمنين“Peace be upon you who humiliated the believers.”

Peace be upon you too, said Imam calmly, sit down. I never humiliated the believers but I held then dear. I compromised for the sake of naught but protecting you.

He added,“We went to visit his brother, Husayn, and inform him of what Hasan had said” .

Imam Husayn said, صدق ابو محمد، فليكن كل رجل منكم حلساً من أحلاس بيته مادام هذا الانسان حياً فان يهلك وانتم احياء رجونا أن يخيّر الله لنا ويؤتنا رشدنا ولايكلنا الى انفسنا“My brother is true. All of you should stay at home as long as Mu‘awiya is alive. If he were dead and you alive, may Allah do what our progress is in and may He leave us not on our own.” [1660]

When he was demanded to rise up, Imam Husayn said, أما أنا، فليس رأيي اليوم ذلك، فالصقوا رحمكم الله بالارض واكمنوا البيوت واحترسوا الظنة مادام معاوية حياُ“Now I do not believe so. Mercy on you, as long as Mu‘awiya is alive, stay at home and avoid being suspected.” [1661]

Imam’s referring to Mu‘awiya’s existence reveals that he was fully conscious of the prevailing situation which led to compromising. The role Mu‘awiya played was pivotal. Anyhow, afte the compromise was finalized, the two brothers left Kufa for Medina.

Peace Pact

Concerning the articles stipulated in the pact and signed by Imam Hasan (a) and Mu‘awiya, there is no perfect consensus in historical sources. Not only the rumors spread then, but also the spitefulness of historians and Tradionists impacted on the articles. Magnifying some articles, censoring some others, counterfeiting some and ignoring the principal conditions are seen in historical narrations as distortion.[1662] Heedless of these cases, there are various narrations in this regard each of which has mentioned one part of the authentic text. Al Yasin and some others have compiled these narrations and presented as a whole. Here we present the authentic text and then other narrations sporadically reported.

A number of sources by Ibn A‘tham Kufi, Baladhuri and Ibn Shahr Ashub have described the perfect text of the pact as an official treaty. The prefaces confirm the authenticity of the text.

According to Ibn A‘tham, when the clash between Imam and Mu‘awiya culminated in a compromise, Imam Hasan (a) sent ‘Abd Allah Ibn Nawfal to warn Mu‘awiya that he would never swear allegiance to him unless he vowed that people and their belongings were secure. Nonetheless, when ‘Abd Allah came up to Mu‘awiya, he told him on his own behalf that there were a number of conditions he should meet if he wanted to compromise. First, caliphate would be his provided that he designated Imam Hasan as the caliph after himself. Secondly, he should pay fifty five thousand dhms from the public fund to him annually. Finally, he should not merely pay the taxes collected from Darabdjird to him but also provide people with high security.

Accepting the conditions, Mu‘awiya asked for a white sheet, signed it at the bottom and sent it to Hasan Ibn ‘Ali (a). When ‘Abd Allah returned and recounted what happened, Imam told him, “Never do I want the caliphate after Mu‘awiya. And about the financial conditions you suggested I should say that it is in no way Mu‘awiya’s right to commit himself to paying me from Muslims’ treasury.

Then Imam called his amanuensis to write as follows,

بسم الله الرحمن الرحيم، هذا ما اصطلح عليه الحسن بن علي بن أبي طالب، معاوية بن أبي سفيان، صالحه على أن يسلم اليه ولاية أمر المسلمين على أن يعمل فيهم بكتاب الله وسنة نبيه محمد صلى الله عليه وآله وسلم وسيرة الخلفاء الصالحين؛ وليس لمعاوية بن أبي سفيان أن يعهد لأحد من بعده عهداً، بل يكون الأمر من بعده شورى بين المسلمين، وعلى أن الناس آمنون حيث كانوا من أرض الله، شامهم وعراقهم وتهامهم وحجازهم، وعلى أن اصحاب علي وشيعته آمنون على أنفسهم وأموالهم ونسائهم وأولادهم، وعلى معاوية بن أبي سفيان بذلك عهد الله وميثاقه وما أخذ الله على أحد من خلقه بالوفاء بما أعطى الله من نفسه، وعلى أنه لا يبغي للحسن بن علي ولا لأخيه الحسين ولا لأحد من اهل بيت النبي صلى الله عليه واله وسلم، غائلة سراً وعلانيةً ولا يخيف أحداً منهم في أفق من الافاق[1663]

This is a compromise between Hasan Ibn Abi Talib and Mu‘awiya Ibn Abi Sufyan. He compromises with him and entrusts caliphate to him provided that he will designate no successor after himself and will allow Muslims’ council to designate any one judged competent, for his death is imminent. Another condition is that Muslims must entirely be secure from him. He should behave well towards people. The third condition is that ‘Ali Ibn Abi Talib’s Shi‘ite Muslims, family and agents must be safe anywhere they are and no aggression should be made against them. Hereby Mu‘awiya Ibn Abi Sufyan swears allegiance to Allah and makes a pledge to be faithful to his allegiance and not to take in. He promises not to do an ill turn to Hasan Ibn ‘Ali, his brother Husayn and neither of their wives, children, relatives and disciples either overtly or covertly. Anywhere they are they should be safe and never threatened. That is it.[1664]

As recorded by Baladhuri, Mu‘awiya wrote a peace pact himself and sent it to Hasan Ibn ‘Ali (a) as follows,”I did compromise with you on the conditions that the caliphate after me be yours, I conspire not against you, I pay you a million dhms from the public fund plus taxes of Fasa and Darabdjird.”

This text is confirmed by both Muhammad Ibn Ash‘ath Kindi and ‘Abd Allah Ibn ‘Amir which was written in Rabi‘ al-Akhir, 41.H.

As soon as Imam read the foregoing text, he said,”He has stipulated something if I yearned for it, never ever would I relinquish the authority”. Then he sent ‘Abd Allah Ibn Harth Ibn Nawfal (Ibn Harth Ibn ‘Abd al-Muttalib) to tell Mu‘awiya,“If people will be safe, I swear allegiance to him.”

Mu‘awiya gave him a white sheet and said,“Write whatever you like” .

Imam Hasan (a) also wrote what we referred what we referred to previously.[1665] The text was cited by Ibn Shahr Ashub in Manaqib.[1666] Mada’ini[1667] and Ibn Sabbagh Maliki[1668] also have confirmed the report related to ‘Abd Allah Ibn Nawfal’s dispatch and the conditions laid down.

Many sources have referred to the condition of Imam Hasan’s successorship after Mu‘awiya with presenting no particular text.[1669] Some other sources also have confirmed the financial commitments made with regard to the taxes of Darabdjird, Fasa and Ahwaz in addition to the one-million payment per year.[1670] Reportedly, the other condition had been that Mu‘awiya should never curse Amir al-Mu’minin (a).[1671]

Here, two points merit to be taken into account concerning two conditions, the financial condition and caliphate condition. About the financial condition which is mentioned in different sources and for justifying which a group of Shi‘ite Muslims have even discussed in any way[1672] it should be kept in mind that the only text we confirm is the one shown before; accordingly, imposing any condition in the accord is basically deemed false. The cogent evidence is the reaction Imam had when finding out that ‘Abd Allah Ibn Nawfal had on his own behalf laid down such conditions and said,“Mu‘awiya is not entitled to commit himself paying me from the Fund.”

As far as we know what Imams’ way of conduct had been, such reasoning is clearly conceivable. The question, however, raised here is how the historians have propounded this condition. The answer can easily be inferred form what discussed above. Ibn A‘tham had narrated that the condition had been laid down by ‘Abd Allah Ibn Nawfal. As reported by Baladhuri, Mu‘awiya himself had imposed the financial condition among the conditions. Furthermore, seemingly in order to mar Imam’s reputation, Mu‘awiya’s spies and later courtier historians had spread a number of rumors. It appears that the financial condition had been suggested by the delegation sent by Mu‘awiya to Sabat in Ctesiphon for talks on compromising.[1673] Another evidence for proving that there had been no financial condition in the pact is when after the compromise Sulayman Ibn Surad Khuza‘i objected to Imam why he had not assigned a proportion.[1674]

Such reasoning can also be found for the condition of Imam’s successorship after Mu‘awiya. It is narrated that based on the signed accord Imam Hasan had been supposed to replace Mu‘awiya and if he were dead, his brother should be the successor.[1675] This time again Imam was not content to accept what ‘Abd Allah Ibn Nawfal or according to Baladhuri and others[1676] what Mu‘awiya had suggested. In return in a text, Imam deprived Mu‘awiya of appointing any successor to himself. He stressed that Muslims should shoulder this responsibility. Since Imam was aware that Mu‘awiya had always been set to make caliphate hereditary, he decided to tie his hands in the accord in this respect. If Imam had said something about his successorship, it would have been the confirmation of hereditary system per se. The term of“Muslim council” , however general, could be a way to dispense with the hereditary concept. It might be criticized that it is by no means compatible with the belief in“Nass” (textual nomination) about Shi‘ites Imams. It should be said that firstly the majority of the people among whom Imam lived did not believe in Nass and but this way, they had no other choice. Secondly, if legitimacy was judged by Nass, it would not be incompatible with the principle any way because people’s approval is evidently essential in a ruler’s legitimacy as a leader in a community. Some points within the peace pact merit consideration,

A. The first vital point was practicing the divine Book, the Prophet’s tradition as well as the pious caliphs’ lifstyles. Imam’s intention was to limit Mu‘awiya within a framework. He referred to this very point while making a speech on the pulpit when Mu‘awiya had come to Kufa. He said, إنما الخليفة من سار بسيرة رسول الله وعمل بطاعته وليس الخليفة من دان بالجور وعطَّل السنن واتخذ الدنيا أباً واُمّاً“The caliph is the one who practices the Prophet’s tradition and obeys him. The caliph is never the one who oppresses, disregards the Prophet’s tradition and adores the worldly life like his parents.”

وَإِنْ أَدْرِي لَعَلَّهُ فِتْنَةٌ لَكُمْ وَمَتَاعٌ إِلَى حِينٍ .

Who knows, perhaps it is an acid test for you and little goods for Mu‘awiya

he added. Mu‘awiya turned furious at Imam’s remarks.[1677]

At the same sermon Imam announced,“On a right Mu‘awiya disputed me that was mine but for the good of the nation and hindering bloodshed I ignored it.” [1678]

B. Another point was Imam’s opposition to a hereditary caliphate that we already discussed in detail.

C. The Shi‘ite Muslims’ security was one of the crucial principles of the contract. As mentioned before, Imam at the first leg of his talks with Mu‘awiya affirmed that that he would never swear allegiance to him unless Mu‘awiya promised to provide people with security. It is referred to in some narration’s that Imam asked clemency of guarantee even for Ahmar and Aswad. It may imply that Imam stressed on Mawali’s (freed slaves) security as well who were very respectable in Imam ‘Ali’s sight.

D. Imam’s other condition which had a particular significance was that there should be no covert or overt conspiracy against him or his brother, Imam Husayn (a).

With no prerequisite, Mu‘awiya signed the contract owing to the fact that the only thing he wanted was the conquest of Iraq. Mu‘awiya and also Imam himself were certain that he would turn a blind eye to any condition. To none of the conditions was Mu‘awiya faithful. He not only did not follow Qur’an and the tradition, but also went to extremes more than ‘Uthman. He appointed Yazid as his successor, and deprived ‘Ali’s followers (Shi‘ites) of security, imposing Ziyad and other tyrants to rule over them. Husayn bin Mundhir used to say: Mu‘awiya did not observe any of the conditions he had agreed to in his treaty with Hasan. He killed Hujr and his companions, appointed Yazid as his successor and did not delegate the matter of succession to a counsel, and poisoned Hasan.”

