1. Language, Speech Acts and Performatives
Language is an inseparable part of our everyday lives. It is the main tool used to transmit messages, to communicate ideas, thoughts and opinions. It situates us in the society we live in; it is a social affair which creates and further determines our position in all kinds of various social networks and institutions.
In certain circumstances we are literally dependent on its appropriate usage and there are moments when we need to be understood quite correctly. Language is involved in nearly all fields of human activity and maybe that is why language and linguistic communication have become a widely discussed topic among linguists, lawyers, psychologists and philosophers.
According to an American language philosopher J.R. Searle speaking a language is performingspeech acts
, acts such as making statements, giving commands, asking questions or making promises. Searle states that all linguistic communication involves linguistic (speech) acts. In other words, speech acts are the basic or minimal units of linguistic communication. (1976, 16) They are not mere artificial linguistic constructs as it may seem, their understanding together with the acquaintance of context in which they are performed are often essential for decoding the whole utterance and its proper meaning. The speech acts are used in standard quotidian exchanges as well as in jokes or drama for instance.
The problem of speech acts was pioneered by another American language philosopher J.L. Austin. His observations were delivered at Harvard University in 1955 as the William James Lectures which were posthumously published in his famous bookHow to Do Things with Words
. It is Austin who introduces basic terms and areas to study and distinguishes locutionary, illocutionary and perlocutionary acts. As Lyons puts it: Austin’s main purpose was to challenge the view that the only philosophically (and also linguistically) interesting function of language was that of making true or false statements.(Lyons, 173) Austin proves that there are undoubtedly more functions language can exercise. The theory of speech acts thus comes to being and Austin’s research becomes a cornerstone for his followers.
It is Austin who introduces basic terms and areas to study and he also comes up with a new category of utterances – the performatives.
Performatives
are historically the first speech acts to be examined within the theory of speech acts. Austin defines a performative as an utterance which contains a special type of verb (a performative verb) by force of which it performs an action. In other words, in using a performative, a person is not just saying something but is actually doing something (Wardhaugh: 1992: 283). Austin further states that a performative, unlike a constative, cannot be true or false (it can only be felicitous or infelicitous) and that it does not describe, report or constate anything. He also claims that from the grammatical point of view, a performative is a first person indicative active sentence in the simple present tense. This criterion is ambiguous though and that is why, in order to distinguish the performative use from other possible uses of first person indicative active pattern, Austin introduces ahereby
test since he finds out that performative verbs only can collocate with this adverb.
1. a.I hereby resign from the post of the President of the Czech Republic.
b.I hereby get up at seven o’clock in the morning every day.
While the first sentence would make sense under specific conditions, uttering of the second would be rather strange. From this it follows that (1a) is a performative, (1b) is not.
Having defined performatives, Austin then draws a basic distinction between them. He distinguishes two general groups -explicit
andimplicit performatives
.
1.1. Explicit and Implicit Performatives
An explicit performative is one in which the utterance inscription contains an expression that makes explicit what kind of act is being performed (Lyons, 1981: 175). An explicit performative includes a performative verb and mainly therefore, as Thomas (1995: 47) claims, it can be seen to be a mechanism which allows the speaker to remove any possibility of misunderstanding the force behind an utterance.
2. a.I order you to leave.
b.Will you leave?
In the first example, the speaker utters a sentence with an imperative proposition and with the purpose to make the hearer leave. The speaker uses a performative verb and thus completely avoids any possible misunderstanding. The message is clear here.
The second utterance (2b) is rather ambiguous without an appropriate context. It can be understood in two different ways: it can be either taken literally, as a yes/no question, or non-literally as an indirect request or even command to leave. The hearer can become confused and he does not always have to decode the speaker’s intention successfully. (2b) is an implicit or primary performative. Working on Lyon’s assumption, this is non-explicit, in terms of the definition given above, in that there is no expression in the utterance-inscription itself which makes explicit the fact that this is to be taken as a request rather than a yes/no question (Lyons, 1981: 176).
The explicit and implicit versions are not equivalent. Uttering the explicit performative version of a command has much more serious impact than uttering the implicit version (Yule, 1996: 52). Thomas adds to this that people therefore often avoid using an explicit performative since in many circumstances it seems to imply an unequal power relationship or particular set of rights on the part of the speaker (1995: 48). This can be seen in the following examples:
3. a.Speak. Who began this? On thy love, I charge thee. (Othello, 2.3.177)
b.I dub thee knight.