Mu‘awiya came to Kufa and said, ألا إني كنتُ شرطت شروطاً أردت بها الأُلفة ووضع الحرب، ألا وإنها تحت قدمي“I agreed on the conditions to put out the fire of sedition and reconcile the people, yet now I disregard them all.” [1679]

It is also quoted form him as saying,“Never did I fight to have you perform prayers, fast, go Hadjdj (pilgrimage) or pay poll tax, I fought to rule over you. And Allah bestowed it to me whereas you were all unwilling” .[1680]

A group of residents led by Humran Ibn Aban decided to revolt against Mu‘awiya in Basra. As reported he had been summoning people to swear allegiance to Imam Husayn (a). In order to suppress him, Mu‘awiya sent ‘Amr Ibn Artat or his brother, Busr to Basra.[1681] By the same token, he could manage to dominate Iraq. He appointed Mughira Ibn Shu‘ba to Kufa governorship for nine years as long as he was alive and ‘Abd Allah Ibn ‘Amir as Basra governor.

Imam Hasan’s caliphate began in Ramadan 40 and terminated in Rabi‘ al-Akhir, 41H. after seven months.[1682]

Imam Mudjtaba’s Character

Imam Hasan was born on Ramadan 15, 3 A.H. He looked like his forefather, Allah’s Apostle.[1683] After his father was martyred, he became the Shi‘ite Muslims’ leader. It is narrated from Abi Razin as saying that Imam, wearing black robe and a turban, delivered sermons.[1684] Imam Hasan was one of the most morally eminent figures whose conduct was an example to follow. We already discussed how repeatedly the Prophet admired him in his remarks and recommended all to feel affection for him. For instance, أللهم إني قد أحببته فأحبَّه وأحِبًّ من يحبه[1685] “O Allah! I love him, so adore him and the one who loves him.” من أحبَّني فليحبه وليبلغ الشاهد منكم الغائب[1686] “The one who loves me surely loves him. Tell it to the absentees too.” من أحب الحسن والحسين فقد أحبني، ومن أبغضهما فقد أبغضي[1687] “Anyone who loves Hasan and Husayn, he indeed loves me and anyone who annoys them, he indeed annoys me.” من سرّه أن ينظر الي سيد شباب أهل الجنة فلينظر إلي الحسن بن علي[1688] “Anyone who likes to see the master of the youth in Heaven can look at Hasan Ibn ‘Ali and some utterances the Prophet has made about Imam Hasan (a).”

Many narrations also are recorded in the light of Imam’s ideological features for example his trips as a pilgrim gone on foot. He has said, إني لأستحي من ربي أن ألقاه ولم أمش إلي بيته، فمشي عشرين مرة من المدينة علي رجليه“I am really ashamed of meeting Allah if I go to His House on horsebac.”

He visited there as a pilgrim twenty times.[1689] According to another narration, he had gone to Mecca for pilgrimage twenty five times on foot,[1690] yet Ibn Sa‘d has recorded it as fifteen times.[1691]

His generosity for Allah’s sake was a proverbial aspect of his ethical character. When Isma‘il Ibn Yasar along with ‘Abd Allah Ibn Anas went to meet Mu‘awiya in Damascus and take money from him but they did not succeed, Isma‘il in a poem addressed his friend Ibn Anas as follows,

لعمرك ما إلى حسن رحلنا و لا زرنا حسيناً يا بن انس[1692]

“O Ibn Anas by you we did not go to meet Hasan and Husayn.”

He implied that if they had gone to those two brothers, never would they have returned empty-handed. It is narrated that some one went to meet Imam Hasan while needy.

Imam told him,“Write down whatsoever you need ant then give it to me” . When the man gave him the list of what he needed, Imam offered him twice as much.[1693] It is pointed out elsewhere that during his lifetime Imam granted three times each time half as much as the property he had for Allah’s sake.[1694]

A man named Abu Harun recounted, “On our way to Medina for pilgrimage we decided to drop in on the Prophet’s son. Visiting him, we talked about our Journey. When we returned, he sent us each four hundred Dinars. We went back to him and said that our condition was okay. He answered, لا تردّوا عليّ معروفي[1695] “Reject not my generosity.”

Imam Hasan was told, فيك عظمة“You are great enough.” Imam said, لا بل عزَّة، قال الله تعالى, فللّه العِزَّةُ ولرسوله وللمؤمنين“It is not greatness but honor. Allah has stated that honor belongs to both Allah and His Apostle as well as the believers.” [1696]

After the compromise, the Kufa’s Shi‘ite Muslims who came to Hidjaz for pilgrimage constantly were in touch with Imam during his eight or nine-year residence in Medina. It was natural that they had approved him as their Imam and tried to avail themselves of him ideologically.

A man from Damascus recounted,”One day I ran in to a handsome and serene man wearing smartly on horseback. I asked who he was. They said he was Hasan Ibn ‘Ali Ibn Abi Talib (a). I was filled with rage and felt jealous of ‘Ali Ibn Abi Talib for having such a unique son. I approached him asking,“Are you ‘Ali’s son?” As soon as I heard his positive answer, I heaped abusive words onto him as many as I could. When I stopped he asked me if I was a stranger.“Yes” , I replied.

Then kindly he said,“If you have no place to live, I give it to you, if you need money, I pay you” . I parted him while I had no one as dear as him in my heart”.[1697]

Imam Hasan’s Martydom

One of Mu‘awiya’s unforgivable crimes is martyring Imam Hasan (a) who was the apple of the Apostle’s eye about which there is no doubt historically. As usual, Mu‘awiya hatched a plot and prompted Dju‘da, Imam’s wife and cursed Ash‘ath Ibn Qays’s daughter, to kill her husband. When Medina was plundered in the course of Harra event in 63 AH. this cursed woman’s house was plundered too. Nevertheless, due to her cooperation in her husband’s murder, her properties all were back. The report of Imam’s martyrdom by Dju‘da as well as Mu‘awiya’s conspiracy is recorded in numerous sources.[1698] As narrated by Haytham Ibn ‘Adi, Imam had been poisoned by Suhayl Ibn ‘Amr’s daughter prompted by Mu‘awiya.[1699] The poison had Imam stay in bed ill for forty days until he achieved martyrdom.[1700]

Miswar’s daughter, Umm Bakr said,“Imam had been poisoned many times. Although each time he survived, the last time the poison was so strong that it made the pieces of his liver come out through his throat.” [1701]

After he was martyred, he was supposed to be buried next to the Prophet’s grave according to his last will, but ‘Ayisha and Marwan, the ruler of Medina then, did not allow. Imam had advised that if they faced any problem, he should be buried in Baqi‘.[1702] ‘Ayisha did reveal his sheer spite towards Zahra (a), Her Excellency, and her son once more. No sooner had Imam’s corpse been approached to the Prophet’s grave than ‘Ayisha warned, هذا الأمر لايكون ابداً“Under no circumstances, such an action is possible.” [1703]

Both Abu Sa‘id Khudri and Abu Hurayra addressed Marwan,“Do you prevent Hasan from being buried beside his forefather whereas the Apostle (s) had called him the master of the youth in Heaven?”

“If such individuals as you, said Marwan sarcastically, did not narrate the Prophet’s hadiths, they would be dissolved soon.” [1704]

Muhammad Ibn Hanafiyya has narrated that when Imam was killed, Medina turned thoroughly mournful and all people wept. It was Marwan who let Mu‘awiya know saying him,”They want to bury Hasan by the Prophet, but as long as I am alive, I will never allow them.”

Imam Husayn come up to the Prophet’s grave and ordered to dig the ground. Sa‘id Ibn ‘As who was Medina governor pulled back but Marwan commanded the Umayyads to be armed on alert.

“It is impossible to let you” , said Marwan.

“It is non of your concern” , Imam Husayn (a) told him.

“You are not the governor, are you?” Marwan answered.

“No, but as long as I am alive, I will never let you do this” .

Imam Husayn (a) asked Hilf al-Fudul (the agreement reached during pre-Islamic period for ensuring the safty of the pilgrims) who were always with the Hashimites for help. A number of people belonging to the tribes of Taym, Zuhra, Asad and Dja‘uba took up arms then. Imam Husayn (a) and Marwan holding a flag in hand each opened fire on each other. Yet a group of people demanded Imam to practice the will Imam Hasan had made.”If there were a probability that someone be killed, bury me beside my mother in Baqi‘.” At last they could convince Imam Husayn.[1705] As inferred form another narration, Marwan who was deposed by then was intent to make Mu‘awiya gratified with him by such an action.[1706] When Marwan flourished to change Imam’s mind, he reported to Mu‘awiya in a bombastic manner.[1707]

He said,”How is it possible to see the son of ‘Uthman’s murderer buried next to the prophet but ‘Uthman in Baqi‘?”[1708] Beyond any doubt, Marwan had been among the wickedest figures of the Umayyads throughout whose term as Medina governor cursed Imam ‘Ali as well as the Hashimites.

Some believe that Imam was martyred in Rabi‘ al-Awwal, 49H. While some others have recorded it Rabi‘ al-Awwal, 50 H.[1709] The former seems to be more reliable. As soon as Imam was martyred, the Hashimites sent some persons to different spots of Medina and the suburbs to inform Ansar. Reportedly, no one could ever stay at home.[1710] The Hashimites women moaned his loss all day long for a month.[1711] Tabari has quoted Imam Baqir (a) as saying that Medina people shut their shops mourning for him for seven days.[1712] He added that in Imam’s burial ceremony the participants were so many that there was no elbow- room.[1713] News of Imam’s martyrdom in Basra led the Shi‘ite Muslims there to mourn.[1714]

After Imam Mudjtaba’s demise, Kufiyan Shi‘ite Muslims wrote a letter of consolation to Imam Husayn (a), in which Imam’s demise was regarded, on one hand, a tragedy for all Umma and particularly for Shi‘ite Muslims, on other hand. This shows formation of“Shi‘a” and even its terminological usage around 50 H. They talked about Imam Mudjtaba (a) with these titles,“‘Alam al-Huda and Nur al-Bilad” , someone who was hoped to raise up religion and rehabilitation of conduct of the righteous people. They hoped God would return Imam Husayn’s right to him.[1715] The letter had to be considered as one of the documents forming Imamate and ideological Shi‘a in Kufa.

‘Amr Ba‘dja says, “The first humiliation that befell to Arabs was Imam Mudjtaba’s demise.[1716]

CHAPTER I: ABU BAKR’S CALIPHATE

Saqifa

It is impossible to study the incidents after the Prophet’s demise in connection with the leadership of the society without paying attention to the then political parties in Medina. The Ansar (Helpers) were one of the important political parties who were worried about problems and their future after the demise of the Prophet (s) since the fall of Mecca to Muslims. They gathered in Saqifa, fearing the rule of the Quraysh, although they had sworn allegiance to Imam ‘Ali (a) - who was, they believed, less probable to assume power. Hubab Ibn Mundhir, one of the influential leaders of Ansar, in his remarks in Saqifa, considered the Ansar better than the Quraysh and said,“It was their sword that gained victory for Islam.”

He addressed the Ansar and said,“These people (Muhadjirun (Immigrants)) are your booties and your subjects and dare not stand against you.” [1] Hubab’s words have to mean that whatever made the Ansar do this unwise act, was their fear from and competition with the Quraysh. On the other hand, a number of the Muhadjirun who had shown suspicious behavior two weeks before the Prophet’s passing, hearing about the Saqifa gathering, wasted no time in attending the place and arguing with the Ansar.

The news of the negotiations was revealed later in Medina by the second caliph in one of his sermons. He was in Mecca when he was told that someone had said,“Swearing allegiance to Abu Bakr happened all of a sudden.” This made ‘Umar very angry and he decided to talk to the people about it in Mecca.

‘Abd al-Rahman Ibn ‘Awf said to ‘Umar,“You are in a city where all Arab tribes are present. If you say something now, it will be spread in all cities.”

When ‘Umar came to Medina, he went to the pulpit and addressed the people,“I have been told that some people have said swearing allegiance to Abu Bakr took place suddenly. I swear by my life that it was so. But God bestowed you its good and protected you against its bad side. After the Prophet’s demise, we were told that the Ansar had gathered with Sa‘d Ibn ‘Ubada in the vicinity of Banu Sa‘ida. Abu Bakr, Abu ‘Ubayda and I went to them and on our way, we came across two men from the Ansar. They assured us that the Ansar did not intend to do something contrary to our views, but we decided to see for ourselves.”

The spokesman of the Ansar said,“We, the Ansar, are the unified army of Islam and you, O Quraysh, were a small group of us and a minority among us!”

I wanted to respond to him but Abu Bakr prevented me and he himself said,“Whatever you say about the Ansar is, of course, true but the Arabs do not recognize “caliphate” except for the Quraysh race. They are the best of Arabs in lineage and in noble birth. I propose swearing allegiance to ‘Umar or Abu ‘Ubayda (who were the only men of the Muhadjirun in the gathering).”

The speaker of Ansar said,“Let there be an emir from us and another from you.” [2]

I responded,“Two swords cannot be put in a scabbard. Then, I raised Abu Bakr’s hand and swore allegiance to him.”

‘Umar added,“The Muhadjirun and the Ansar swore allegiance to him. (Of course, there were only three men of the Muhadjirun in the gathering.) We feared to leave the gathering lest they might swear allegiance to another one and force us to obey him! Or make a tumult with our opposition. Of course, swearing allegiance to Abu Bakr was impromptu, and it was not other than a divine blessing to repel a bad omen from us, and there is no likeness of. Therefore, whoever swears allegiance with a person without “Muslims’ consultation” , neither he nor the sworn one deserves obedience; otherwise, both will be in danger of assassination.”[3]

The caliph gave a brief report on Saqifa, but it was enough for disclosing part of the realities. The comprehensive report on Saqifa is available in Abu Bakr Djuwhari’s (323 AD) al-Saqifa.[4]

Ibn A‘tham writes,“Before the arrival of the Muhadjirun, serious arguments were raised among the Ansar. One of the Ansar said, “Select someone whose countenance frightens the Quraysh and makes the Ansar feel safe.” A few proposed Sa‘d Ibn ‘Ubada.

Usayd Ibn Hudayr, one of the nobles of Aws, rose in objection and said,“Caliphate should remain in the Quraysh.” Others spoke against him. Bashir Ibn Sa‘d defended the Quraysh and ‘Uwaym Ibn Sa‘ida said,“Caliphate will be exclusive to the Infallible Household of the Prophet(s). Put it where God has placed it.” [5] Ibn A‘tham’s report shows the internal oppositions inside the Ansar.

Usayd Ibn Hudayr from Aws and Bashir Ibn Sa‘d who was Sa‘d Ibn ‘Ubada’s cousin, were the first men of the Ansar who swore allegiance to Abu Bakr in Saqifa. We all know that later on, the Ansar became dissatisfied with the rule of the Quraysh.

According to Zubayr Ibn Bakkar, the people of Aws said,“It was Bashir Ibn Sa‘d of Khazradj who swore allegiance first. And the people of Khazradj said it was Usayd Ibn Hudayr.” [6]

Abu Bakr knew about such a contention, so in Saqifa he said,“If the men of Aws assume power, the people of Khazradj will not accept it and there will be bloody fights among them all the time.” [7]

According to Ya‘qubi, ‘Abd al-Rahman Ibn ‘Awf, too, was in Saqifa. This is not true. Whatever Ya‘qubi has quoted from him were told a day later in the mosque.

He addressed the Ansar and said,“Although you are people of essential excellence but there is no likeness of Abu Bakr, ‘Umar and ‘Ali (a) among you.”

Mundhir Ibn Arqam stood up and said,“We do not deny excellence of the people you named. If one of these people seeks caliphate (he meant Imam ‘Ali (a)), there will be no objection to his request.” Then Bashir Ibn Sa‘d and Usayd Ibn Hudayr rose and swore allegiance; and many followed them so that Sa‘d Ibn ‘Ubada was about to be killed in the stampede.[8]

Bara’ Ibn ‘Azib went to the The Hashimites and said,“They swore allegiance to Abu Bakr.”

The men of the Hashimites said Muslims would never do that in their absence.“We are the offspring of Muhammad (s)!”

‘Abbas said,“I swear by the God of Ka‘ba, they did.”

Ya‘qubi adds,“The Muhadjirun and the Ansar had no doubts on Imam ‘Ali (a).” [9]

Tabari and Ibn Athir have said the Ansar or a number of them present in Saqifa said they swore allegiance only to ‘Ali (a).[10]

According to Ibn Qutayba, Hubab Ibn Mundhir took his sword off its sheath when he saw the Ansar swearing allegiance but they disarmed him.

He addressed the Ansar,“You must wait and see your children begging for a bowl of water and a loaf of bread in the doorsteps of the Quraysh.” [11]

According to all historians, the most important reasoning of Abu Bakr and ‘Umar was Abu Bakr’s kinship with the Prophet (s) and his age, although there are some references to his merits in some documents.

They addressed the Ansar and said,“Arabs will only accept this race of Quraysh [12] and they will never accept prophethood in a family and caliphate in another family.” [13]

Abu Bakr in Saqifa said, نحن قريش والأئمة منا“We are from the Quraysh and the Imams must be from us.” [14]

Later on, when Imam ‘Ali (a) expressed his objections to Abu Bakr and ‘Umar about how they had relied on“kinship” knowing that he was closer to the Prophet (s), ‘Umar said,“Arabs do not want to see prophethood and caliphate in a single family. [15] Prophethood belonged to you, so let the caliphate be for other families!”

There is no doubt that after avoiding allegiance to ‘Ali (a) in Saqifa, tribal opposition began and finally, the Quraysh introduced its“tribal superiority” to make use of the internal conflicts of the Ansar and win the caliphate despite their limited influence in Medina. Followers of Abu Bakr considered his age as a criterion at a time when Imam ‘Ali (a) was young. When Salman heard the news of the allegiance, he said,“You selected the most aged one but made a mistake about the Infallible Household of your prophet. If you swore allegiance to them, two people would not oppose you.” [16]

It should be noted that no reliable and documented words were uttered on the issue of Saqifa and the way of the caliph’s selection. Of course, we must ignore the false quotations made up to show Abu Bakr rightful[17] for the caliphate that said the Prophet (s) had chosen not only Abu Bakr, but also the succeeding caliphs.[18] What is important to us, is the Saqifa talks and the sideline incidents. The Ansar considered caliphate to themselves; the Muhadjirun - Abu Bakr, ‘Umar and Abu ‘Ubayda - went to Saqifa and said caliphate was exclusive to the Quraysh. They did not rely on any traditions such as“The Imams are from the Quraysh,” and said Arabs would not obey any other race than the Quraysh. Among them, some great companions of the Prophet (s) such as Zubayr and Talha[19] did not consider Abu Bakr the right one to assume power.

Therefore, there was no recognized method or preconditions for selecting Abu Bakr except his kinship with the Prophet (s),“tribal superiority” of the Quraysh and tribal criteria. Being from the Quraysh was in no sense a prerequisite for assuming the title of caliph. Many years after his caliphate, ‘Umar wished“Salim” Mawla Hudhayfa Ibn Yaman were alive to rule after him.[20] Salim was not a man of the Quraysh. Some believe that the prerequisite of being from the Quraysh by descent was introduced in the Sunnites political jurisprudence since the third century.[21] The only criteria in Saqifa were linkage to the Quraysh and Abu Bakr’s age. These were the only criteria of the Dark Age along with the political conflicts that granted him caliphate, not a combination of the pagan and Islamic criteria that Dr. Khayr al-Din Sawi has stated.[22] There are other documents at hand that Abu Bakr attached special significance to the Quraysh and its nobility.

Ibn ‘Asakir says,“Some time after the conversion of Abu Sufyan to Islam; Bilal; Suhayb Rumi, and Salman scorned him. Abu Bakr asked angrily why they behaved that way with “the Shiykh and master of the Quraysh” . They complained about this in the presence of the Prophet (s) and he asked Abu Bakr to apologize.[23]

After the allegiance in Saqifa, they left the place. According to Bara’ Ibn ‘Azib, they walked in the alleys and rubbed the hands of whoever they met to Abu Bakr’s hands, not paying attention to the person’s willingness or unwillingness.

Bara’ adds,“I rushed to the door of the Hashimites to give the news.” [24] Their interest in allegiance was so immense that according to Ibn Abi Shayba, they did not attend the funeral ceremony of the Prophet (s) and returned to the city after the ceremony.[25]

Finishing the allegiance swearing, ‘Umar stood up and apologized for whatever he had said the day before on the continuation of the Prophet's life until the death of his last companion, and indeed for his claim on offering guidance to the Prophet (s). He said he believed that the Prophet (s) would live long to organize the affairs, but now he witnessed that the Qur’an was left among them and the people swore allegiance to the best companion of the Prophet (s).[26] This shows that ‘Umar was waiting for the selection of the anticipated caliph and he had no problem after that.

Some people rose in objection. In addition to two distinguished personalities of the The Hashimites, i.e. Imam ‘Ali (a) and ‘Abbas, there were some other influential people such as Zubayr Ibn ‘Awam, Khalid Ibn Sa‘id, Miqdad Ibn ‘Amr, Salman, Abudhar, ‘Ammar, Bara’ Ibn ‘Azib, and Ubayy Ibn Ka‘b.[27]

Abu Bakr’s followers went to visit Ubayy Ibn Ka‘b but he did not open the door for them.[28] ‘Umar, Abu ‘Ubayda Djarrah, Mughira Ibn Shu‘ba and Khalid Ibn Walid were the chief organizers of this program. At Imam ‘Ali’s doorstep, ‘Umar severely and seriously asked him to swear allegiance to Abu Bakr.

Imam said,“Your greed for Abu Bakr’s rule today is to have the caliphate tomorrow.” [29]

Those who had gathered in Imam ‘Ali’s house faced the harsh behavior of ‘Umar and his followers. ‘Umar took Zubayr’s sword and broke it, then threatened the residents of the house that he would set the house on fire. For the list of those sitting in Imam ‘Ali’s house and the names of those who broke into the house, refer to the following sources.[30]

According to Ibn ‘Abd Rabbih, ‘Umar who had a brand of fire in his hand, threatened to set the house on fire. When Fatima (a) asked him whether he was serious, he said he was unless they accepted whatever the nation had accepted.[31] Fatima asked the sit-in people to disperse because she was sure ‘Umar would set the house ablaze.[32]

Getting allegiance by force and threatening to set the house on fire, which were followed later on by the other caliphs (such as Ibn Zubayr in his exacting allegiance from the Hashimites)[33] could have stemmed from here.