In (3a) Othello speaks to his ensign Iago and asks him who initiated a recent fight. Othello addresses Iago from the position of strength and power and he therefore uses the explicit performative‘I charge thee’.
Iago understands what is being communicated and carefully explains that he does not know who had started it.
In (3b) the situation is different. In this example it is rather the particular set of rights on the part of the speaker which enable him to use an explicit performative. Dubbing was the ceremony whereby the candidate’s initiation into knighthood was completed. It could only be carried out by the king or any entitled seigneur who shall strike the candidate three times with the flax of the blade, first upon the left shoulder, next upon the right shoulder and finally upon the top of the head while sayingI dub thee once.. I dub thee twice...I dub thee Knight.
Shiffrin (1994: 51), commenting on Austin’s observations, adds:
“The circumstances allowing an act are varied: they include the existence of ‘an accepted conventional procedure having a certain conventional effect’, the presence of ‘particular persons and circumstances’, ‘the correct and complete execution of a procedure’, and (when appropriate to the act) ‘certain thoughts, feelings, or intentions’.”
These circumstances are more often calledfelicity conditions
.
1.2. Felicity Conditions
The term of felicity conditions was proposed by Austin who defines them as follows (Austin, 1962: 14 – 15):
There must exist an accepted conventional procedure having a certain conventional effect, that procedure to include the uttering of certain words by certain persons in certain circumstances.
The particular persons and circumstances in a given case must be appropriate for the invocation of the particular procedure invoked.
The procedure must be executed by all participants both correctly and completely.
Where, as often, the procedure is designed for use by persons having certain thoughts or feelings, or for the inauguration of certain consequential conduct on the part of any participant, then a person participating in and so invoking the procedure must intend so to conduct themselves, and further must actually so conduct themselves subsequently.
Linguistic literature concerning the theory of speech acts often deals with Austin’s example of marriage in connection with felicity conditions. Thomas for instance closely describes the institution of marriage and states that in western societies “this conventional procedure involves a man and a woman, who are not debarred from marrying for any reason, presenting themselves before an authorized person (minister of religion or registrar), in an authorized place (place of worship or registry place), at an approved time (certain days or times are excluded) accompanied by a minimum of two witnesses. They must go through a specified form of marriage: the marriage is not legal unless certain declarations are made and unless certain words have been spoken” (Thomas, 1995: 38). Only then are all the felicity conditions met and the act is considered valid.
However, this procedure is often not universal; the customs vary throughout countries and cultures. In Islamic world for example, the ceremony of marriage is considerably different. The bride cannot act herself, she needs a wali (male relative) to represent her in concluding the marital contract as without his presence the marriage would be invalid and illegal. The declarations and words spoken are also culture specific and thus different from the formulas common in Europe.
For all that, there must exist a certain conventional procedure with appropriate circumstances and persons involved, it must be executed correctly and completely, the persons must have necessary thoughts, feelings and intentions and if consequent conduct is specified, then the relevant parties must do it. (Thomas, 1995: 37) Generally, only with these felicity conditions met the act is fully valid.
The term of felicity conditions is still in use and it is not restricted only to performatives anymore. As Yule (Yule, 1996: 50) observes, felicity conditions cover expected or appropriate circumstances for the performance of a speech act to be recognized as intended. He then, working on originally Searle’s assumptions, proposes further classification of felicity conditions into five classes:general conditions
,content conditions
,preparatory conditions
,sincerity conditions
andessential conditions
. According to Yule (Yule,1996:50),general conditions
presuppose the participants’ knowledge of the language being used and his non-playacting,content conditions
concern the appropriate content of an utterance,preparatory conditions
deal with differences of various illocutionary acts (e.g. those of promising or warning),sincerity conditions
count with speaker’s intention to carry out a certain act andessential conditions
‘combine with a specification of what must be in the utterance content, the context, and the speaker’s intentions, in order for a specific act to be appropriately (felicitously) performed’.
In connection with felicity conditions as well, Austin later realizes that the category of performatives and constatives is not sufficient and thus, in an attempt to replace it by a general theory of speech acts, he ‘isolates three basic senses in which in saying something one is doing something, and hence three kinds of acts that are simultaneously performed’ (Levinson: 236):the locutionary
,illocutioanary
andperlocutionary acts
.