Of course, the Quraysh started talks in addition to using force. Upon Mughira’s advice, they went to ‘Abbas to include him and his family, too, in the allegiance move and alleviate their problems by pleasing the Prophet’s uncle, but ‘Abbas rejected their invitation.[34]

Amir al-Mu’minin and Fatima did their best to return the right of caliphate from Abu Bakr to Imam ‘Ali (a) but it was fruitless. Their efforts have been recorded in the books of Abu Bakr Djuwhari and others.[35] There is no doubt that Fatima (a) was angry with Abu Bakr and ‘Umar for trampling on her right in the issue of the Prophet’s heritage, the Fadak case[36] and the Imamate of Muslims and she passed away sore in the heart.[37]

Zuhri says,“Imam ‘Ali (a) buried Fatima’s body at night and did not let Abu Bakr know it. Until before her death, Imam ‘Ali (a) and none of the Hashimites men swore allegiance to Abu Bakr. [38] Later on, Imam ‘Ali (a) swore allegiance to protect the unity of Muslims against the idolaters and infidels.” [39]

In his response to Abu Sufyan’s request who asked him not to let caliphate remain in the hands of the Banu Taym, Imam ‘Ali said,“You have always been an enemy of Islam and Muslims.” [40]

At any rate, there is no doubt that Imam ‘Ali (a) did not swear allegiance to Abu Bakr until after the death of Fatima (a).[41]

Mada’ini has written that with the beginning of the war against the infidels, ‘Uthman came to Imam ‘Ali (a) and said,“No one will join you in your fight against infidels unless you swear allegiance to Abu Bakr.” He insisted and took Imam to Abu Bakr’s place and ‘Ali (a) swore allegiance and it made Muslims very happy.[42]

Mas‘udi says,“Fatima, sitting at the side of the Prophet’s grave, recited the following poem” ,

قدكان بعدك انباء وهينمة لوكنت شاهدها لم تكثر الخطب

[43]

“After you, there appeared events that if you had been alive to see them, you would have never made so many speeches.”

Fatima’s opposition was very important to the caliph as far as his public prestige was concerned. Abu Bakr did his best to come to terms with her but she never accepted. This made the caliph express his deep regret in the final years of his life for invading Fatima’s house. Many historians have quoted him as wishing he had never inspected Zahra’s house.[44]

Sa‘d Ibn ‘Ubada was another opponent of Abu Bakr.[45] He did not swear allegiance with Abu Bakr and went to Damascus, and as has been quoted, was assassinated there in the time of the second caliph. The common news in historical documents is that genies killed him and they composed two verses on this. But, fact according to Baladhuri and Ibn ‘Abd Rabbih, is that a man from Damascus was sent by ‘Umar to ask him to swear allegiance and when ‘Ubada did not accept, he killed him.[46]

Abu Bakr’s policy differed from that of ‘Umar in that ‘Umar believed in using force to get allegiance from his opponents, but Abu Bakr did not recommend it although he also believed in this principle. Both had dual policies but ‘Umar, according to authentic documents, used force while Abu Bakr said in one of his sermons, “لا بيعة لي في عنقه وهو بالخيار من أمره“‘Ali has no obligation or commitment to swear allegiance to me and he is free in his choice.” [47]

Caliphate After the Prophet (s)

Abu Bakr, son of Abu Quhafa, was the first caliph after the Prophet’s demise. There are different views on his name being ‘Abd Allah or ‘Atiq.[48] Apparently, they have insisted on saying that his name was ‘Abd Allah but he used to be called ‘Atiq. He belonged to the Banu Taym tribe, one of the tribes of the Quraysh. During the Dark Age, the tribe had no special standing among the other tribes. A solid evidence for this claim is Abu Sufyan’s words when Abu Bakr assumed power.

He said,“How come the government has fallen to the least populated and meanest tribes of the Quraysh?” [49]

There is a story that says one day, Abu Bakr was speaking with Dhaghfal about his lineage and both agreed that Banu Taym was one of the weakest tribes of the Quraysh.[50] Another time, Abu Bakr asked Qays Ibn ‘Asim why he buried his daughters alive.

He replied,“So that they do not give birth to children like you.” [51]

There are different views also on his occupation in the days of ignorance. Those who intended to attribute a high position to him in the Dark Age, said he was a merchant. On the other hand, there are documents that say he had menial jobs such as milking and the like.[52] Another story says Abu Bakr had financial problems and was a teacher in the Dark Age and later, became a tailor after the advent of Islam.[53]

Two years younger than the Prophet of Islam, he is believed to be one of the first Muslims, although there are conflicting ideas on whether he was the first or the fifty-first Muslim as one quotation has it.[54] Such notions about him, who was the first caliph, are natural. We have not heard about any special pressures he may have faced in the years of invitation to Islam in Mecca. He did not accompany the Muhadjirun to Abyssinia, but he found an opportunity to be with the Prophet (s) in the night of Hidjra. According to our discussions about Hidjra, after the Prophet left the house, Abu Bakr went to see Imam ‘Ali (a) and when found out that Prophet Muhammad (s) had gone, he set off and joined him.

Abu Bakr’s relations with the Prophet (s) grew stronger after the Prophet’s marriage with ‘Ayisha. ‘Ayisha was a clever woman who tried to have a role in all political developments of her time. This helped strengthen Abu Bakr’s position to some extent. We said earlier that ‘Ali (a) believed that ‘Ayisha played the key role in Abu Bakr’s prayers.

Abu Bakr did not have any political or military responsibility during his ten years of stay in Medina, but he could gain power by understanding the situation of the internal wings of the Quraysh and taking advantage of the Quraysh’s enmity towards Imam ‘Ali (a) as well as the collaboration of the middle wings of the Quraysh, those who were not among the Umayyads and the Hashimites.

Abu Bakr grasped a serious chance. When he took over the caliphate, a wave of apostasy and opposition to Islam swept across Hidjaz and Muslims who all saw the principle of Islam endangered realized that opposing Abu Bakr was not to their interests. It is interesting to know that immediately after Abu Bakr’s coming to power, rifts emerged between the Ansar and the Quraysh over a sarcastic poem composed by Abu Bakr about the Ansar. Afterwards, the Ansar kept some distance from Abu Bakr and ‘Amr Ibn ‘As, instigated by the Quraysh spoke against them. On the other hand, Fadl Ibn ‘Abbas and then, Imam ‘Ali (a) praised the Ansar. Hassan Ibn Thabit composed poems in praise of Imam ‘Ali (a) for his support of the Ansar and implicitly, referred to the efforts of some men of the Quraysh who wanted to take Imam ‘Ali's position.[55] However, when oppositions heightened, the Ansar moved towards the claimants of prophethood and other apostates.

About Abu Bakr, we have to admit that he had an eloquent language and we are sure that it was his clam words at the Saqifa more effective than ‘Umar’s harsh words, though they were complementary.

Later, Abu Bakr once pointed to his tongue and said,“This is what helped me reach this rank.” [56]

Abu Bakr reiterated several times that there were some people who deserved the caliphate more than him. After the people swore allegiance to him, he said in a sermon,“I took over the rule over you while I’m not any better than you. If I behave well, help me; if not, guide me. Obey me as long as I am obedient to God; otherwise, you won’t need to obey me.” [57] This shows that Abu Bakr believed it was not necessary for a ruler to be the best of the people.

He has been quoted as saying,“ ‘Umar is stronger than me and Salim is more pious.” [58] But his emphasis on having the rule is surprising. Abu Bakr introduced his government as the“Caliphate of Prophethood” to convey the religious aspect of his caliphate. He considered his rule not as a caliphate from God, but a succession to the Prophet (s) and named himself the“Caliph of the Messenger of Allah” .[59]

His first measure was dispatching Usama’s army, an army that the Prophet (s) had prepared to send to Damascus in the final days of his life. Some political opposition caused delays in the deployment of the army under the pretext of Usama’s young age. But now that the issues seemed to have been settled, the same people who were opposed, decided to send Usama’s army in spite of the critical situation on Hidjaz. Responding to opposition against the army’s dispatch, they said they could not ignore doing something that the Prophet had wanted. Abu Bakr said he would send the army even if the beasts would tear him apart in Medina.[60] Usama’s army left for Damascus and returned after forty days with no serious clashes. Since the Prophet (s) had included ‘Umar in Usama’s army, Abu Bakr asked Usama to let ‘Umar stay with him.

The Issue of Apostasy

The main problem of Muslims was a move known as“Apostasy” . According to historians, after the Prophet’s passing, some people claimed prophethood, some became apostates and put on the royal crown while others refused to pay their tax alms.

We all know that the Bedouin Arabs converted to Islam one after another following the conquest of Mecca. It was mostly due to the ever-expanding power of Islam and they feared that Muslims would confront them any time. Therefore, they had no way but accepting the new path, even if temporarily while they did not know enough about Islam, nor could they give up their old ideas of the Dark Age.

Another serious problem for them was paying the tax alms. In fact, they considered it an act of extortion by Muslims, muslims to them were only the people of the Quraysh, Aws and Khazradj. These currents each had its own motive, but the system of caliphate viewed all of them as apostasy and confronted them from this aspect. However, apostates can be classified into several groups given what has been said so far,

The first group was those who claimed prophethood. Some others gave up Islam and returned to their previous faith during the Dark Age. The third group did not recognize the Medina government, but said they abided by Islam. These people did not believe in the Medina administration so refused to pay tax alms. Among this group, there were people who did not recognize Abu Bakr’s rule and did not believe in the Imamate of Prophet’s Household, so they did not pay tax alms. Here, we will first discuss the claimants of prophethood.

The news of apostasy has been brought up in several books. Tabari has used Sayf Ibn ‘Umar’s book as his major source. His book was“al-Futūh al-Kabir wa al-Radda” . Biographers have all rejected Sayf's authenticity.[61] Another independent work is the book of al-Futūh by Ibn A‘tham Kufi that fortunately remains to date. Waqidi and Mada’ini had both books on apostasy. More recently, Waqidi's“al-Radda” was published. It has many commonalties with the al-Futūh of Ibn A‘tham. There are other sparse and scattered references to apostasy in other books.

As for the claimants of prophethood, there was a main motive. Some ambitious tribes or individuals thought that they could also rule others by claiming prophethood if others had done so. This move led to the emergence of many claimants of prophethood. Aswad ‘Ansa was the first of these who staged a rebellion in Yemen and wrote to the representatives of the Prophet, أمسكوا علينا ما أخذنا من أرضنا“Return to us whatever of our lands you have captured.” [62]

Hearing this, Prophet Muhammad (s) ordered him to be killed in“any way possible” . It took three months for Muslims to quell the Aswad mutiny and he was killed finally. It is said that the news of his death reached Medina a few days after the demise of the Prophet (s). An Iranian-born man named Firuz, belonging to the Yemeni tribe of Abna’, had killed ‘Ansa.[63] There is also another reference to another Muslim named Dadhwayh who seems to be an Iranian.

Musaylima Ibn Habib from the Banu Hanifa tribe was another claimant of prophethood. He visited the Prophet of Islam in Medina along with the influential men of his tribe and said to have converted to Islam.

But, upon his return, he thought about claiming prophethood and said to the people of Banu Hanifa,“I what to know how come the Quraysh is more deserving than you for caliphate and Imamate? I swear by God that their population is not more than yours. They are not braver than you. You have more lands and more properties.” [64]

Then, he claimed prophethood and wrote to the Prophet of Islam,“I have become your partner in prophethood. Half of the lands belong to us and the other half to the Quraysh, but the Quraysh are aggressive people.” The Prophet responded to him,

إِنَّ الْأَرْضَ لِلَّهِ يُورِثُهَا مَنْ يَشَاءُ مِنْ عِبَادِهِ وَالْعَاقِبَةُ لِلْمُتَّقِينَ

“The earth belongs to Him, He gives it to whomever He wishes and the eternality is for the pious people.” [65]

This correspondence took place at the end of the 10th year from Hidjra. When the Messenger of Allah passed away, Musaylima found an opportunity to gather some followers around himself. He used to compose rhythmic prose to imitate the Qur’an and recited the prose for his followers.[66] Furthermore, he had told people he had exempted them from saying morning and evening prayers.[67] Also, Sadjah, the daughter of Harith Tamimi[68] , claimed prophethood but after meeting Musaylima, she married him. It is said that as Sadjah’s marriage portion, he exempted the people from saying morning and evening prayers.

In al-Futuh we read that when Sadjah met Musaylima, she said,“I heard about your excellent traits and chose you. I have come to be your wife so that we can both be prophets, and together, make the world obey us and be our subordinate.”

Musaylima said,“For your marriage portion, I exempted your nation from saying prayers at dawn and dusk.” [69]

When Muslims went to Yamama with an army led by Khalid Ibn Walid, they came across some of Musaylima’s followers and asked them what faith they were in.

They said, “منا نبي ومنكم نبي ”“We have our prophet and you have your prophet.”

It was then that a war broke out between them. The Yamama battle was one of the bloodiest wars of Muslims with claimants of prophethood and apostates. In this war, the Muslim army lost a great number of its men, 58 of whom were from the Muhadjirun and the Ansar and 13 men out of them, had fought in the Battle of Badr.[70] Ibn A‘tham has put the number of Muslim martyrs at 1200 people, 700 of whom had memorized the Qur’an.[71] In a text attributed to Waqidi, we read the details about the war and the many pre-battle bragging of the Prophet’s companions, including ‘Ammar Yasir. Immediately after the battle ended, Khalid married Mudja‘a Ibn Marara’s daughter, who was one of the conspiring heads of Banu Hanifa, and indulged in his own lust and pleasure. Observing this, Muslims wrote a letter to Abu Bakr and said,

أترضى بأنا لا تجف دماءنا وهذا عروس باليمامة خالد

“Do you please with our blood in dryness and this man keeps on living in relief in Yamama.”

The news reached Abu Bakr and ‘Umar said,“Khalid always does something which pains our heart.” Abu Bakr wrote a strong-worded letter to Khalid. When Khalid read the letter, he laughed and said he was sure it was ‘Umar’s work because he knew Abu Bakr was satisfied with him.[72]

Another claimant of prophethood was Tulayha Ibn Khuwaylad Asadi. He also gathered men from the tribes of Ghatafan and Banu Fazara and tried to compose rhythmic prose to claim prophethood and stand against the Medina government.

In a battle between his men and the Muslim’s army, ‘Uyayna Ibn Hisn and his tribesmen from Banu Fazārah were defeated heavily and Tulayha fled to Damascus. Thus, another revolt was suppressed.[73] ‘Uyayna Ibn Hisn had repeatedly shown his enmity towards Islam during the life of the Prophet (s) but had finally embraced Islam. However, his presence in this current showed that he, like many others, had never believed in Islam truly. When he was brought as a captive to Medina, people taunted him and said,“O, enemy of God! Did you become an infidel after converting to Islam?” But he swore he had not believed in Islam even for a moment.[74] Abu Bakr pardoned the captives of this war. Tulayha, too, came to Medina at the time of ‘Umar and repented.

‘Umar told him,“How do you expect to save yourself from hell when you have killed Thabit Ibn Arqam Ansari and ‘Ukkasha Ibn Mihsan Asadi?”

Tulayha said,“God had wanted martyrdom for them and I did not kill them with my own hand, so there will be no hell for me.” ‘Umar liked his reasoning and pardoned him.

Apart from claimants of prophethood, some other tribes became apostates in the basics. There is no doubt that the situation was prepared for apostasy but it is not clear for sure who were the real apostates and who are those who did not accept the Medina government merely for political or religious reasons.[75] For example, one such group was Malik Ibn Nuwayra’s clan who were accused and killed mercilessly undoubtedly just because of Khalid’s personal issues and his mean moral motives. This is a blot of shame for Khalid and those who defended him. They considered his crime in massacring a number of Muslims and his adultery with Malik’s wife after her husband’s murder as a wrong interpretation of Idjtihad.[76] Hearing about this, ‘Umar was seriously incited against Khalid and asked Abu Bakr to oust him but the caliph called him the“sword of God” and refused to do so.[77]

Among the tribes considered to be apostate, there were some people who did not believe in Abu Bakr’s caliphate and favored the government of the Prophet’s Household. They said Abu Bakr had no“allegiance” to them so there was no need to obey him. They believed that the Muhadjirun and Ansar had prevented the Prophet’s Household from coming to power out of jealousy.[78] According to Waqidi and Ibn A‘tham, a clan from Kinda in Hadramawt was all apostates. Ziyad Ibn Lubayd was responsible for collecting tax alms in the region. Some men of the tribe agreed with paying tax alms while others did not. Once Ziyad chose a camel belonging to Ziyad Ibn Mu‘awiya as tax alms, he asked for help from one of the influential men of Kinda named Haritha Ibn Suraqa and asked him to return his camel and take another one. Haritha made the request from Ziyad but he did not accept. So, Haritha himself went among the camels set aside as tax alms and brought back Zayd’s camel, saying,“We obeyed the Messenger of God as long as he was alive.” “لو قام رجل من أهل بيته لأطعناه ”“Today, we will obey anyone from his Household who comes to power.” Abu Bakr has no right of rule and allegiance upon us.

It is said that Ziyad Ibn Lubayd fled from the region overnight and composed poems terming the tribe as apostate.

He said,“We will fight you to make you obey Abu Bakr until you give up infidelity and apostasy and say you shall never return to infidelity.”

Of course, not all tribesmen thought like Haritha. What is important is that all of them refused to pay tax alms to the Medina government because they considered it humiliation for themselves. They believed in distributing tax alms among the poor in their tribe.

Some people of this tribe used to say,“We swear by God that we have come to be enslaved by the Quraysh. Once, they send Muhadjir Ibn Abi Umayya or Ziyad Ibn Lubayd to collect tax alms. Then, they threaten to fight against us.” [79]

Ash‘ath Ibn Qays, from this tribe, said,“I don't think Arabs would accept the rule of the Banu Taym and leave the men of the Hashimites.”

He said in his poems,“If the Quraysh are to leave the power into the hands of Banu Taym and distance themselves from Muhammad's Household, of course, we are prior to it because we are the descendants of kings.”

Elsewhere in the above narration, we read that Ziyad sent the tax alms camels to Medina along with someone and he, himself, went to a tribe of Kinda named Banu Zuhal.

An influential man of Kinda named Harith Ibn Mu‘awiya said,“O, Ziyad! You ask us to obey someone who has no accord with us.”

Ziyad said,“You are right. He has signed no agreement with you, but we have selected him to rule.”

Harith asked, “Why did you take the government away from the Prophet’s Household when they deserved it, because God has said, “وَأُوْلُوا الْأَرْحَامِ بَعْضُهُمْ أَوْلَى بِبَعْضٍ فِي كِتَابِ اللَّهِ .”“Some relatives are given more priority over others.”

Ziyad answered,“The Muhadjirun and the Ansar know the interests of their government better than you.”

Harith stated,“I swear by God, it is not so. You did it out of your jealousy. I cannot accept that the Messenger of Allah has passed away without assigning a successor for himself. Go away from here.”

‘Urfadja Ibn ‘Abd Allah, another man of the tribe, said,“I swear by God, Harith is right. Expel this man from this place. His master is not eligible to be the caliph and the Muhadjirun and Ansar are not better than the Prophet (s) in knowing the expediency of the government.”

Ziyad went to Medina and said,“The people of Kinda have revolted and have become apostate.” [80]

Ibn A‘tham’s further explanations on the disputes among the people of Kinda and Abu Bakr reveal their problem was Abu Bakr’s caliphate. Making his mind to fight the Kinda tribes, Abu Bakr summoned ‘Umar and said, “I want to send ‘Ali Ibn Abi Talib to fight them because, فانه عدل رضا عند اكثر الناس لفضله وشجاعته وقرابته وعلمه وفهمه ورفقه بما يحاول من الامور He is just and acceptable more to the public because of his excellence, valour, kinship and knowledge as well as his handling of affairs.

‘Umar said,“You are right. ‘Ali is as you say but I fear one thing. I fear he may refuse to fight them. If he does not go to war, no one else will do so unless with disgust.” [81]

This discussion and ‘Umar’s consultation with Abu Ayyub show that there were some people among them who opposed fighting Muslims.

The caliph considered these things instances of apostasy, and historians have recorded these fights as the battles of Radda. These wars may be justified as necessary tactics for safeguarding the government but it is hard to prove the tribes’ apostasy. When Abu Bakr decided to fight these tribes, some of his men, including ‘Umar, objected to his decision. Later on, ‘Umar said he opposed Abu Bakr’s decision in the beginning but after some time, he learnt that caliph was right.

The question is whether these tribes were apostate or fighting them was permissible or not? Abu Bakr believed in their apostasy, so he even took their women and children captive and brought them to Medina.[82] It seems that ‘Umar, like many Muslims, agreed with fighting them in principle but did not believe in their apostasy. According to Shahristani, it was because of this belief that ‘Umar freed their captives[83] when he became the second caliph.

Another problem was that even if the tribes were apostate, many believed that it was illegitimate to take captives from apostates.[84]

There are numerous documents at hand indicating that some tribes were considered apostate because they refused to pay tax alms. For instance, a group of Yamama people believed in the principle of paying tax alms but refused to pay tax alms to Abu Bakr.

They used to say,“We collect tax alms from the rich in our tribes and distribute it among the poor and needy among ourselves, but we will pay nothing to whom the Book and traditions have not recommended him.” [85] Ya‘qubi, too, writes,“Some people only refused to pay tax alms to Abu Bakr.” [86]

As mentioned earlier, ‘Umar opposed the idea of apostasy of these tribes. According to Ibn A‘tham, when Abu Bakr wanted to kill the captives of the battles of Radda,[87] ‘Umar said,“These people believe in Islam and they swear about it. Imprison them for the time being to see what happens next.”

Abu Bakr jailed them in the house of Ramla, daughter of Harith. After Abu Bakr’s death, ‘Umar told them,“You know what my opinion was about you. Now, you are all free without any ransom. Go wherever you want.” [88]

Qays on behalf of ‘Asim Minqari was commissioned by the Prophet (s) to collect tax alms from his tribe. After the Prophet’s demise, he collected the tax alms but instead of giving it to Abu Bakr, he distributed them among the poor in his tribe. This was considered as a criminal act. Even a proverb was made in this regard which said“More criminal than Qays be ‘Asim.” [89]

Ibn Kathir, too, has reiterated that many Muslims refused to pay their tax alms to Abu Bakr.[90] Mawbakhti writes a group said they would not pay tax alms until it was known who was holding the government; therefore, they distributed the tax alms among the poor.[91]

Maqdisi, too, says,“A group of them refused to pay tax alms while others opposed rejected the principle of tax alms.” [92]

Besides not recognizing Abu Bakr’s rule, another problem of the tribes was that after hearing the news of the Prophet’s passing, they severed their relations with Medina. They only believed in having a religious connection with Medina, and when the Prophet of Islam passed away, they felt no need for accepting the rule of someone else. Therefore, as they refused to pay tax alms to Medina, they were labeled apostate.[93] These tribes believed there was no need to assign a single ruler for all Muslims and that if they obeyed Muhammad, it was because he was a prophet. But, after his demise, there would be no need to obey others. They said,

أطعنـا رسول الله ما كان بيننا فيـــا لعباد الله ما لأبي بكر

إذا مات بكر قام بكر مكانـه وتلكم لعمر الله قاصمة الظهر

[94]

We obeyed the Messenger when he was alive but why shall we obey Abu Bakr?

When Abu Bakr died, a man like him came to power, that is - by God - backbreaking.

Thus, they did not deem it necessary to obey the rule of Medina and the rulers of Medina counted them among apostates.[95]

Muhammad Ibn Idris Shafi‘i writes,“This was because Arabs living in the outskirts of Mecca knew no rule and resented being ruled by others. The reason they accepted to obey the Messenger of God, was because they did not consider anyone else deserving obedience.” [96]

This reasoning has been brought in the poetry of Malik Ibn Nuwayra. Addressing his tribe, he said,

وقلت خذوا أموالكم غير خائف ولا ناظـر فيما يجئ من الغد

فـإن قام بالأمر المخوّف قائم منعنا وقلنا: الدين دين محمد

[97]

“I told you to take your money (tax alms) with no fear and no worries of what happens tomorrow, If someone assumes power, we will tell him, the only religion is the religion of Muhammad.”

Abu Bakr’s insistence on collecting tax alms from all tribes was to strengthen his government in Medina.

He said,“If they do not pay me the tax alms they used to pay to the Prophet (s) every year, I will fight them.” [98]

There is no doubt that the majority of the Prophet’s companions did not like Abu Bakr’s idea of war[99] but they obeyed him because he was the ruler.

Maqdisi said the first dispute among Muslims was leadership while the second was fighting those who refused to pay tax alms. Muslims opposed Abu Bakr’s view of tax alms collection but after a while, the majority of them accepted his rule. The opposition remained and some Muslims believed fighting them was a mistake.[100]

We quoted ‘Umar as saying that ‘Ali (a) might avoid fighting the Kinda people. Elsewhere, we said Abu Bakr was ready to fight them himself, but Imam ‘Ali (a) asked him to stay in Medina[101] and send another one to fight them. Obviously, a group of those the caliph fought against were real apostates.

Another quotation from Mada’ini says after Imam ‘Ali (a) opposed Abu Bakr, ‘Uthman told Imam,“Nobody will join the Muslim army to fight the apostates if you do not swear allegiance to Abu Bakr.” ‘Uthman’s insistence made Imam ‘Ali swear allegiance to Abu Bakr.[102] On the other hand, there were some people in Medina who wished for the success of apostates to once again maintain their infidel beliefs of the Dark Age. One day, a man of the Umayya and another man from the Ansar were boasting for each other.

The former said,“When the Prophet of Islam passed away, the majority of his companions were from the the Umayya.”

The Ansari man replied,“Yes.” و لكنهم حالفوا أهل الردة على هدم الاسلام[103] “They allied with the atheists to destroy Islam.”

‘Ayisha, too, has said about wide-scale discord in Medina in the first days of his father’s caliphate.[104] Also, Mecca was about to return to absolute apostasy after the Prophet’s demise, but Suhayl Ibn ‘Amr’s remarks stabilized Mecca’s situation.

Ibn Athir writes,“After the Prophet’s passing, Mecca was on the verge of apostasy and ‘Attab Ibn Asid sought a hiding.”

Suhayl Ibn ‘Amr stood up and addressed the people of Mecca, لاتكونوا آخر من اسلم وأول من ارتد[105] “Do not be the last one to embrace Islam and the first one to become an apostate.”

At any rate, we must not ignore the fact that Medina’s resistance against apostasy helped the administration in the city to be stronger and bring other lands under its control after passing through this tortuous period. Khalifa Ibn Khayyat has listed the apostates as follows,

Tulayha Ibn Khuwaylad, Banu Salim, Banu Tamim, Banu Yamama, Banu Bahrayn, Banu Umman, Banu Nadjir, Hadramawt and Banu Yemen, Banu Radda.[106]

Abu Bakr’s Agents

It is known to all that ‘Umar was Abu Bakr’s closest companion and old friend. The Prophet of Islam had spelled their brotherhood union along with the Muhadjirun.[107] Although Abu Bakr was a major architect of the issue of caliphate and showed he was better than ‘Umar in his battles against apostates, accepted ‘Umar’s views in many cases due to ‘Umar’s seriousness and toughness. These two were complementary to each other. We wrote that during the Saqifa developments, too, they were always together. It was due to this insistence that during the Saqifa issue, Imam ‘Ali (a) accused ‘Umar of trying to secure his own future.[108]

Abu Bakr said about ‘Umar,“He is the dearest of people to me.” [109]

Ibn Abi l-Hadid says,“Abu Bakr could not gain caliphate if ‘Umar had not helped him.” [110]

It is said that Abu Bakr appointed ‘Umar as a judge.[111] Also, he used to lead congregational prayers when Abu Bakr was absent.[112] It was in the 11th Hidjra year that Abu Bakr appointed him“emir of the pilgrims to Mecca” .[113] Khalifa Ibn Khayyat, listing Abu Bakr’s emirs, writes, وعلى أمره كله والقضاء عمر بن الخطاب[114] “Every affair including judiciary one of ‘Umar Ibn Khattab.”

‘Umar’s influence on Abu Bakr was so immense that he dissuaded the caliph from appointing Khalid Ibn Sa‘id as the commander of the Muslim army dispatched to Damascus and instead, sent Yazid Ibn Abi Sufyan. After returning to Medina and seeing Abu Bakr’s choice, Khalid Ibn Sa‘id refused to swear allegiance to the caliph for some time.[115] ‘Umar, himself, was aware of his power so he made use of his rank and divided the properties of Mu‘adh Ibn Djabal into two halves and took one half for Bayt al-Mal, the Treasury of Muslims.[116] He did the same thing later to the governors of cities when he assumed caliphate. Abu Bakr could not do anything in the absence of ‘Umar, so when he wanted to send Usama’s army to Damascus, he asked Usama, the commander of the army, to let ‘Umar stay with the caliph and help him in the administration of affairs.[117] Also, once when Khalid had made a mistake and Abu Bakr would not agree to write a letter of protest to him, ‘Umar wrote a letter himself, but Khalid paid to attention to it and said he knew ‘Umar had done it.[118]

At any rate, ‘Umar’s influence and the strong link between the two, made Abu Bakr appoint him as his successor. In other words, basically, people did not consider their caliphate two separate things and from the very beginning, they saw one of them as successor to the other one.[119] For the same reason, when Abu Bakr was in coma and wanted to write an agreement about his successor, his scribe, ‘Uthman, wrote ‘Umar’s name in the agreement because he knew whom the caliph was thinking of.

Khalid Ibn Walid was another functionary of Abu Bakr. He belonged to the tribe of Banu Makhzum, a family of the Quraysh, who converted to Islam on Safar 1st, 8th AH.[120] He was physically a powerful man but void of ethical values. He committed various faults when the Prophet (s) was alive. Some documents have said it was the Prophet (s) who named him“God's sword” but Ibn Durayd and others say Abu Bakr gave him the title.[121] He got the title when he killed Malik Ibn Nuwayra unfairly and when people like ‘Umar asked Abu Bakr to punish him. But the caliph said he was a sword hoisted by God and he would never bring it down.[122] According to Ibn A‘tham, Khalid named himself“Sayf Allah or God’s sword” and Abu Bakr approved it.[123]

It is said that Khalid was a supporter of Abu Bakr and an opponent of Imam ‘Ali (a).[124] He also accompanied the group who invaded Imam ‘Ali’s house to force him into swearing allegiance with Abu Bakr.[125] He is also believed to be a person who prepared the ground for Abu Bakr’s caliphate.[126]

The story of Malik Ibn Nuwayra’s murder, and the subsequent rape of his wife which Ibn A‘tham said he did upon the consensus of people of knowledge, shows the weak moral character of Khalid. However, Abu Bakr insisted on keeping him the commander of his army and sending him to crack down on apostates and false prophets. Abu Bakr defended Khalid with the justification that Khalid had acted on Idjtihad so he did not deserve punishment. One day Khalid burnt some of the captives of apostates with fire. When ‘Umar objected, Abu Bakr said he was God’s sword.[127] ‘Umar’s objection was why he had appointed a commander who killed people and tortured them with fire.[128] Apparently, despite all his attention to ‘Umar, the caliph was unwilling to stop backing Khalid, and still, it is interesting to know that when ‘Umar, himself, took power as the second caliph, unlike his earlier emphasis on stoning Khalid for raping Malik Ibn Nuwayra’s wife, he sufficed to sacking him.[129] Khalid was sure his acts would meet no objection on the part of Abu Bakr and if he received a letter of punishment from the caliph, it was from ‘Umar; otherwise, Abu Bakr trusted him.[130] Sometimes, he committed self-authorized acts because he was sure of Abu Bakr’s support.[131]

Abu Bakr once said,“No mother can give birth to someone like Khalid.” [132] Once when he killed two people who had letters of clemency from Abu Bakr, some people complained about it, but Abu Bakr defended Khalid as usual.[133] When ‘Umar sat on the throne as the second caliphate, he immediately fired Khalid from the command of Damascus’s army and replaced him with Abu ‘Ubayda Djarrah.

He said,“I sacked Khalid to show that God helps His religion.” [134]

When Khalid was busy fighting in Iraq and received his letter of abdication to Damascus, he said,“‘Umar’s jealousy did not allow me to achieve the conquest of Iraq.” [135]

According to Anas Ibn Malik, ‘Umar used to tell Abu Bakr,“Write to Khalid to ask for your permission before doing anything.”

Abu Bakr wrote but Khalid responded,“You must leave me free in whatever I do; otherwise, I will resign.”

‘Umar said,“Dismiss him” , but the caliph did not accept.[136] Khalid died in Medina or Damascus[137] in the 21st AH and accidentally, he appointed ‘Umar as guardian of his will.

Ibn Sa‘d quoted ‘Umar as saying,“We had ill thoughts about Khalid, but we were wrong.” [138]

‘Umar opposed crying over the dead and said he had heard from the Prophet (s) that, إن الميت ليعذب ببكاء اهله“The dead person suffers when his family cries for him.”

However, he allowed the women of Banu Makhzum to cry for Khalid.[139] More surprising, ‘Umar said at the time of his death,“If Khalid Ibn Walid were alive, I would appoint him as my successor.” [140]

Abu ‘Ubayda Djarrah was another pillar of power for Abu Bakr’s caliphate. He, along with ‘Umar and Abu Bakr, were the only men of the Quraysh who were present in Saqifa Banu Sa‘ida. He had an oath of brotherhood with Salim Mawla Hudhayfa[141] who was also influential in the issue of caliphate.

‘Umar said about him,“If Salim were alive, I would make him my successor.” [142]

It should be noted that ‘Umar said the same thing about Abu ‘Ubayda at the time of his death.[143] Abu ‘Ubayda was first appointed in charge of the Treasury of Muslims but later, became the commander of the Damascus army[144] and served until his death in 18th Hidjra year when he died in Amawas plague.

The commanders and functionaries of Abu Bakr were Yazid Ibn Abi Sufyan, ‘Amr Ibn ‘As, Shurahbil Ibn Hasana(18 H)[145] and ‘Akrama Ibn Abi Djahl. Among his appointees, there were some people serving since the Prophet's time. Mu‘adh Ibn Djabal in Yemen, ‘Attab Ibn Asid in Mecca and ‘Ala’ Ibn Hadrami in Bahrayn were some of these people. According to some documents, Abu Bakr appointed Anas as the ruler of Bahrayn. Perhaps, it was another part of Bahrayn. Muhadjir Ibn Abi Umayya ruled in San‘a, Ziyad Ibn Lubayd in the coastal regions of Yemen, Ya‘la Ibn Umayya in Khawlan, ‘Uthman Ibn Abi l-‘As in Ta’if, and Sulayt Ibn Qays ruled in Yamama. Also, it is said that ‘Uthman was Abu Bakr’s scribe.[146]

It is evident that the list does not include important figures of the Prophet’s companions, especially from the Ansar. Apparently, this can be suitable evidence on the caliphate’s neglect of the Ansar.

Conquest of Damascus

The greater Syria was a land bounded by the Mediterranean Sea, the Western banks of the Euphrates, the northern border of Hidjaz, the southern border of the ancient Eastern Rome and modern-day Turkey. Presently, this land includes the countries of Syria, Jordan, Lebanon and Palestine. The new border demarcation was made during the developments after World War I. The name of Syria has always existed since ancient times and Herodot(425 AD) has called this land Syria. Probably, the name Syria has been taken from the word“’Ashuriyya” attributed to Assyrians, although some have rejected this idea.[147]

Before falling to Muslims, the region of greater Syria was a colony of the Eastern Roman Empire. Centuries before the advent of Islam, big tribes of Arabs migrated from Hidjaz - mostly from south- to this land. The most important tribes recorded in the early advent of Islam, were, Quda‘a, Salih, Ghasasina, Djudham, Lakhm, Kalb, Tanūkh, and Bahra’. These tribes were sparse and scattered in the developed land of ancient Syria and each settled in a city or village.

These tribes forgot their Arab rites and rituals due to the many years of life with the Romans and the majority of them converted to Christianity.

However, they had kept parts of their Arab nature. The first sign of their conversion to Christianity was mixing their Arab language with Syriac, and basically, Syriac had become their scientific language. Therefore, it was recommended later that Arabic should not be learnt from Qada‘a and Ghassan because they read books in Syriac and naturally, their language had become mixed.[148] Shaykhu insists in showing that all Arabs living in the greater Syria had converted to Christianity before the advent of Islam. We believe he is overstating this fact. Earlier, we negated his views on the Christianity of the tribes of Aws and Khazradj. At any rate - true of false - he has provided a list of Arab tribes who converted to Christianity.[149]

Years before the advent of Islam, the Arabs of this land were allies of Romans in their battle against Iranians and fought the Iranian army and its allied Arabs from Iraq. In those years, the Roman army consisted of Arabs and Romans.

Damascus Arabs held different views with Arabs living on Hidjaz and they had different social behavior as well. The Arabs of Damascus had left their Bedouin life because they lived in a developed area and had become city dwellers in Damascus, Halab (Aleppo), Hims, etc. Their commonalities with the Romans made some of them migrate to Rome after the advent of Islam.[150] Of course, Romans always feared that racial commonality would urge the Arab tribes of Damascus to accept Islam. A more serious problem was difference in religion between the Christians of Damascus and the church of Constantinople in a way that they were greatly persecuted by the Eastern Church.

The Christians of Damascus believed in the Ya‘qubi sect[151] and it was a heretical practice in view of the Eastern Church. They believed that Damascus Christianity was excellent in innovation![152] The religious difference of Damascus’s Arab Christians with the Eastern Roman Church, to many, was one of the reasons for the consecutive Islamic conquests in the greater Syria.[153]

In addition to the Arab residents of the greater Syria, numerous Nibtiyan, too, who were descendants of the earlier tribes and rulers in the region, lived in that land. Also, many Jews who are said to be between 100 to 200 thousands lived in that land.[154]

We mentioned earlier that at the time of the advent of Islam, the greater Syria was under the domination of the Eastern Roman empire. However, since centuries ago, local rulers had the power in that land. The Nibtiyan government ruled first, followed by the Tadmur government and finally, the government of Ghassanid who were from the tribe of Ghasasina. These came from Yemen apparently after the destruction of the Ma’rab Dam. This tribe converted to Christianity in the 4th century AD. Djafna Ibn ‘Amr, from the elders of the tribe, was the founder of the Ghassani dynasty and there are ambiguous quotations that between 11 to 32 rulers of this dynasty ruled in Damascus. There is little we know about a limited number of these more recent rulers. Harith Ibn Djabala was one of their renowned personalities who ruled between the years 529-569. He fought the Lakhmids -the Arab rivals of the Ghasasina who ruled Iraq - and helped his tribe rise to fame. He won the title of“Philark” meaning chieftain and also Bitriq (Patrick) from the Roman emperor for his services. The Ya‘qubiyya sect spread in Damascus in his time. After Harith, his son, Mundhir, replaced him and ruled until 581, when crisis engulfed Damascus.[155] Between the years 611 and 614, Iranians fiercely invaded these regions and captured Jerusalem. Later, (Hiraql) Heraclitus could regain Jerusalem from Iranians. The names of Ghassani princes ruling some cities and their command of the battle between the Roman-Arab army and the army of Islam indicates that the Ghasasinah still had great influence in Damascus and Constantinople. Djabala Ibn ‘Ayham Ghassani, a commander of the Roman army at Yarmuk, was one of these influential princes who converted to Islam but became an apostate and went to the Roman emperor for certain reasons mentioned elsewhere.

Heraclitus was the son of Herakleios, whose father ruled in Christian Africa on behalf of the Roman Empire. The Eastern Empire Roman Empire experienced serious crises in the closing years of the sixth century AD and the early years of the 7th century.

The attacks of Awars and Islaws from the West caused problems for this vast land, but most pressing were the civil wars. A sergeant named Fukas united people and revolted against the government of the aristocrats and killed Emperor Mavrikius and all his children. This civil unrest prompted Khusraw Parviz to invade the greater Syria and capture Jerusalem in 614. He continued his assaults on Asia Minor. The aristocrats of Constantinople sought help from Heraclitos, the ruler of Africa. He sent his son, who was also named Heraclitos, to Rome. The son who was a brave man, succeeded in defeating Fukas and put on the crown of emperor. The capture of Jerusalem was a good pretext for inciting Christians to fight Iranians. After restoring calm, Heraclitos set off to fight Iranians in the year 622 and after six years of sustaining consecutive defeats, he finally managed to pursue Iranians as far as the gate of Ctesiphon and made them accept peace.[156] These incidents took place in the 7th and 8th years of Hidjra.

When Heraclitos was busy reorganizing his affairs, Muslims made their first attacks on Damascus and captured the city after a while. The last days of the empire coincided with the conquest of Egypt in 640 AD.[157]

The greater Syria was the first priority for Muslims because they had managed to make the Quraysh sign the Hudaybiyya peace accord after years and get ready for spreading Islam outside Hidjaz.

The Prophet of Islam sent a few messengers to these regions. Harith Ibn ‘Umayr was one of these messengers who took a letter to the ruler of Basra. He was killed by Shurahbil Ibn ‘Amr of the Ghassani dynasty. Then, the Prophet of Islam sent his 3,000-strong army under the command of Dja‘far Ibn Abi Talib, Zayd Ibn Haritha and ‘Abd Allah Ibn-Rawaha to Muta in southern Damascus. The army prepared to fight Muslims in Damascus- according to Ibn Ishaq - was a combination of the Roman army and the Arab tribes of Lakhm, Djudham, Balqi, Buhra´, and Bali.[158] Muslims were unsuccessful and after the martyrdom of their commanders and a number of others, they could only return to Medina. The Tabuk operations were the Prophet’s next measure. This operation, likewise, entailed nothing for Muslims except several accords with some Arab tribes. The Prophet mobilized another army in the final days of his life under Usama Ibn Zayd but it was sent to Damascus after his death and returned home empty-handed. All these army deployments show the importance of Damascus in view of the Prophet. Damascus was close to Medina and Muslims were quite familiar with its importance. It came out in the following years that Damascus was more important than Iraq to the succeeding caliphs.

With the end of the Radda operations, Abu Bakr wrote letters to the people of Mecca, Ta’if, Yemen and all Arabs in Hidjaz and Nadjd and summoned them for Djihad or holy war.

In his letters, he promised the booties in Rome. Numerous people rushed to Medina from tribes across Hidjaz.[159] A strong army of Muslims left for Damascus in the 12th AH (633 AD). Abu Bakr divided the army of Islam into three armies with three commanders. The first army commanded by ‘Amr Ibn ‘As, was to leave for ’Ayla in the Gulf of ‘Uqba. The second army’s commander was Yazid Ibn Abi Sufyan and the third commander was Shurahbil Ibn Hasana. These two commanders were sent to a region between Tabuk and Mu‘an. Khalid Ibn Sa‘id was supposed to command one of these armies, but due to his objection to Abu Bakr’s caliphate, upon ‘Umar’s emphasis, they replaced him with Yazid Ibn Abi Sufyan.[160] A short while later, Abu ‘Ubayda Djarrah joined them with his auxiliary men and he commanded all forces when they all operated in the same region. Some people believe he commanded an army from the beginning.

The first clashes of Muslims with Romans occurred in a region called“Wadi al-‘Araba” , south of the Dead Sea. Palestinian governor, Sergius, was the commander of the Roman army. He was killed in this war and his army was defeated. The Muslims advanced along the Mediterranean coasts[161] and each of the armies fought in a region and joined others wherever necessary.[162] In the beginning, the Muslim armies had 3000 men each, but Abu Bakr sent fresh forces and the number of Muslim fighters in each army rose to 7500.

Shortly after, the total number of the army of Islam increased to 24000 men.[163]

After the ‘Araba battle, the second encounter was made in a village of district of Ghazza called Dathin. This battle which took place in the month of Muharram of the 13th year of Hidjra,[164] ended in Muslims’ victory.

Baladhuri has written about the war of Dathin first and then, about the ‘Araba battle, but he has mentioned a narration saying the battle of Dathin happened in the beginning. According to historians, the Muslim army did not face any obstacles which required them to use their weapons on their way from Hidjaz to Wadi ‘Araba. These sweeping victories frightened Heraclitos and made him recruit forces. The news of the Roman army’s recruitment reached Medina and the caliph ordered stopping the operations temporarily on the Iraqi border. He sent Khalid Ibn Walid and his army to Damascus. The Muslims captured Basra and Ma’ab after Dathin in Rabi‘ al-Awwal of the 13th Hidjra year. Then, they moved towards Damascus. Hearing the news of the enemy’s concentration in Udjnadayn, Muslims moved towards that place first. This bloody battle ended in the victory of Muslims in the Djamadi al-Awwal or Djamadi al-Thani of the 13th Hidjra year although many Muslims, too, were martyred.[165] It was after this defeat of the Romans that Heraclitos who was in Hims, left for Antioch. While Muslims were on their way to Damascus, the enemy regrouped and encountered the army of Islam in Mardj al-Safar. This war took place in the month of Muharram of the 14th Hidjra year and once again, Muslims defeated the enemy. After that, Damascus was totally besieged by the army of Islam.

It is said that while Abu ‘Ubayda had managed to open his way into the city, the archbishop of the city signed a peace accord with Khalid Ibn Walid on the other hand and Abu ‘Ubayda, too, had to accept it despite Muslims’ objection. The conquest of Damascus forced many residents of the city who were mostly Roman or Arabs affiliated to them, into leaving for Antioch and joining Heraclitos. After their departure, Muslims settled in their unsettled houses.[166] Damascus fell to Muslims in Radjab of 14th Hidjra year, but Abu Bakr had died in Djamadi al-Thani of the 13th Hidjra year after two years and three months and a few days of caliphate.

Conquest of Iraq

Iraq is an ancient land with an ancient civilization, known to the world as the Mesopotamian civilization. It is located in the north of Hidjaz, East of the greater Syria and West of Iran (behind the Djibal region). Centuries before the advent of Islam, Arab tribes residing on Hidjaz immigrated northwards to Syria and Iraq to escape the ever-increasing population.[167]

Their massive immigration and their many young forces gave them dominance over the native people of the regions and gradually, created an Arab environment. The Nibtiyan of Iraq and Syria were the descendants of the ancient settlers of this land.[168] Iraq is known as“Sawad” for its fertile lands. Sawad means abundant farming.[169] During the advent of Islam, the Arab settlers of Damascus were said to be from the tribes of Tanukh, ‘Ibadiyyin and Ahlaf (different allied tribes). The Euphrates river was the border between Arabs of Damascus and Iraq. The Iraqi Arabs were called“Fars Arab” and Arabs of Damascus were called“Roman Arab” .[170]

The immigrant Bedouin Arabs began to dwell in cities due to the vastness of fertile lands in Iraq and many of them converted to Christianity under the pressure imposed from the West. The ‘Ibadiyyin, the majority of whom lived in Hira, were Christians at large.[171] They believed in Nestorian Christianity and they were, indeed, a cultural tribe taught reading and writing to Arabs of Hidjaz during the Dark Age.[172]

Hira was the chief city of Iraq that time. It is said that the word“Hira” had been taken from Harta, Hirta and Hirtu in Syriac, meaning military camp. According to Arab literature in the Dark Age, this city was highly important in Iraq and was the seat of Lakhmids kings. After the advent of Islam and the establishment of the city of Kufa in the vicinity of Hira, the city turned to ruin and its building materials were used for constructing Kufa.[173] Hira was one league (six kms) away from Kufa and before Islam it was a center for interaction of various cultures such as the Persian Sassanids culture, the culture of Byzantium, Nestorian Christianity and local idolatry.[174] Remnants of this city still remain today.[175]

The pre-Islamic history of Iraq is part of the history of Iran from the political aspect. That is why two historians, i.e. Tabari and Dinwari, have mixed the history of this period of Iraq with the story of developments in Iran. The reason for this is the meaning of ‘Arab Fars or Persian Arab, similar to the situation of Damascus whose history was mixed with the history of the Roman Empire. The Al Lakhm dynasty, known also as Al Nasr, Al Nu‘man[176] and Dawlat al- Manadhara, had a situation like that of the Ghassanids or Al Djafna. Accidentally, both had similar fates, i.e. losing power in the early years of Islam. Iran and Rome jointly imposed pressure on them. Information existing about the Al Lakhm dynasty is ambiguous in history books and Djawad ‘Ali has tried to organize these pieces of information.[177] The first Lakhmi ruler was Djudhayma al-Abrash also known as Shah Tanukh in some inscriptions.

Other famous kings of this dynasty were Imra’ al-Qays (d. 328 AD) overstated as the“king of all Arab world” .[178] Lakhmi kings were mostly idolaters but due to being influenced by the Zoroastrian culture from the East and the Christian culture from the West, every now and then, they tended towards either direction. What is certain is that Nu‘man III of this dynasty who reigned until 602, was a Christian. We wrote that Nestorian Christianity was predominant in Iraq and Western Iran. The Sassanids kings supported this sect because the government of Byzantium was fighting it and it was politically in favor of Iran to defend this sect of Christianity.[179]

During this period, the political fate of Iran and Iraq were intertwined because the Iraqi government had practically been installed by Iran and it could not resist the Al Ghassan or powerful Arab rivals from northern Saudi Arabia (like Kinda who claimed to rule the entire region and managed to wrest control of Hira from Lakhm for three years.[180] ) Iran, on the other hand, had to defend Iraq against its enemies because Iraq was a barrier on the way of the invasion of Bedouin Arabs and the Byzantium government and its puppet government in Damascus. This necessity made the Iranian government deploy soldiers to Hira and its surrounding regions to guard Iranian borders there. Iran had contacts with Arabs not only in Iraq but it was also their neighbor on the eastern Saudi borders in the southern shores of the Persian Gulf. Some historians have reported of Iran’s influence in Yathrib[181] one or two centuries before the advent of Islam. Sometimes, Iran had to give control of a region like Ubulla to a powerful tribe such as Banu Shayban to defend the invasion of Bakr Ibn Wa’il.

Due to its many interests in Saudi Arabia, Iran once accepted to interfere in Yemen, the southernmost point of Hidjaz. In the early sixth century AD, Jews gained some power in Yemen and persecuted Christians. This made the Negus of Abyssinia, Yusti Niyanus, invade Yemen in the year 525 AD. He suppressed the Jews and established a Christian rule there. Abraha, the commander of the operations and his son, Masruq, ruled for fifty years in Abyssinia until Sayf Ibn Dhi Yazan put an end to their rule over Yemen with an 8000-soldier Iranian army. Many of the Iranian remained in Yemen[182] and formed the Abna’ or Persian generation of Yemen. Their number grew to the extent that they joined the army of Islam in the conquest of Egypt. They had a district and a mosque in the name of Persians in Fastat that still existed until the third century.[183] When the Messenger of Allah invited the heads of states to convert to Islam, famed Bazan ruled Yemen. He had been installed by the Sassanids in Iran.

At any rate, Iran had important interests in Arab lands, especially in Iraq located on the border between Iran and Rome. Iran’s interference in these regions was to the degree that in the year 602, Khusraw Parviz ordered Nu‘man III, the last king of the Lakhmi dynasty, to step down step down. After him, the Iranian government replaced him with a local Christian named Iyas Ibn Qubaysa to rule Hira and with him, an Iranian border guard was appointed.[184] During a period of 30 years between the resignation of Al Lakhm and the first attacks of Muslims on Hira, drastic upheavals occurred in the relations of Iran and Byzantium, that required Iran’s more direct interference in Iraqi affairs. In the years 611 to 614, Khusraw Parviz launched a lengthy attack against Byzantium and captured a major part of the greater Syria including Quds. For many years, this created problems for the Byzantium government. This defeat is referred to in Qur’an as the“Conquest of Rome” . After a few years, Heraclitos succeeded in reinforcing his army and during six consecutive years of war, defeated the Iranian government until the year 628, when Khusraw Parviz was killed and Iran had to accept peace. It is clear that Iran’s defeat opened the way for the invasion of Iraq by the Byzantium government and the most important of all, by the Bedouin rebels. In the early years of the fourth decade of the seventh century AD, some chieftains of Arab tribes pleaded to the first caliph of Muslims to retake Iraq from Iran. They organized the first attack against Iran in 633 AD or 12th AH.

Muslim Arabs lived in the Western part of Hidjaz, but they had some links with the east of the peninsula as well. Especially, they exchanged visits with Nadjd and the tribes residing in it. Some time before the Prophet's demise, a large number of these tribes converted to Islam though it was not serious; therefore, after the Prophet’s passing, apostasy spread in the eastern parts of Hidjaz, particularly in the land of Nadjd. The new government had no option but to quell them; otherwise, the same tribes would soon move toward Medina, too. So, Muslims were dispatched to those regionsto support the riots. The attack was partly commanded by Khalid Ibn Walid. As he gradually advanced to supress these tribes, he came to the southern parts of Iraq. Some of the apostates had fled to Iraq and some of them, like Banu Tamim, lived in that region. The consecutive victories of the Muslim army in those regions made the tribal chieftains of southern Iraq think of using these forces to capture Hira. This was the first attempt for conquests in Iraq and then, in Iran.

One of the influential tribes in southern Iraq was Banu Shayban, a branch of Bakr Ibn Wa’il tribe., Wa’il itself, was a branch of Rabi‘a tribe. The region where Bakr Ibn Wa’il resided, started from Iraq and extended as far as Bahrayn in the Persian Gulf.[185] Banu Shayban was a rival of Al Lakhm and one of those tribes whom Iranian had to give concessions to in the lands under their rule. One of the last Arabian-Iranian battles was Dhi Qar, in which Banu Shayban fought against Iranians and are said to have defeated them. One of this tribe’s leaders was Muthanna Ibn Haritha who must be considered the main instigator of Muslims in the conquest of Iraq and then, Iran.

According to Dinwari, ever since Puran sat on the throne in Iran, rumors spread that there was nothing left of the Iranian glorious kingdom. Hearing about this, two people from Bakr Ibn Wa’il, Muthanna Ibn Haritha and Suwayd Ibn Qutba ‘Idjali, attacked the land of Iranians with their men (the first attacked Hira and the second one invaded Ubulla). They would raid farmers and plunder them. After that, Muthanna wrote a letter to Abu Bakr and noted Iran’s weakness.[186]

Abu Bakr who had heard about his assaults on the Iranians, said,“Who is this man, whose “news” reaches us before his“name” ?” He was told the man was not an unknown person. After ending the war against apostates, Muthanna came to Medina and asked Abu Bakr’s permission to fight the Iranians. Abu Bakr wrote an agreement for him. A few months later, he dispatched his brother to Medina to ask Abu Bakr to send forces to him and the caliph sent Khalid Ibn Walid to Iraq.[187] According to Baladhuri, after getting the permission for war from Medina, Muthanna returned to his tribe in Khiffan and invited them to convert to Islam and they all accepted. Then, Abu Bakr sent Khalid to Iraq and asked Muthanna to obey him.[188] Muthanna did his best to expand Islam in Iraq for some years until his death. It has been said that he and his tribe had come to the Prophet (s) and therefore, was considered one of the companions.[189] The Muslim army in these attacks is said to have been numbered at around 18000.[190]

It should be noted here that the Iranians’ war in the conquest of Iraq was not against Arabs. What has been reported about he conquests indicates that the Iranian armies were the main side of these clashes, although it has been said that some men from Hidjaz and Arab Christians. In the conquest of Ubulla, the commander of the enemy’s army was a man named Hurmuz whose part of army was commanded by Qubad and the other part, by Anushdjan.[191] In fact, after the collapse of the Lakhmids, Iranians guarded this land and it was natural that in the Arabic environment of Iraq, Lakhmids could do this better than the Iranians. Therefore, it has been said that due to the fall of the Lakhmids, the southern wing of the Sassanids government was left almost without any support.[192]

We must also add that there are different versions about these conquests. One of the best-known narrators was Sayf Ibn ‘Umar who was notorious for lying and fabricating stories. He tried to portray Khalid as an unnatural human being who even sometimes, did some supernatural tasks! Stories of the conquest of Iraq in the Tarikh Tabari, have been taken from his reports.

It is said that Khalid first captured Ubulla, although Waqidi rejects it.[193] Another source says this city was captured by ‘Utba Ibn Ghazwan. Also, we read that the city of ‘Ullays was conquered based on a peace accord and then, Muslims moved toward Hira from there. There are contradictory views on whether Hira resisted Arab Muslims or not.[194] The nobles of Hira have said that Ayas Ibn Qubaysa was among them and they gave up the city peacefully provided that they would not destroy churches and palaces. Hira’s tributes were the first sent to Medina.[195] Hira fell in Dhi Qa‘da, 12th AH.

Anbar was another major city of Iraq that fell to Muslims. It had been named Anbar (storehouse) because in the past, it used to be a place for Iranians to store their cereals. In fact, many Iranian forces and border patrols served in this region, and the city was naturally, a warehouse for their food. The city was famous until the second AH century and the establishment of Baghdad. It should be noted that before the conquest of the city by Muslims, Romans had burnt the city.[196] This indicates that a year before Iraq’s conquest, Romans had done serious damage to the region. ‘Ayn al-Tamr, in addition to Ubulla and Khurayba, were the places used for the stationing of Iranian border guards. They were either captured by force or peace. One of the captives of this city was Yasar, the ancestor of Muhammad Ibn Ishaq, the author of“Sira Nabawi.” [197]

The consecutive victories of Muslims which all came within at most a year on the one hand and lack of any serious resistance and fight on the part of Iranians against Muslim Arabs, show how disorganized the state of Iranian forces was in the region. Perhaps, some may say that Iranians did not take these attacks seriously and this may be true to some extent. But Iranians were aware of the changes in Hidjaz and the battles against apostasy, because they had too much influence on Bahrayn and Yamama and it is illogical to accept that they were unaware of these incidents and of the state of Muslims. Secondly, Iranians could not do anything even after taking Arabs’ assaults seriously. Therefore, the Iranian army was not in a good shape at that time. This army suffered from the disorders that had beset the Iranian ruling system after its defeat from the Romans. It had seriously damaged the credibility of the Sassanids government among Iranians, themselves.

Spuler writes on the speedy withdrawal of the Iranian army from Iraq,“The speedy victories of Arabs and fast retreat of Iranian forces from the region had more deep-rooted reasons. On the one hand, Mesopotamia, with its Aramaic or Aramaic-turned settlers which was largely populated by Christians and besides them, followers of Baptism and Jews and limited number of Manicheans, opposed the rule of Iran in the region. On the other hand, there were few Iranians in the region and villagers showed no resistance against the advance of Arabs, although they did not welcome the invading Arabs as it was done simultaneously in Egypt extremely excited by the acts of Byzantium. However, the situation in Mesopotamia was similar to that of Egypt.” [198]


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